Filed: 8/11/2023ACC: 0000950123-23-007487
📋 What this filing means
PENN MUTUAL ASSET MANAGEMENT filed this quarterly 13F‑HR report disclosing 69 equity positions with a total reported market value of $110.91M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
69
Positions
$110.91M
Total AUM (reported)
16.12M
Total Shares
Allocation by class
COM$70.19M63.3%
PERP PFD CNV A$6.91M6.2%
SPONSORED ADR$4.75M4.3%
SHS$4.40M4.0%
COM SHS BEN IN$2.76M2.5%
COMMON STOCK$2.59M2.3%
NOTE 0.125%12/1$2.56M2.3%
Portfolio Concentration
Top 3$15.83M14.3%
4–10$27.46M24.8%
11–25$37.05M33.4%
Rest$30.57M27.6%
Top 3 weight
14.3%
Top 10 weight
39.0%
Voting Authority Distribution
Total shares with voting rights: 16.12M
Sole
Full voting authority
16.12M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole69
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings69
Rows:
WELLS FARGO CO NEW
SOLEShares6K
TypeSH
Market value$6.91M
6.23%
Sole
6K
Shared
0.00
None
0.00
MORGAN STANLEY EMERGING MKTS
SOLEShares963.82K
TypeSH
Market value$4.52M
4.08%
Sole
963.82K
Shared
0.00
None
0.00
BLACKROCK RES & COMMODITIES
SOLEShares485.11K
TypeSH
Market value$4.40M
3.97%
Sole
485.11K
Shared
0.00
None
0.00
EVOLUTION PETE CORP
SOLEShares538.75K
TypeSH
Market value$4.35M
3.92%
Sole
538.75K
Shared
0.00
None
0.00
PARK AEROSPACE CORP
SOLEShares313.66K
TypeSH
Market value$4.33M
3.90%
Sole
313.66K
Shared
0.00
None
0.00
FUTUREFUEL CORP
SOLEShares474.54K
TypeSH
Market value$4.20M
3.79%
Sole
474.54K
Shared
0.00
None
0.00
ABRDN ASIA PACIFIC INCOME FU
SOLEShares1.50M
TypeSH
Market value$4.06M
3.66%
Sole
1.50M
Shared
0.00
None
0.00
RICHARDSON ELECTRS LTD
SOLEShares233.47K
TypeSH
Market value$3.85M
3.47%
Sole
233.47K
Shared
0.00
None
0.00
SIMON PPTY GROUP INC NEW
SOLEShares30.24K
TypeSH
Market value$3.49M
3.15%
Sole
30.24K
Shared
0.00
None
0.00
NORDIC AMERICAN TANKERS LIMI
SOLEShares865.50K
TypeSH
Market value$3.18M
2.86%
Sole
865.50K
Shared
0.00
None
0.00
MIX TELEMATICS LTD
SOLEShares490.22K
TypeSH
Market value$3.10M
2.79%
Sole
490.22K
Shared
0.00
None
0.00
DOUBLELINE YIELD OPPORTUNITI
SOLEShares199.84K
TypeSH
Market value$2.90M
2.62%
Sole
199.84K
Shared
0.00
None
0.00
UTAH MED PRODS INC
SOLEShares30.28K
TypeSH
Market value$2.82M
2.54%
Sole
30.28K
Shared
0.00
None
0.00
NATIONAL STORAGE AFFILIATES
SOLEShares79.30K
TypeSH
Market value$2.76M
2.49%
Sole
79.30K
Shared
0.00
None
0.00
OMEGA HEALTHCARE INVS INC
SOLEShares86.10K
TypeSH
Market value$2.64M
2.38%
Sole
86.10K
Shared
0.00
None
0.00
FRANKLIN BSP RLTY TR INC
SOLEShares183.16K
TypeSH
Market value$2.59M
2.34%
Sole
183.16K
Shared
0.00
None
0.00
IONIS PHARMACEUTICALS INC
SOLEShares2.76M
TypePRN
Market value$2.56M
2.31%
Sole
2.76M
Shared
0.00
None
0.00
ARGAN INC
SOLEShares58.53K
TypeSH
Market value$2.31M
2.08%
Sole
58.53K
Shared
0.00
None
0.00
3M CO
SOLEShares23K
TypeSH
Market value$2.30M
2.08%
Sole
23K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares74.30K
