Filed: 11/14/2024ACC: 0000950123-24-011752
📋 What this filing means
PENN MUTUAL ASSET MANAGEMENT filed this quarterly 13F‑HR report disclosing 60 equity positions with a total reported market value of $50.39M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
60
Positions
$50.39M
Total AUM (reported)
9.86M
Total Shares
Allocation by class
COM$17.00M33.7%
PERP PFD CNV A$7.69M15.3%
COM NEW$5.93M11.8%
COM SHS$3.55M7.0%
PFD AND INCM SEC$3.23M6.4%
NOTE 0.125%12/1$2.71M5.4%
CL A$2.18M4.3%
Portfolio Concentration
Top 3$15.02M29.8%
4–10$14.41M28.6%
11–25$9.77M19.4%
Rest$11.18M22.2%
Top 3 weight
29.8%
Top 10 weight
58.4%
Voting Authority Distribution
Total shares with voting rights: 9.86M
Sole
Full voting authority
9.86M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole60
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings60
Rows:
WELLS FARGO CO NEW
SOLEShares6K
TypeSH
Market value$7.69M
15.27%
Sole
6K
Shared
0.00
None
0.00
AGNC INVT CORP
SOLEShares360K
TypeSH
Market value$3.77M
7.47%
Sole
360K
Shared
0.00
None
0.00
ANNALY CAPITAL MANAGEMENT IN
SOLEShares177.59K
TypeSH
Market value$3.56M
7.07%
Sole
177.59K
Shared
0.00
None
0.00
ARMOUR RESIDENTIAL REIT INC
SOLEShares174.05K
TypeSH
Market value$3.55M
7.05%
Sole
174.05K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares97.30K
TypeSH
Market value$3.23M
6.42%
Sole
97.30K
Shared
0.00
None
0.00
IONIS PHARMACEUTICALS INC
SOLEShares2.76M
TypePRN
Market value$2.71M
5.38%
Sole
2.76M
Shared
0.00
None
0.00
COMTECH TELECOMMUNICATIONS C
SOLEShares332K
TypeSH
Market value$1.60M
3.17%
Sole
332K
Shared
0.00
None
0.00
CRACKER BARREL OLD CTRY STOR
SOLEShares1.25M
TypePRN
Market value$1.15M
2.28%
Sole
1.25M
Shared
0.00
None
0.00
PHATHOM PHARMACEUTICALS INC
SOLEShares62.80K
TypeSH
Market value$1.14M
2.25%
Sole
62.80K
Shared
0.00
None
0.00
RUBRIK INC.
SOLEShares32.23K
TypeSH
Market value$1.04M
2.06%
Sole
32.23K
Shared
0.00
None
0.00
ARGAN INC
SOLEShares10.05K
TypeSH
Market value$1.02M
2.02%
Sole
10.05K
Shared
0.00
None
0.00
OPERA LTD
SOLEShares61.65K
TypeSH
Market value$952.5K
1.89%
Sole
61.65K
Shared
0.00
None
0.00
CALAVO GROWERS INC
SOLEShares31.75K
TypeSH
Market value$905.8K
1.80%
Sole
31.75K
Shared
0.00
None
0.00
AES CORP
SOLEShares37K
TypeSH
Market value$742.2K
1.47%
Sole
37K
Shared
0.00
None
0.00
EURONET WORLDWIDE INC
SOLEShares734K
TypePRN
Market value$719.5K
1.43%
Sole
734K
Shared
0.00
None
0.00
BWX TECHNOLOGIES INC
SOLEShares6.25K
TypeSH
Market value$679.4K
1.35%
Sole
6.25K
Shared
0.00
None
0.00
3M CO
SOLEShares4.50K
TypeSH
Market value$615.1K
1.22%
Sole
4.50K
Shared
0.00
None
0.00
NATIONAL PRESTO INDS INC
SOLEShares7.83K
TypeSH
Market value$588.0K
1.17%
Sole
7.83K
Shared
0.00
None
0.00
SIGA TECHNOLOGIES INC
SOLEShares85.08K
TypeSH
Market value$574.3K
1.14%
Sole
85.08K
Shared
0.00
None
0.00
INTERDIGITAL INC
SOLEShares3.75K
