Filed: 2/13/2024ACC: 0000950123-24-001877
📋 What this filing means
PENN MUTUAL ASSET MANAGEMENT filed this quarterly 13F‑HR report disclosing 78 equity positions with a total reported market value of $129.71M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
78
Positions
$129.71M
Total AUM (reported)
21.38M
Total Shares
Allocation by class
COM$77.30M59.6%
PERP PFD CNV A$7.17M5.5%
NOTE 0.125%12/1$5.27M4.1%
COM NEW$4.96M3.8%
SHS$4.75M3.7%
SPONSORED ADR$4.47M3.4%
COMMON STOCK$3.70M2.9%
Portfolio Concentration
Top 3$16.94M13.1%
4–10$29.55M22.8%
11–25$43.11M33.2%
Rest$40.11M30.9%
Top 3 weight
13.1%
Top 10 weight
35.8%
Voting Authority Distribution
Total shares with voting rights: 21.38M
Sole
Full voting authority
21.38M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole78
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings78
Rows:
WELLS FARGO CO NEW
SOLEShares6K
TypeSH
Market value$7.17M
5.53%
Sole
6K
Shared
0.00
None
0.00
IONIS PHARMACEUTICALS INC
SOLEShares5.51M
TypePRN
Market value$5.27M
4.07%
Sole
5.51M
Shared
0.00
None
0.00
MORGAN STANLEY EMERGING MKTS
SOLEShares963.82K
TypeSH
Market value$4.49M
3.46%
Sole
963.82K
Shared
0.00
None
0.00
UTAH MED PRODS INC
SOLEShares53.09K
TypeSH
Market value$4.47M
3.45%
Sole
53.09K
Shared
0.00
None
0.00
BLACKROCK RES & COMMODITIES
SOLEShares485.11K
TypeSH
Market value$4.31M
3.32%
Sole
485.11K
Shared
0.00
None
0.00
PARK AEROSPACE CORP
SOLEShares290.70K
TypeSH
Market value$4.27M
3.29%
Sole
290.70K
Shared
0.00
None
0.00
WALGREENS BOOTS ALLIANCE INC
SOLEShares160.85K
TypeSH
Market value$4.20M
3.24%
Sole
160.85K
Shared
0.00
None
0.00
MIX TELEMATICS LTD
SOLEShares482.42K
TypeSH
Market value$4.15M
3.20%
Sole
482.42K
Shared
0.00
None
0.00
ABRDN ASIA PACIFIC INCOME FU
SOLEShares1.50M
TypeSH
Market value$4.08M
3.14%
Sole
1.50M
Shared
0.00
None
0.00
EVOLUTION PETE CORP
SOLEShares700.05K
TypeSH
Market value$4.07M
3.14%
Sole
700.05K
Shared
0.00
None
0.00
NORDIC AMERICAN TANKERS LIMI
SOLEShares951.50K
TypeSH
Market value$4.00M
3.08%
Sole
951.50K
Shared
0.00
None
0.00
FUTUREFUEL CORP
SOLEShares650.49K
TypeSH
Market value$3.95M
3.05%
Sole
650.49K
Shared
0.00
None
0.00
RICHARDSON ELECTRS LTD
SOLEShares293.92K
TypeSH
Market value$3.92M
3.02%
Sole
293.92K
Shared
0.00
None
0.00
NATIONAL STORAGE AFFILIATES
SOLEShares75.50K
TypeSH
Market value$3.13M
2.41%
Sole
75.50K
Shared
0.00
None
0.00
3M CO
SOLEShares28K
TypeSH
Market value$3.06M
2.36%
Sole
28K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares97.30K
TypeSH
Market value$3.03M
2.34%
Sole
97.30K
Shared
0.00
None
0.00
DOUBLELINE YIELD OPPORTUNITI
SOLEShares199.84K
TypeSH
Market value$2.97M
2.29%
Sole
199.84K
Shared
0.00
None
0.00
COMTECH TELECOMMUNICATIONS C
SOLEShares343.79K
TypeSH
Market value$2.90M
2.23%
Sole
343.79K
Shared
0.00
None
0.00
OMEGA HEALTHCARE INVS INC
SOLEShares81.10K
TypeSH
Market value$2.49M
1.92%
Sole
81.10K
Shared
0.00
None
0.00
AT&T INC