TypeSH
Market value$2.30M
2.07%
Sole
74.30K
Shared
0.00
None
0.00
LSI INDS INC OHIO
SOLEShares182.85K
TypeSH
Market value$2.30M
2.07%
Sole
182.85K
Shared
0.00
None
0.00
AT&T INC
SOLEShares142.70K
TypeSH
Market value$2.28M
2.05%
Sole
142.70K
Shared
0.00
None
0.00
SPOK HLDGS INC
SOLEShares167.91K
TypeSH
Market value$2.23M
2.01%
Sole
167.91K
Shared
0.00
None
0.00
VERIZON COMMUNICATIONS INC
SOLEShares53.30K
TypeSH
Market value$1.98M
1.79%
Sole
53.30K
Shared
0.00
None
0.00
BARRICK GOLD CORP
SOLEShares116.50K
TypeSH
Market value$1.97M
1.78%
Sole
116.50K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
WELLS FARGO CO NEWSOLE | PERP PFD CNV A | 6K | SH | $6.91M 6.23% | 6K | 0.00 | 0.00 |
MORGAN STANLEY EMERGING MKTSSOLE | COM | 963.82K | SH | $4.52M 4.08% | 963.82K | 0.00 | 0.00 |
BLACKROCK RES & COMMODITIESSOLE | SHS | 485.11K | SH | $4.40M 3.97% | 485.11K | 0.00 | 0.00 |
EVOLUTION PETE CORPSOLE | COM | 538.75K | SH | $4.35M 3.92% | 538.75K | 0.00 | 0.00 |
PARK AEROSPACE CORPSOLE | COM | 313.66K | SH | $4.33M 3.90% | 313.66K | 0.00 | 0.00 |
FUTUREFUEL CORPSOLE | COM | 474.54K | SH | $4.20M 3.79% | 474.54K | 0.00 | 0.00 |
ABRDN ASIA PACIFIC INCOME FUSOLE | COM | 1.50M | SH | $4.06M 3.66% | 1.50M | 0.00 | 0.00 |
RICHARDSON ELECTRS LTDSOLE | COM | 233.47K | SH | $3.85M 3.47% | 233.47K | 0.00 | 0.00 |
SIMON PPTY GROUP INC NEWSOLE | COM | 30.24K | SH | $3.49M 3.15% | 30.24K | 0.00 | 0.00 |
NORDIC AMERICAN TANKERS LIMISOLE | COM | 865.50K | SH | $3.18M 2.86% | 865.50K | 0.00 | 0.00 |
MIX TELEMATICS LTDSOLE | SPONSORED ADR | 490.22K | SH | $3.10M 2.79% | 490.22K | 0.00 | 0.00 |
DOUBLELINE YIELD OPPORTUNITISOLE | COM | 199.84K | SH | $2.90M 2.62% | 199.84K | 0.00 | 0.00 |
UTAH MED PRODS INCSOLE | COM | 30.28K | SH | $2.82M 2.54% | 30.28K | 0.00 | 0.00 |
NATIONAL STORAGE AFFILIATESSOLE | COM SHS BEN IN | 79.30K | SH | $2.76M 2.49% | 79.30K | 0.00 | 0.00 |
OMEGA HEALTHCARE INVS INCSOLE | COM | 86.10K | SH | $2.64M 2.38% | 86.10K | 0.00 | 0.00 |
FRANKLIN BSP RLTY TR INCSOLE | COMMON STOCK | 183.16K | SH | $2.59M 2.34% | 183.16K | 0.00 | 0.00 |
IONIS PHARMACEUTICALS INCSOLE | NOTE 0.125%12/1 | 2.76M | PRN | $2.56M 2.31% | 2.76M | 0.00 | 0.00 |
ARGAN INCSOLE | COM | 58.53K | SH | $2.31M 2.08% | 58.53K | 0.00 | 0.00 |
3M COSOLE | COM | 23K | SH | $2.30M 2.08% | 23K | 0.00 | 0.00 |
ISHARES TRSOLE | PFD AND INCM SEC | 74.30K | SH | $2.30M 2.07% | 74.30K | 0.00 | 0.00 |
LSI INDS INC OHIOSOLE | COM | 182.85K | SH | $2.30M 2.07% | 182.85K | 0.00 | 0.00 |
AT&T INCSOLE | COM | 142.70K | SH | $2.28M 2.05% | 142.70K | 0.00 | 0.00 |
SPOK HLDGS INCSOLE | COM | 167.91K | SH | $2.23M 2.01% | 167.91K | 0.00 | 0.00 |
VERIZON COMMUNICATIONS INCSOLE | COM | 53.30K | SH | $1.98M 1.79% | 53.30K | 0.00 | 0.00 |
BARRICK GOLD CORPSOLE | COM | 116.50K | SH | $1.97M 1.78% | 116.50K | 0.00 | 0.00 |
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