Filed: 11/13/2023ACC: 0000950123-23-010177
📋 What this filing means
PENN MUTUAL ASSET MANAGEMENT filed this quarterly 13F‑HR report disclosing 69 equity positions with a total reported market value of $106.64M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
69
Positions
$106.64M
Total AUM (reported)
17.67M
Total Shares
Allocation by class
COM$65.81M61.7%
PERP PFD CNV A$6.69M6.3%
SPONSORED ADR$4.61M4.3%
SHS$4.47M4.2%
COMMON STOCK$3.13M2.9%
NOTE 0.125%12/1$2.62M2.5%
COM SHS BEN IN$2.40M2.2%
Portfolio Concentration
Top 3$16.09M15.1%
4–10$25.96M24.3%
11–25$34.45M32.3%
Rest$30.13M28.3%
Top 3 weight
15.1%
Top 10 weight
39.4%
Voting Authority Distribution
Total shares with voting rights: 17.67M
Sole
Full voting authority
17.67M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole69
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings69
Rows:
WELLS FARGO CO NEW
SOLEShares6K
TypeSH
Market value$6.69M
6.27%
Sole
6K
Shared
0.00
None
0.00
PARK AEROSPACE CORP
SOLEShares313.66K
TypeSH
Market value$4.87M
4.57%
Sole
313.66K
Shared
0.00
None
0.00
FUTUREFUEL CORP
SOLEShares631.69K
TypeSH
Market value$4.53M
4.25%
Sole
631.69K
Shared
0.00
None
0.00
BLACKROCK RES & COMMODITIES
SOLEShares485.11K
TypeSH
Market value$4.47M
4.19%
Sole
485.11K
Shared
0.00
None
0.00
MORGAN STANLEY EMERGING MKTS
SOLEShares963.82K
TypeSH
Market value$4.11M
3.85%
Sole
963.82K
Shared
0.00
None
0.00
EVOLUTION PETE CORP
SOLEShares595.75K
TypeSH
Market value$4.07M
3.82%
Sole
595.75K
Shared
0.00
None
0.00
ABRDN ASIA PACIFIC INCOME FU
SOLEShares1.50M
TypeSH
Market value$3.68M
3.46%
Sole
1.50M
Shared
0.00
None
0.00
NORDIC AMERICAN TANKERS LIMI
SOLEShares851.50K
TypeSH
Market value$3.51M
3.29%
Sole
851.50K
Shared
0.00
None
0.00
UTAH MED PRODS INC
SOLEShares36.28K
TypeSH
Market value$3.12M
2.93%
Sole
36.28K
Shared
0.00
None
0.00
RICHARDSON ELECTRS LTD
SOLEShares274.13K
TypeSH
Market value$3.00M
2.81%
Sole
274.13K
Shared
0.00
None
0.00
MIX TELEMATICS LTD
SOLEShares535.22K
TypeSH
Market value$2.95M
2.77%
Sole
535.22K
Shared
0.00
None
0.00
DOUBLELINE YIELD OPPORTUNITI
SOLEShares199.84K
TypeSH
Market value$2.94M
2.76%
Sole
199.84K
Shared
0.00
None
0.00
OMEGA HEALTHCARE INVS INC
SOLEShares81.10K
TypeSH
Market value$2.69M
2.52%
Sole
81.10K
Shared
0.00
None
0.00
ARGAN INC
SOLEShares57.88K
TypeSH
Market value$2.63M
2.47%
Sole
57.88K
Shared
0.00
None
0.00
IONIS PHARMACEUTICALS INC
SOLEShares2.76M
TypePRN
Market value$2.62M
2.46%
Sole
2.76M
Shared
0.00
None
0.00
FRANKLIN BSP RLTY TR INC
SOLEShares183.16K
TypeSH
Market value$2.42M
2.27%
Sole
183.16K
Shared
0.00
None
0.00
NATIONAL STORAGE AFFILIATES
SOLEShares75.50K
TypeSH
Market value$2.40M
2.25%
Sole
75.50K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares74.30K
TypeSH
Market value$2.24M
2.10%
Sole
74.30K
Shared
0.00
None
0.00
3M CO
SOLEShares23K
TypeSH
Market value$2.15M
2.02%
Sole
23K
Shared
0.00
None
0.00
AT&T INC
SOLEShares142.70K
TypeSH
Market value$2.14M
