Filed: 2/14/2025ACC: 0000950123-25-002710
📋 What this filing means
PENN MUTUAL ASSET MANAGEMENT filed this quarterly 13F‑HR report disclosing 68 equity positions with a total reported market value of $55.43M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
68
Positions
$55.43M
Total AUM (reported)
12.56M
Total Shares
Allocation by class
COM$22.00M39.7%
PERP PFD CNV A$7.17M12.9%
COM NEW$4.39M7.9%
COM SHS$3.28M5.9%
PFD AND INCM SEC$3.06M5.5%
SPONSORED ADS$1.60M2.9%
NOTE 0.125% 9/0$1.44M2.6%
Portfolio Concentration
Top 3$13.76M24.8%
4–10$13.26M23.9%
11–25$11.95M21.6%
Rest$16.46M29.7%
Top 3 weight
24.8%
Top 10 weight
48.7%
Voting Authority Distribution
Total shares with voting rights: 12.56M
Sole
Full voting authority
12.56M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole68
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings68
Rows:
WELLS FARGO CO NEW
SOLEShares6K
TypeSH
Market value$7.17M
12.93%
Sole
6K
Shared
0.00
None
0.00
AGNC INVT CORP
SOLEShares360K
TypeSH
Market value$3.32M
5.98%
Sole
360K
Shared
0.00
None
0.00
ARMOUR RESIDENTIAL REIT INC
SOLEShares174.05K
TypeSH
Market value$3.28M
5.92%
Sole
174.05K
Shared
0.00
None
0.00
ANNALY CAPITAL MANAGEMENT IN
SOLEShares177.59K
TypeSH
Market value$3.25M
5.86%
Sole
177.59K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares97.30K
TypeSH
Market value$3.06M
5.52%
Sole
97.30K
Shared
0.00
None
0.00
AES CORP
SOLEShares119.50K
TypeSH
Market value$1.54M
2.77%
Sole
119.50K
Shared
0.00
None
0.00
OKTA INC
SOLEShares1.50M
TypePRN
Market value$1.44M
2.60%
Sole
1.50M
Shared
0.00
None
0.00
OMNICELL COM
SOLEShares1.50M
TypePRN
Market value$1.43M
2.59%
Sole
1.50M
Shared
0.00
None
0.00
NATIONAL PRESTO INDS INC
SOLEShares13.13K
TypeSH
Market value$1.29M
2.33%
Sole
13.13K
Shared
0.00
None
0.00
OPERA LTD
SOLEShares65.43K
TypeSH
Market value$1.24M
2.24%
Sole
65.43K
Shared
0.00
None
0.00
CRACKER BARREL OLD CTRY STOR
SOLEShares1.25M
TypePRN
Market value$1.18M
2.12%
Sole
1.25M
Shared
0.00
None
0.00
BANDWIDTH INC
SOLEShares1.25M
TypePRN
Market value$998.0K
1.80%
Sole
1.25M
Shared
0.00
None
0.00
PEGASYSTEMS INC
SOLEShares1M
TypePRN
Market value$992.0K
1.79%
Sole
1M
Shared
0.00
None
0.00
MPLX LP
SOLEShares19.97K
TypeSH
Market value$955.8K
1.72%
Sole
19.97K
Shared
0.00
None
0.00
MGP INGREDIENTS INC NEW
SOLEShares1M
TypePRN
Market value$926.2K
1.67%
Sole
1M
Shared
0.00
None
0.00
CARRIAGE SVCS INC
SOLEShares21.50K
TypeSH
Market value$856.8K
1.55%
Sole
21.50K
Shared
0.00
None
0.00
CALAVO GROWERS INC
SOLEShares31.75K
TypeSH
Market value$809.6K
1.46%
Sole
31.75K
Shared
0.00
None
0.00
PARK AEROSPACE CORP
SOLEShares52K
TypeSH
Market value$761.8K
1.37%
Sole
52K
Shared
0.00
None
0.00
IMMERSION CORP
SOLEShares85K
TypeSH
Market value$742.0K
1.34%
Sole
85K
Shared
0.00
None
0.00
EURONET WORLDWIDE INC
SOLEShares734K
TypePRN
