Filed: 5/8/2026ACC: 0001193125-26-214271
📋 What this filing means
PENN MUTUAL ASSET MANAGEMENT filed this quarterly 13F‑HR report disclosing 9 equity positions with a total reported market value of $19.52M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
9
Positions
$19.52M
Total AUM (reported)
819.09K
Total Shares
Allocation by class
PERP PFD CNV A$6.93M35.5%
COM$4.56M23.4%
COM NEW$3.76M19.2%
COM SHS$2.90M14.9%
CL A$806.6K4.1%
JP MRGAN EM LOC$452.0K2.3%
SHS CL A$113.4K0.6%
Portfolio Concentration
Top 3$14.30M73.2%
4–10$5.22M26.8%
Top 3 weight
73.2%
Top 10 weight
100.0%
Voting Authority Distribution
Total shares with voting rights: 819.09K
Sole
Full voting authority
819.09K
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole9
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings9
Rows:
WELLS FARGO & CO
SOLEShares6K
TypeSH
Market value$6.93M
35.50%
Sole
6K
Shared
0.00
None
0.00
ANNALY CAPITAL MANAGEMENT IN
SOLEShares177.59K
TypeSH
Market value$3.76M
19.24%
Sole
177.59K
Shared
0.00
None
0.00
AGNC INVT CORP
SOLEShares360K
TypeSH
Market value$3.61M
18.50%
Sole
360K
Shared
0.00
None
0.00
ARMOUR RESIDENTIAL REIT INC
SOLEShares174.05K
TypeSH
Market value$2.90M
14.87%
Sole
174.05K
Shared
0.00
None
0.00
RUBRIK INC.
SOLEShares16.47K
TypeSH
Market value$806.6K
4.13%
Sole
16.47K
Shared
0.00
None
0.00
PHATHOM PHARMACEUTICALS INC
SOLEShares62.80K
TypeSH
Market value$697.7K
3.57%
Sole
62.80K
Shared
0.00
None
0.00
VANECK ETF TRUST
SOLEShares18K
TypeSH
Market value$452.0K
2.32%
Sole
18K
Shared
0.00
None
0.00
SERVICENOW INC
SOLEShares2.39K
TypeSH
Market value$250.1K
1.28%
Sole
2.39K
Shared
0.00
None
0.00
SERVICETITAN INC
SOLEShares1.79K
TypeSH
Market value$113.4K
0.58%
Sole
1.79K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
WELLS FARGO & COSOLE | PERP PFD CNV A | 6K | SH | $6.93M 35.50% | 6K | 0.00 | 0.00 |
ANNALY CAPITAL MANAGEMENT INSOLE | COM NEW | 177.59K | SH | $3.76M 19.24% | 177.59K | 0.00 | 0.00 |
AGNC INVT CORPSOLE | COM | 360K | SH | $3.61M 18.50% | 360K | 0.00 | 0.00 |
ARMOUR RESIDENTIAL REIT INCSOLE | COM SHS | 174.05K | SH | $2.90M 14.87% | 174.05K | 0.00 | 0.00 |
RUBRIK INC.SOLE | CL A | 16.47K | SH | $806.6K 4.13% | 16.47K | 0.00 | 0.00 |
PHATHOM PHARMACEUTICALS INCSOLE | COM | 62.80K | SH | $697.7K 3.57% | 62.80K | 0.00 | 0.00 |
VANECK ETF TRUSTSOLE | JP MRGAN EM LOC | 18K | SH | $452.0K 2.32% | 18K | 0.00 | 0.00 |
SERVICENOW INCSOLE | COM | 2.39K | SH | $250.1K 1.28% | 2.39K | 0.00 | 0.00 |
SERVICETITAN INCSOLE | SHS CL A | 1.79K | SH | $113.4K 0.58% | 1.79K | 0.00 | 0.00 |