Filed: 5/13/2025ACC: 0000950123-25-004920
📋 What this filing means
PENN MUTUAL ASSET MANAGEMENT filed this quarterly 13F‑HR report disclosing 62 equity positions with a total reported market value of $52.11M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
62
Positions
$52.11M
Total AUM (reported)
8.38M
Total Shares
Allocation by class
COM$18.27M35.1%
PERP PFD CNV A$7.20M13.8%
CL A$4.23M8.1%
COM NEW$4.11M7.9%
PFD AND INCM SEC$2.99M5.7%
COM SHS$2.98M5.7%
NOTE 1.500% 7/0$1.78M3.4%
Portfolio Concentration
Top 3$14.26M27.4%
4–10$13.96M26.8%
11–25$10.51M20.2%
Rest$13.38M25.7%
Top 3 weight
27.4%
Top 10 weight
54.2%
Voting Authority Distribution
Total shares with voting rights: 8.38M
Sole
Full voting authority
8.38M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole62
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings62
Rows:
WELLS FARGO CO NEW
SOLEShares6K
TypeSH
Market value$7.20M
13.83%
Sole
6K
Shared
0.00
None
0.00
ANNALY CAPITAL MANAGEMENT IN
SOLEShares177.59K
TypeSH
Market value$3.61M
6.92%
Sole
177.59K
Shared
0.00
None
0.00
AGNC INVT CORP
SOLEShares360K
TypeSH
Market value$3.45M
6.62%
Sole
360K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares97.30K
TypeSH
Market value$2.99M
5.74%
Sole
97.30K
Shared
0.00
None
0.00
ARMOUR RESIDENTIAL REIT INC
SOLEShares174.05K
TypeSH
Market value$2.98M
5.71%
Sole
174.05K
Shared
0.00
None
0.00
RUBRIK INC.
SOLEShares42.52K
TypeSH
Market value$2.59M
4.98%
Sole
42.52K
Shared
0.00
None
0.00
CERENCE INC
SOLEShares2.52M
TypePRN
Market value$1.78M
3.41%
Sole
2.52M
Shared
0.00
None
0.00
OMNICELL COM
SOLEShares1.50M
TypePRN
Market value$1.46M
2.81%
Sole
1.50M
Shared
0.00
None
0.00
CRACKER BARREL OLD CTRY STOR
SOLEShares1.25M
TypePRN
Market value$1.21M
2.33%
Sole
1.25M
Shared
0.00
None
0.00
CARRIAGE SVCS INC
SOLEShares24.59K
TypeSH
Market value$953.1K
1.83%
Sole
24.59K
Shared
0.00
None
0.00
MGP INGREDIENTS INC NEW
SOLEShares1M
TypePRN
Market value$949.1K
1.82%
Sole
1M
Shared
0.00
None
0.00
ARGAN INC
SOLEShares6.29K
TypeSH
Market value$825.3K
1.58%
Sole
6.29K
Shared
0.00
None
0.00
AES CORP
SOLEShares63.50K
TypeSH
Market value$788.7K
1.51%
Sole
63.50K
Shared
0.00
None
0.00
AGNICO EAGLE MINES LTD
SOLEShares7.10K
TypeSH
Market value$769.7K
1.48%
Sole
7.10K
Shared
0.00
None
0.00
MPLX LP
SOLEShares13.97K
TypeSH
Market value$747.7K
1.43%
Sole
13.97K
Shared
0.00
None
0.00
IMMERSION CORP
SOLEShares98K
TypeSH
Market value$742.8K
1.43%
Sole
98K
Shared
0.00
None
0.00
PARK AEROSPACE CORP
SOLEShares52K
TypeSH
Market value$699.4K
1.34%
Sole
52K
Shared
0.00
None
0.00
CURIOSITYSTREAM INC
SOLEShares245.29K
TypeSH
Market value$657.4K
1.26%
Sole
245.29K
Shared
0.00
None
0.00
PAPA JOHNS INTL INC
SOLEShares15.70K
TypeSH
Market value$645.0K
1.24%
Sole
15.70K
Shared
0.00
None
0.00