Market value$727.2K
1.31%
Sole
734K
Shared
0.00
None
0.00
COMTECH TELECOMMUNICATIONS C
SOLEShares160.38K
TypeSH
Market value$643.1K
1.16%
Sole
160.38K
Shared
0.00
None
0.00
SELECT WATER SOLUTIONS INC
SOLEShares46.91K
TypeSH
Market value$621.0K
1.12%
Sole
46.91K
Shared
0.00
None
0.00
RICHARDSON ELECTRS LTD
SOLEShares42.04K
TypeSH
Market value$589.9K
1.06%
Sole
42.04K
Shared
0.00
None
0.00
3M CO
SOLEShares4.50K
TypeSH
Market value$580.9K
1.05%
Sole
4.50K
Shared
0.00
None
0.00
LENDINGTREE INC
SOLEShares599K
TypePRN
Market value$572.5K
1.03%
Sole
599K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
WELLS FARGO CO NEWSOLE | PERP PFD CNV A | 6K | SH | $7.17M 12.93% | 6K | 0.00 | 0.00 |
AGNC INVT CORPSOLE | COM | 360K | SH | $3.32M 5.98% | 360K | 0.00 | 0.00 |
ARMOUR RESIDENTIAL REIT INCSOLE | COM SHS | 174.05K | SH | $3.28M 5.92% | 174.05K | 0.00 | 0.00 |
ANNALY CAPITAL MANAGEMENT INSOLE | COM NEW | 177.59K | SH | $3.25M 5.86% | 177.59K | 0.00 | 0.00 |
ISHARES TRSOLE | PFD AND INCM SEC | 97.30K | SH | $3.06M 5.52% | 97.30K | 0.00 | 0.00 |
AES CORPSOLE | COM | 119.50K | SH | $1.54M 2.77% | 119.50K | 0.00 | 0.00 |
OKTA INCSOLE | NOTE 0.125% 9/0 | 1.50M | PRN | $1.44M 2.60% | 1.50M | 0.00 | 0.00 |
OMNICELL COMSOLE | NOTE 0.250% 9/1 | 1.50M | PRN | $1.43M 2.59% | 1.50M | 0.00 | 0.00 |
NATIONAL PRESTO INDS INCSOLE | COM | 13.13K | SH | $1.29M 2.33% | 13.13K | 0.00 | 0.00 |
OPERA LTDSOLE | SPONSORED ADS | 65.43K | SH | $1.24M 2.24% | 65.43K | 0.00 | 0.00 |
CRACKER BARREL OLD CTRY STORSOLE | NOTE 0.625% 6/1 | 1.25M | PRN | $1.18M 2.12% | 1.25M | 0.00 | 0.00 |
BANDWIDTH INCSOLE | NOTE 0.500% 4/0 | 1.25M | PRN | $998.0K 1.80% | 1.25M | 0.00 | 0.00 |
PEGASYSTEMS INCSOLE | NOTE 0.750% 3/0 | 1M | PRN | $992.0K 1.79% | 1M | 0.00 | 0.00 |
MPLX LPSOLE | COM UNIT REP LTD | 19.97K | SH | $955.8K 1.72% | 19.97K | 0.00 | 0.00 |
MGP INGREDIENTS INC NEWSOLE | NOTE 1.875%11/1 | 1M | PRN | $926.2K 1.67% | 1M | 0.00 | 0.00 |
CARRIAGE SVCS INCSOLE | COM | 21.50K | SH | $856.8K 1.55% | 21.50K | 0.00 | 0.00 |
CALAVO GROWERS INCSOLE | COM | 31.75K | SH | $809.6K 1.46% | 31.75K | 0.00 | 0.00 |
PARK AEROSPACE CORPSOLE | COM | 52K | SH | $761.8K 1.37% | 52K | 0.00 | 0.00 |
IMMERSION CORPSOLE | COM | 85K | SH | $742.0K 1.34% | 85K | 0.00 | 0.00 |
EURONET WORLDWIDE INCSOLE | NOTE 0.750% 3/1 | 734K | PRN | $727.2K 1.31% | 734K | 0.00 | 0.00 |
COMTECH TELECOMMUNICATIONS CSOLE | COM NEW | 160.38K | SH | $643.1K 1.16% | 160.38K | 0.00 | 0.00 |
SELECT WATER SOLUTIONS INCSOLE | CL A COM | 46.91K | SH | $621.0K 1.12% | 46.91K | 0.00 | 0.00 |
RICHARDSON ELECTRS LTDSOLE | COM | 42.04K | SH | $589.9K 1.06% | 42.04K | 0.00 | 0.00 |
3M COSOLE | COM | 4.50K | SH | $580.9K 1.05% | 4.50K | 0.00 | 0.00 |
LENDINGTREE INCSOLE | NOTE 0.500% 7/1 | 599K | PRN | $572.5K 1.03% | 599K | 0.00 | 0.00 |
Page 1 of 3