SOLEShares142.70K
TypeSH
Market value$2.39M
1.85%
Sole
142.70K
Shared
0.00
None
0.00
CVS HEALTH CORP
SOLEShares29.93K
TypeSH
Market value$2.36M
1.82%
Sole
29.93K
Shared
0.00
None
0.00
INTERNATIONAL BUSINESS MACHS
SOLEShares14.13K
TypeSH
Market value$2.31M
1.78%
Sole
14.13K
Shared
0.00
None
0.00
ARGAN INC
SOLEShares47.75K
TypeSH
Market value$2.23M
1.72%
Sole
47.75K
Shared
0.00
None
0.00
NATIONAL PRESTO INDS INC
SOLEShares27.34K
TypeSH
Market value$2.20M
1.69%
Sole
27.34K
Shared
0.00
None
0.00
BARRICK GOLD CORP
SOLEShares119.10K
TypeSH
Market value$2.15M
1.66%
Sole
119.10K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
WELLS FARGO CO NEWSOLE | PERP PFD CNV A | 6K | SH | $7.17M 5.53% | 6K | 0.00 | 0.00 |
IONIS PHARMACEUTICALS INCSOLE | NOTE 0.125%12/1 | 5.51M | PRN | $5.27M 4.07% | 5.51M | 0.00 | 0.00 |
MORGAN STANLEY EMERGING MKTSSOLE | COM | 963.82K | SH | $4.49M 3.46% | 963.82K | 0.00 | 0.00 |
UTAH MED PRODS INCSOLE | COM | 53.09K | SH | $4.47M 3.45% | 53.09K | 0.00 | 0.00 |
BLACKROCK RES & COMMODITIESSOLE | SHS | 485.11K | SH | $4.31M 3.32% | 485.11K | 0.00 | 0.00 |
PARK AEROSPACE CORPSOLE | COM | 290.70K | SH | $4.27M 3.29% | 290.70K | 0.00 | 0.00 |
WALGREENS BOOTS ALLIANCE INCSOLE | COM | 160.85K | SH | $4.20M 3.24% | 160.85K | 0.00 | 0.00 |
MIX TELEMATICS LTDSOLE | SPONSORED ADR | 482.42K | SH | $4.15M 3.20% | 482.42K | 0.00 | 0.00 |
ABRDN ASIA PACIFIC INCOME FUSOLE | COM | 1.50M | SH | $4.08M 3.14% | 1.50M | 0.00 | 0.00 |
EVOLUTION PETE CORPSOLE | COM | 700.05K | SH | $4.07M 3.14% | 700.05K | 0.00 | 0.00 |
NORDIC AMERICAN TANKERS LIMISOLE | COM | 951.50K | SH | $4.00M 3.08% | 951.50K | 0.00 | 0.00 |
FUTUREFUEL CORPSOLE | COM | 650.49K | SH | $3.95M 3.05% | 650.49K | 0.00 | 0.00 |
RICHARDSON ELECTRS LTDSOLE | COM | 293.92K | SH | $3.92M 3.02% | 293.92K | 0.00 | 0.00 |
NATIONAL STORAGE AFFILIATESSOLE | COM SHS BEN IN | 75.50K | SH | $3.13M 2.41% | 75.50K | 0.00 | 0.00 |
3M COSOLE | COM | 28K | SH | $3.06M 2.36% | 28K | 0.00 | 0.00 |
ISHARES TRSOLE | PFD AND INCM SEC | 97.30K | SH | $3.03M 2.34% | 97.30K | 0.00 | 0.00 |
DOUBLELINE YIELD OPPORTUNITISOLE | COM | 199.84K | SH | $2.97M 2.29% | 199.84K | 0.00 | 0.00 |
COMTECH TELECOMMUNICATIONS CSOLE | COM NEW | 343.79K | SH | $2.90M 2.23% | 343.79K | 0.00 | 0.00 |
OMEGA HEALTHCARE INVS INCSOLE | COM | 81.10K | SH | $2.49M 1.92% | 81.10K | 0.00 | 0.00 |
AT&T INCSOLE | COM | 142.70K | SH | $2.39M 1.85% | 142.70K | 0.00 | 0.00 |
CVS HEALTH CORPSOLE | COM | 29.93K | SH | $2.36M 1.82% | 29.93K | 0.00 | 0.00 |
INTERNATIONAL BUSINESS MACHSSOLE | COM | 14.13K | SH | $2.31M 1.78% | 14.13K | 0.00 | 0.00 |
ARGAN INCSOLE | COM | 47.75K | SH | $2.23M 1.72% | 47.75K | 0.00 | 0.00 |
NATIONAL PRESTO INDS INCSOLE | COM | 27.34K | SH | $2.20M 1.69% | 27.34K | 0.00 | 0.00 |
BARRICK GOLD CORPSOLE | COM | 119.10K | SH | $2.15M 1.66% | 119.10K | 0.00 | 0.00 |
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