YORK WTR CO
SOLEShares18.50K
TypeSH
Market value$641.6K
1.23%
Sole
18.50K
Shared
0.00
None
0.00
ALICO INC
SOLEShares21K
TypeSH
Market value$626.6K
1.20%
Sole
21K
Shared
0.00
None
0.00
OPERA LTD
SOLEShares38.42K
TypeSH
Market value$612.4K
1.18%
Sole
38.42K
Shared
0.00
None
0.00
HUNTINGTON INGALLS INDS INC
SOLEShares3K
TypeSH
Market value$612.1K
1.17%
Sole
3K
Shared
0.00
None
0.00
CALIFORNIA WTR SVC GROUP
SOLEShares12.45K
TypeSH
Market value$603.3K
1.16%
Sole
12.45K
Shared
0.00
None
0.00
BRISTOL-MYERS SQUIBB CO
SOLEShares9.60K
TypeSH
Market value$585.5K
1.12%
Sole
9.60K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
WELLS FARGO CO NEWSOLE | PERP PFD CNV A | 6K | SH | $7.20M 13.83% | 6K | 0.00 | 0.00 |
ANNALY CAPITAL MANAGEMENT INSOLE | COM NEW | 177.59K | SH | $3.61M 6.92% | 177.59K | 0.00 | 0.00 |
AGNC INVT CORPSOLE | COM | 360K | SH | $3.45M 6.62% | 360K | 0.00 | 0.00 |
ISHARES TRSOLE | PFD AND INCM SEC | 97.30K | SH | $2.99M 5.74% | 97.30K | 0.00 | 0.00 |
ARMOUR RESIDENTIAL REIT INCSOLE | COM SHS | 174.05K | SH | $2.98M 5.71% | 174.05K | 0.00 | 0.00 |
RUBRIK INC.SOLE | CL A | 42.52K | SH | $2.59M 4.98% | 42.52K | 0.00 | 0.00 |
CERENCE INCSOLE | NOTE 1.500% 7/0 | 2.52M | PRN | $1.78M 3.41% | 2.52M | 0.00 | 0.00 |
OMNICELL COMSOLE | NOTE 0.250% 9/1 | 1.50M | PRN | $1.46M 2.81% | 1.50M | 0.00 | 0.00 |
CRACKER BARREL OLD CTRY STORSOLE | NOTE 0.625% 6/1 | 1.25M | PRN | $1.21M 2.33% | 1.25M | 0.00 | 0.00 |
CARRIAGE SVCS INCSOLE | COM | 24.59K | SH | $953.1K 1.83% | 24.59K | 0.00 | 0.00 |
MGP INGREDIENTS INC NEWSOLE | NOTE 1.875%11/1 | 1M | PRN | $949.1K 1.82% | 1M | 0.00 | 0.00 |
ARGAN INCSOLE | COM | 6.29K | SH | $825.3K 1.58% | 6.29K | 0.00 | 0.00 |
AES CORPSOLE | COM | 63.50K | SH | $788.7K 1.51% | 63.50K | 0.00 | 0.00 |
AGNICO EAGLE MINES LTDSOLE | COM | 7.10K | SH | $769.7K 1.48% | 7.10K | 0.00 | 0.00 |
MPLX LPSOLE | COM UNIT REP LTD | 13.97K | SH | $747.7K 1.43% | 13.97K | 0.00 | 0.00 |
IMMERSION CORPSOLE | COM | 98K | SH | $742.8K 1.43% | 98K | 0.00 | 0.00 |
PARK AEROSPACE CORPSOLE | COM | 52K | SH | $699.4K 1.34% | 52K | 0.00 | 0.00 |
CURIOSITYSTREAM INCSOLE | COM CL A | 245.29K | SH | $657.4K 1.26% | 245.29K | 0.00 | 0.00 |
PAPA JOHNS INTL INCSOLE | COM | 15.70K | SH | $645.0K 1.24% | 15.70K | 0.00 | 0.00 |
YORK WTR COSOLE | COM | 18.50K | SH | $641.6K 1.23% | 18.50K | 0.00 | 0.00 |
ALICO INCSOLE | COM | 21K | SH | $626.6K 1.20% | 21K | 0.00 | 0.00 |
OPERA LTDSOLE | SPONSORED ADS | 38.42K | SH | $612.4K 1.18% | 38.42K | 0.00 | 0.00 |
HUNTINGTON INGALLS INDS INCSOLE | COM | 3K | SH | $612.1K 1.17% | 3K | 0.00 | 0.00 |
CALIFORNIA WTR SVC GROUPSOLE | COM | 12.45K | SH | $603.3K 1.16% | 12.45K | 0.00 | 0.00 |
BRISTOL-MYERS SQUIBB COSOLE | COM | 9.60K | SH | $585.5K 1.12% | 9.60K | 0.00 | 0.00 |
Page 1 of 3