TypeSH
Market value$531.1K
1.05%
Sole
3.75K
Shared
0.00
None
0.00
LENDINGTREE INC
SOLEShares535K
TypePRN
Market value$500.7K
0.99%
Sole
535K
Shared
0.00
None
0.00
NORDIC AMERICAN TANKERS LIMI
SOLEShares134K
TypeSH
Market value$491.8K
0.98%
Sole
134K
Shared
0.00
None
0.00
PEGASYSTEMS INC
SOLEShares500K
TypePRN
Market value$489.1K
0.97%
Sole
500K
Shared
0.00
None
0.00
WILEY JOHN & SONS INC
SOLEShares10K
TypeSH
Market value$482.5K
0.96%
Sole
10K
Shared
0.00
None
0.00
MPLX LP
SOLEShares10.77K
TypeSH
Market value$478.8K
0.95%
Sole
10.77K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
WELLS FARGO CO NEWSOLE | PERP PFD CNV A | 6K | SH | $7.69M 15.27% | 6K | 0.00 | 0.00 |
AGNC INVT CORPSOLE | COM | 360K | SH | $3.77M 7.47% | 360K | 0.00 | 0.00 |
ANNALY CAPITAL MANAGEMENT INSOLE | COM NEW | 177.59K | SH | $3.56M 7.07% | 177.59K | 0.00 | 0.00 |
ARMOUR RESIDENTIAL REIT INCSOLE | COM SHS | 174.05K | SH | $3.55M 7.05% | 174.05K | 0.00 | 0.00 |
ISHARES TRSOLE | PFD AND INCM SEC | 97.30K | SH | $3.23M 6.42% | 97.30K | 0.00 | 0.00 |
IONIS PHARMACEUTICALS INCSOLE | NOTE 0.125%12/1 | 2.76M | PRN | $2.71M 5.38% | 2.76M | 0.00 | 0.00 |
COMTECH TELECOMMUNICATIONS CSOLE | COM NEW | 332K | SH | $1.60M 3.17% | 332K | 0.00 | 0.00 |
CRACKER BARREL OLD CTRY STORSOLE | NOTE 0.625% 6/1 | 1.25M | PRN | $1.15M 2.28% | 1.25M | 0.00 | 0.00 |
PHATHOM PHARMACEUTICALS INCSOLE | COM | 62.80K | SH | $1.14M 2.25% | 62.80K | 0.00 | 0.00 |
RUBRIK INC.SOLE | CL A | 32.23K | SH | $1.04M 2.06% | 32.23K | 0.00 | 0.00 |
ARGAN INCSOLE | COM | 10.05K | SH | $1.02M 2.02% | 10.05K | 0.00 | 0.00 |
OPERA LTDSOLE | SPONSORED ADS | 61.65K | SH | $952.5K 1.89% | 61.65K | 0.00 | 0.00 |
CALAVO GROWERS INCSOLE | COM | 31.75K | SH | $905.8K 1.80% | 31.75K | 0.00 | 0.00 |
AES CORPSOLE | COM | 37K | SH | $742.2K 1.47% | 37K | 0.00 | 0.00 |
EURONET WORLDWIDE INCSOLE | NOTE 0.750% 3/1 | 734K | PRN | $719.5K 1.43% | 734K | 0.00 | 0.00 |
BWX TECHNOLOGIES INCSOLE | COM | 6.25K | SH | $679.4K 1.35% | 6.25K | 0.00 | 0.00 |
3M COSOLE | COM | 4.50K | SH | $615.1K 1.22% | 4.50K | 0.00 | 0.00 |
NATIONAL PRESTO INDS INCSOLE | COM | 7.83K | SH | $588.0K 1.17% | 7.83K | 0.00 | 0.00 |
SIGA TECHNOLOGIES INCSOLE | COM | 85.08K | SH | $574.3K 1.14% | 85.08K | 0.00 | 0.00 |
INTERDIGITAL INCSOLE | COM | 3.75K | SH | $531.1K 1.05% | 3.75K | 0.00 | 0.00 |
LENDINGTREE INCSOLE | NOTE 0.500% 7/1 | 535K | PRN | $500.7K 0.99% | 535K | 0.00 | 0.00 |
NORDIC AMERICAN TANKERS LIMISOLE | COM | 134K | SH | $491.8K 0.98% | 134K | 0.00 | 0.00 |
PEGASYSTEMS INCSOLE | NOTE 0.750% 3/0 | 500K | PRN | $489.1K 0.97% | 500K | 0.00 | 0.00 |
WILEY JOHN & SONS INCSOLE | CL A | 10K | SH | $482.5K 0.96% | 10K | 0.00 | 0.00 |
MPLX LPSOLE | COM UNIT REP LTD | 10.77K | SH | $478.8K 0.95% | 10.77K | 0.00 | 0.00 |
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