2.01%
Sole
142.70K
Shared
0.00
None
0.00
WALGREENS BOOTS ALLIANCE INC
SOLEShares91K
TypeSH
Market value$2.02M
1.90%
Sole
91K
Shared
0.00
None
0.00
INTERNATIONAL BUSINESS MACHS
SOLEShares14.13K
TypeSH
Market value$1.98M
1.86%
Sole
14.13K
Shared
0.00
None
0.00
ENERGY TRANSFER L P
SOLEShares133.50K
TypeSH
Market value$1.87M
1.76%
Sole
133.50K
Shared
0.00
None
0.00
BARRICK GOLD CORP
SOLEShares116.50K
TypeSH
Market value$1.70M
1.59%
Sole
116.50K
Shared
0.00
None
0.00
PLAINS ALL AMERN PIPELINE L
SOLEShares109.50K
TypeSH
Market value$1.68M
1.57%
Sole
109.50K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
WELLS FARGO CO NEWSOLE | PERP PFD CNV A | 6K | SH | $6.69M 6.27% | 6K | 0.00 | 0.00 |
PARK AEROSPACE CORPSOLE | COM | 313.66K | SH | $4.87M 4.57% | 313.66K | 0.00 | 0.00 |
FUTUREFUEL CORPSOLE | COM | 631.69K | SH | $4.53M 4.25% | 631.69K | 0.00 | 0.00 |
BLACKROCK RES & COMMODITIESSOLE | SHS | 485.11K | SH | $4.47M 4.19% | 485.11K | 0.00 | 0.00 |
MORGAN STANLEY EMERGING MKTSSOLE | COM | 963.82K | SH | $4.11M 3.85% | 963.82K | 0.00 | 0.00 |
EVOLUTION PETE CORPSOLE | COM | 595.75K | SH | $4.07M 3.82% | 595.75K | 0.00 | 0.00 |
ABRDN ASIA PACIFIC INCOME FUSOLE | COM | 1.50M | SH | $3.68M 3.46% | 1.50M | 0.00 | 0.00 |
NORDIC AMERICAN TANKERS LIMISOLE | COM | 851.50K | SH | $3.51M 3.29% | 851.50K | 0.00 | 0.00 |
UTAH MED PRODS INCSOLE | COM | 36.28K | SH | $3.12M 2.93% | 36.28K | 0.00 | 0.00 |
RICHARDSON ELECTRS LTDSOLE | COM | 274.13K | SH | $3.00M 2.81% | 274.13K | 0.00 | 0.00 |
MIX TELEMATICS LTDSOLE | SPONSORED ADR | 535.22K | SH | $2.95M 2.77% | 535.22K | 0.00 | 0.00 |
DOUBLELINE YIELD OPPORTUNITISOLE | COM | 199.84K | SH | $2.94M 2.76% | 199.84K | 0.00 | 0.00 |
OMEGA HEALTHCARE INVS INCSOLE | COM | 81.10K | SH | $2.69M 2.52% | 81.10K | 0.00 | 0.00 |
ARGAN INCSOLE | COM | 57.88K | SH | $2.63M 2.47% | 57.88K | 0.00 | 0.00 |
IONIS PHARMACEUTICALS INCSOLE | NOTE 0.125%12/1 | 2.76M | PRN | $2.62M 2.46% | 2.76M | 0.00 | 0.00 |
FRANKLIN BSP RLTY TR INCSOLE | COMMON STOCK | 183.16K | SH | $2.42M 2.27% | 183.16K | 0.00 | 0.00 |
NATIONAL STORAGE AFFILIATESSOLE | COM SHS BEN IN | 75.50K | SH | $2.40M 2.25% | 75.50K | 0.00 | 0.00 |
ISHARES TRSOLE | PFD AND INCM SEC | 74.30K | SH | $2.24M 2.10% | 74.30K | 0.00 | 0.00 |
3M COSOLE | COM | 23K | SH | $2.15M 2.02% | 23K | 0.00 | 0.00 |
AT&T INCSOLE | COM | 142.70K | SH | $2.14M 2.01% | 142.70K | 0.00 | 0.00 |
WALGREENS BOOTS ALLIANCE INCSOLE | COM | 91K | SH | $2.02M 1.90% | 91K | 0.00 | 0.00 |
INTERNATIONAL BUSINESS MACHSSOLE | COM | 14.13K | SH | $1.98M 1.86% | 14.13K | 0.00 | 0.00 |
ENERGY TRANSFER L PSOLE | COM UT LTD PTN | 133.50K | SH | $1.87M 1.76% | 133.50K | 0.00 | 0.00 |
BARRICK GOLD CORPSOLE | COM | 116.50K | SH | $1.70M 1.59% | 116.50K | 0.00 | 0.00 |
PLAINS ALL AMERN PIPELINE LSOLE | UNIT LTD PARTN | 109.50K | SH | $1.68M 1.57% | 109.50K | 0.00 | 0.00 |
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