Filed: 5/15/2024ACC: 0000950123-24-005593
📋 What this filing means
PENN MUTUAL ASSET MANAGEMENT filed this quarterly 13F‑HR report disclosing 62 equity positions with a total reported market value of $46.85M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
62
Positions
$46.85M
Total AUM (reported)
11.24M
Total Shares
Allocation by class
COM$15.56M33.2%
PERP PFD CNV A$7.32M15.6%
COM NEW$4.63M9.9%
COM SHS$3.44M7.3%
PFD AND INCM SEC$3.14M6.7%
NOTE 0.125%12/1$2.60M5.6%
NOTE 0.250% 3/0$1.38M2.9%
Portfolio Concentration
Top 3$14.38M30.7%
4–10$13.79M29.4%
11–25$8.04M17.2%
Rest$10.64M22.7%
Top 3 weight
30.7%
Top 10 weight
60.1%
Voting Authority Distribution
Total shares with voting rights: 11.24M
Sole
Full voting authority
11.24M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole62
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings62
Rows:
WELLS FARGO CO NEW
SOLEShares6K
TypeSH
Market value$7.32M
15.62%
Sole
6K
Shared
0.00
None
0.00
AGNC INVT CORP
SOLEShares360K
TypeSH
Market value$3.56M
7.61%
Sole
360K
Shared
0.00
None
0.00
ANNALY CAPITAL MANAGEMENT IN
SOLEShares177.59K
TypeSH
Market value$3.50M
7.46%
Sole
177.59K
Shared
0.00
None
0.00
ARMOUR RESIDENTIAL REIT INC
SOLEShares174.05K
TypeSH
Market value$3.44M
7.34%
Sole
174.05K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares97.30K
TypeSH
Market value$3.14M
6.69%
Sole
97.30K
Shared
0.00
None
0.00
IONIS PHARMACEUTICALS INC
SOLEShares2.76M
TypePRN
Market value$2.60M
5.55%
Sole
2.76M
Shared
0.00
None
0.00
HALOZYME THERAPEUTICS INC
SOLEShares1.55M
TypePRN
Market value$1.38M
2.94%
Sole
1.55M
Shared
0.00
None
0.00
TURNING PT BRANDS INC
SOLEShares1.25M
TypePRN
Market value$1.22M
2.61%
Sole
1.25M
Shared
0.00
None
0.00
CRACKER BARREL OLD CTRY STOR
SOLEShares1.25M
TypePRN
Market value$1.10M
2.35%
Sole
1.25M
Shared
0.00
None
0.00
UTAH MED PRODS INC
SOLEShares12.90K
TypeSH
Market value$917.2K
1.96%
Sole
12.90K
Shared
0.00
None
0.00
EURONET WORLDWIDE INC
SOLEShares734K
TypePRN
Market value$711.8K
1.52%
Sole
734K
Shared
0.00
None
0.00
INTERDIGITAL INC
SOLEShares6.40K
TypeSH
Market value$681.3K
1.45%
Sole
6.40K
Shared
0.00
None
0.00
PHATHOM PHARMACEUTICALS INC
SOLEShares62.80K
TypeSH
Market value$667.0K
1.42%
Sole
62.80K
Shared
0.00
None
0.00
FUTUREFUEL CORP
SOLEShares73.45K
TypeSH
Market value$591.3K
1.26%
Sole
73.45K
Shared
0.00
None
0.00
RICHARDSON ELECTRS LTD
SOLEShares60.78K
TypeSH
Market value$559.8K
1.19%
Sole
60.78K
Shared
0.00
None
0.00
OPERA LTD
SOLEShares33K
TypeSH
Market value$521.7K
1.11%
Sole
33K
Shared
0.00
None
0.00
MPLX LP
SOLEShares12.27K
TypeSH
Market value$509.9K
1.09%
Sole
12.27K
Shared
0.00
None
0.00
H & E EQUIPMENT SERVICES INC
SOLEShares7.90K
TypeSH
Market value$507.0K
1.08%
Sole
7.90K
Shared
0.00
None
0.00
SELECT WATER SOLUTIONS INC
SOLEShares54.10K
TypeSH
Market value$499.3K
1.07%
Sole
54.10K
Shared
0.00
None
0.00
HF SINCLAIR CORP
SOLEShares8.05K
TypeSH
