Filed: 8/14/2024ACC: 0000950123-24-008786
📋 What this filing means
PENN MUTUAL ASSET MANAGEMENT filed this quarterly 13F‑HR report disclosing 65 equity positions with a total reported market value of $47.05M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
65
Positions
$47.05M
Total AUM (reported)
12.25M
Total Shares
Allocation by class
COM$15.34M32.6%
PERP PFD CNV A$7.13M15.2%
COM NEW$4.44M9.4%
COM SHS$3.37M7.2%
PFD AND INCM SEC$3.07M6.5%
NOTE 0.125%12/1$2.70M5.7%
NOTE 0.250% 3/0$1.48M3.2%
Portfolio Concentration
Top 3$13.95M29.7%
4–10$13.34M28.4%
11–25$7.49M15.9%
Rest$12.26M26.1%
Top 3 weight
29.7%
Top 10 weight
58.0%
Voting Authority Distribution
Total shares with voting rights: 12.25M
Sole
Full voting authority
12.25M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole65
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings65
Rows:
WELLS FARGO CO NEW
SOLEShares6K
TypeSH
Market value$7.13M
15.16%
Sole
6K
Shared
0.00
None
0.00
AGNC INVT CORP
SOLEShares360K
TypeSH
Market value$3.43M
7.30%
Sole
360K
Shared
0.00
None
0.00
ANNALY CAPITAL MANAGEMENT IN
SOLEShares177.59K
TypeSH
Market value$3.38M
7.19%
Sole
177.59K
Shared
0.00
None
0.00
ARMOUR RESIDENTIAL REIT INC
SOLEShares174.05K
TypeSH
Market value$3.37M
7.17%
Sole
174.05K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares97.30K
TypeSH
Market value$3.07M
6.53%
Sole
97.30K
Shared
0.00
None
0.00
IONIS PHARMACEUTICALS INC
SOLEShares2.76M
TypePRN
Market value$2.70M
5.74%
Sole
2.76M
Shared
0.00
None
0.00
HALOZYME THERAPEUTICS INC
SOLEShares1.55M
TypePRN
Market value$1.48M
3.15%
Sole
1.55M
Shared
0.00
None
0.00
CRACKER BARREL OLD CTRY STOR
SOLEShares1.25M
TypePRN
Market value$1.10M
2.35%
Sole
1.25M
Shared
0.00
None
0.00
CONMED CORP
SOLEShares1M
TypePRN
Market value$893.8K
1.90%
Sole
1M
Shared
0.00
None
0.00
EURONET WORLDWIDE INC
SOLEShares734K
TypePRN
Market value$712.8K
1.52%
Sole
734K
Shared
0.00
None
0.00
PHATHOM PHARMACEUTICALS INC
SOLEShares62.80K
TypeSH
Market value$646.9K
1.37%
Sole
62.80K
Shared
0.00
None
0.00
COMTECH TELECOMMUNICATIONS C
SOLEShares204K
TypeSH
Market value$618.1K
1.31%
Sole
204K
Shared
0.00
None
0.00
BWX TECHNOLOGIES INC
SOLEShares6.25K
TypeSH
Market value$593.8K
1.26%
Sole
6.25K
Shared
0.00
None
0.00
MPLX LP
SOLEShares12.27K
TypeSH
Market value$522.6K
1.11%
Sole
12.27K
Shared
0.00
None
0.00
GILDAN ACTIVEWEAR INC
SOLEShares13.50K
TypeSH
Market value$511.9K
1.09%
Sole
13.50K
Shared
0.00
None
0.00
INTERDIGITAL INC
SOLEShares4.20K
TypeSH
Market value$489.6K
1.04%
Sole
4.20K
Shared
0.00
None
0.00
PEGASYSTEMS INC
SOLEShares500K
TypePRN
Market value$481.7K
1.02%
Sole
500K
Shared
0.00
None
0.00
LENDINGTREE INC
SOLEShares500K
TypePRN
Market value$463.6K
0.99%
Sole
500K
Shared
0.00
None
0.00
VERINT SYSTEMS INC
SOLEShares500K
TypePRN
Market value$461.3K
0.98%
Sole
500K
Shared
0.00
None
0.00
CARDLYTICS INC
SOLEShares500K
TypePRN
Market value$461.2K
0.98%
Sole
500K
Shared
0.00
None
0.00
RICHARDSON ELECTRS LTD
SOLEShares38.78K
TypeSH
Market value$461.1K
0.98%
Sole
38.78K
Shared
0.00
None
0.00
3M CO
SOLEShares4.50K
TypeSH
Market value$459.9K
0.98%
Sole
4.50K
Shared
0.00
None
0.00
MAGNITE INC
SOLEShares500K
TypePRN
Market value$451.6K
0.96%
Sole
500K
Shared
0.00
None
0.00
ORGANON & CO
SOLEShares21.15K
TypeSH
Market value$437.8K
0.93%
Sole
21.15K
Shared
0.00
None
0.00
SIGA TECHNOLOGIES INC
SOLEShares56.75K
TypeSH
Market value$430.7K
0.92%
Sole
56.75K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
WELLS FARGO CO NEWSOLE | PERP PFD CNV A | 6K | SH | $7.13M 15.16% | 6K | 0.00 | 0.00 |
AGNC INVT CORPSOLE | COM | 360K | SH | $3.43M 7.30% | 360K | 0.00 | 0.00 |
ANNALY CAPITAL MANAGEMENT INSOLE | COM NEW | 177.59K | SH | $3.38M 7.19% | 177.59K | 0.00 | 0.00 |
ARMOUR RESIDENTIAL REIT INCSOLE | COM SHS | 174.05K | SH | $3.37M 7.17% | 174.05K | 0.00 | 0.00 |
ISHARES TRSOLE | PFD AND INCM SEC | 97.30K | SH | $3.07M 6.53% | 97.30K | 0.00 | 0.00 |
IONIS PHARMACEUTICALS INCSOLE | NOTE 0.125%12/1 | 2.76M | PRN | $2.70M 5.74% | 2.76M | 0.00 | 0.00 |
HALOZYME THERAPEUTICS INCSOLE | NOTE 0.250% 3/0 | 1.55M | PRN | $1.48M 3.15% | 1.55M | 0.00 | 0.00 |
CRACKER BARREL OLD CTRY STORSOLE | NOTE 0.625% 6/1 | 1.25M | PRN | $1.10M 2.35% | 1.25M | 0.00 | 0.00 |
CONMED CORPSOLE | NOTE 2.250% 6/1 | 1M | PRN | $893.8K 1.90% | 1M | 0.00 | 0.00 |
EURONET WORLDWIDE INCSOLE | NOTE 0.750% 3/1 | 734K | PRN | $712.8K 1.52% | 734K | 0.00 | 0.00 |
PHATHOM PHARMACEUTICALS INCSOLE | COM | 62.80K | SH | $646.9K 1.37% | 62.80K | 0.00 | 0.00 |
COMTECH TELECOMMUNICATIONS CSOLE | COM NEW | 204K | SH | $618.1K 1.31% | 204K | 0.00 | 0.00 |
BWX TECHNOLOGIES INCSOLE | COM | 6.25K | SH | $593.8K 1.26% | 6.25K | 0.00 | 0.00 |
MPLX LPSOLE | COM UNIT REP LTD | 12.27K | SH | $522.6K 1.11% | 12.27K | 0.00 | 0.00 |
GILDAN ACTIVEWEAR INCSOLE | COM | 13.50K | SH | $511.9K 1.09% | 13.50K | 0.00 | 0.00 |
INTERDIGITAL INCSOLE | COM | 4.20K | SH | $489.6K 1.04% | 4.20K | 0.00 | 0.00 |
PEGASYSTEMS INCSOLE | NOTE 0.750% 3/0 | 500K | PRN | $481.7K 1.02% | 500K | 0.00 | 0.00 |
LENDINGTREE INCSOLE | NOTE 0.500% 7/1 | 500K | PRN | $463.6K 0.99% | 500K | 0.00 | 0.00 |
VERINT SYSTEMS INCSOLE | NOTE 0.250% 4/1 | 500K | PRN | $461.3K 0.98% | 500K | 0.00 | 0.00 |
CARDLYTICS INCSOLE | NOTE 1.000% 9/1 | 500K | PRN | $461.2K 0.98% | 500K | 0.00 | 0.00 |
RICHARDSON ELECTRS LTDSOLE | COM | 38.78K | SH | $461.1K 0.98% | 38.78K | 0.00 | 0.00 |
3M COSOLE | COM | 4.50K | SH | $459.9K 0.98% | 4.50K | 0.00 | 0.00 |
MAGNITE INCSOLE | NOTE 0.250% 3/1 | 500K | PRN | $451.6K 0.96% | 500K | 0.00 | 0.00 |
ORGANON & COSOLE | COMMON STOCK | 21.15K | SH | $437.8K 0.93% | 21.15K | 0.00 | 0.00 |
SIGA TECHNOLOGIES INCSOLE | COM | 56.75K | SH | $430.7K 0.92% | 56.75K | 0.00 | 0.00 |
Page 1 of 3