Market value$486.3K
1.04%
Sole
8.05K
Shared
0.00
None
0.00
VERINT SYSTEMS INC
SOLEShares500K
TypePRN
Market value$469.3K
1.00%
Sole
500K
Shared
0.00
None
0.00
LENDINGTREE INC
SOLEShares500K
TypePRN
Market value$463.7K
0.99%
Sole
500K
Shared
0.00
None
0.00
CONMED CORP
SOLEShares500K
TypePRN
Market value$460.1K
0.98%
Sole
500K
Shared
0.00
None
0.00
CARDLYTICS INC
SOLEShares500K
TypePRN
Market value$457.2K
0.98%
Sole
500K
Shared
0.00
None
0.00
NATIONAL PRESTO INDS INC
SOLEShares5.45K
TypeSH
Market value$456.7K
0.97%
Sole
5.45K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
WELLS FARGO CO NEWSOLE | PERP PFD CNV A | 6K | SH | $7.32M 15.62% | 6K | 0.00 | 0.00 |
AGNC INVT CORPSOLE | COM | 360K | SH | $3.56M 7.61% | 360K | 0.00 | 0.00 |
ANNALY CAPITAL MANAGEMENT INSOLE | COM NEW | 177.59K | SH | $3.50M 7.46% | 177.59K | 0.00 | 0.00 |
ARMOUR RESIDENTIAL REIT INCSOLE | COM SHS | 174.05K | SH | $3.44M 7.34% | 174.05K | 0.00 | 0.00 |
ISHARES TRSOLE | PFD AND INCM SEC | 97.30K | SH | $3.14M 6.69% | 97.30K | 0.00 | 0.00 |
IONIS PHARMACEUTICALS INCSOLE | NOTE 0.125%12/1 | 2.76M | PRN | $2.60M 5.55% | 2.76M | 0.00 | 0.00 |
HALOZYME THERAPEUTICS INCSOLE | NOTE 0.250% 3/0 | 1.55M | PRN | $1.38M 2.94% | 1.55M | 0.00 | 0.00 |
TURNING PT BRANDS INCSOLE | NOTE 2.500% 7/1 | 1.25M | PRN | $1.22M 2.61% | 1.25M | 0.00 | 0.00 |
CRACKER BARREL OLD CTRY STORSOLE | NOTE 0.625% 6/1 | 1.25M | PRN | $1.10M 2.35% | 1.25M | 0.00 | 0.00 |
UTAH MED PRODS INCSOLE | COM | 12.90K | SH | $917.2K 1.96% | 12.90K | 0.00 | 0.00 |
EURONET WORLDWIDE INCSOLE | NOTE 0.750% 3/1 | 734K | PRN | $711.8K 1.52% | 734K | 0.00 | 0.00 |
INTERDIGITAL INCSOLE | COM | 6.40K | SH | $681.3K 1.45% | 6.40K | 0.00 | 0.00 |
PHATHOM PHARMACEUTICALS INCSOLE | COM | 62.80K | SH | $667.0K 1.42% | 62.80K | 0.00 | 0.00 |
FUTUREFUEL CORPSOLE | COM | 73.45K | SH | $591.3K 1.26% | 73.45K | 0.00 | 0.00 |
RICHARDSON ELECTRS LTDSOLE | COM | 60.78K | SH | $559.8K 1.19% | 60.78K | 0.00 | 0.00 |
OPERA LTDSOLE | SPONSORED ADS | 33K | SH | $521.7K 1.11% | 33K | 0.00 | 0.00 |
MPLX LPSOLE | COM UNIT REP LTD | 12.27K | SH | $509.9K 1.09% | 12.27K | 0.00 | 0.00 |
H & E EQUIPMENT SERVICES INCSOLE | COM | 7.90K | SH | $507.0K 1.08% | 7.90K | 0.00 | 0.00 |
SELECT WATER SOLUTIONS INCSOLE | CL A COM | 54.10K | SH | $499.3K 1.07% | 54.10K | 0.00 | 0.00 |
HF SINCLAIR CORPSOLE | COM | 8.05K | SH | $486.3K 1.04% | 8.05K | 0.00 | 0.00 |
VERINT SYSTEMS INCSOLE | NOTE 0.250% 4/1 | 500K | PRN | $469.3K 1.00% | 500K | 0.00 | 0.00 |
LENDINGTREE INCSOLE | NOTE 0.500% 7/1 | 500K | PRN | $463.7K 0.99% | 500K | 0.00 | 0.00 |
CONMED CORPSOLE | NOTE 2.250% 6/1 | 500K | PRN | $460.1K 0.98% | 500K | 0.00 | 0.00 |
CARDLYTICS INCSOLE | NOTE 1.000% 9/1 | 500K | PRN | $457.2K 0.98% | 500K | 0.00 | 0.00 |
NATIONAL PRESTO INDS INCSOLE | COM | 5.45K | SH | $456.7K 0.97% | 5.45K | 0.00 | 0.00 |
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