Filed: 5/5/2023ACC: 0000950123-23-003836
📋 What this filing means
PENN MUTUAL ASSET MANAGEMENT filed this quarterly 13F‑HR report disclosing 63 equity positions with a total reported market value of $105.39M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
63
Positions
$105.39M
Total AUM (reported)
17.43M
Total Shares
Allocation by class
COM$53.70M51.0%
COMMON STOCK$7.30M6.9%
PERP PFD CNV A$7.06M6.7%
SHS$4.63M4.4%
SPONSORED ADR$4.22M4.0%
COM UNIT REP LTD$3.17M3.0%
COM NEW$2.74M2.6%
Portfolio Concentration
Top 3$18.99M18.0%
4–10$25.24M24.0%
11–25$34.83M33.0%
Rest$26.33M25.0%
Top 3 weight
18.0%
Top 10 weight
42.0%
Voting Authority Distribution
Total shares with voting rights: 17.13M
Sole
Full voting authority
17.13M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole63
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings63
Rows:
FRANKLIN BSP RLTY TR INC
SOLEShares612.29K
TypeSH
Market value$7.30M
6.93%
Sole
612.29K
Shared
0.00
None
0.00
WELLS FARGO CO NEW
SOLEShares6K
TypeSH
Market value$7.06M
6.70%
Sole
6K
Shared
0.00
None
0.00
BLACKROCK RES & COMMODITIES
SOLEShares485.11K
TypeSH
Market value$4.63M
4.39%
Sole
485.11K
Shared
0.00
None
0.00
MORGAN STANLEY EMERGING MARKETS
SOLEShares963.82K
TypeSH
Market value$4.36M
4.13%
Sole
963.82K
Shared
0.00
None
0.00
ABRDN ASIA PACIFIC INCOME FU
SOLEShares1.50M
TypeSH
Market value$4.00M
3.80%
Sole
1.50M
Shared
0.00
None
0.00
SPOK HLDGS INC
SOLEShares381.26K
TypeSH
Market value$3.86M
3.66%
Sole
381.26K
Shared
0.00
None
0.00
PARK AEROSPACE CORP
SOLEShares267.66K
TypeSH
Market value$3.60M
3.42%
Sole
267.66K
Shared
0.00
None
0.00
SIMON PPTY GROUP INC NEW
SOLEShares30.24K
TypeSH
Market value$3.39M
3.21%
Sole
30.24K
Shared
0.00
None
0.00
MPLX LP
SOLEShares92.13K
TypeSH
Market value$3.17M
3.01%
Sole
92.13K
Shared
0.00
None
0.00
EVOLUTION PETE CORP
SOLEShares453.75K
TypeSH
Market value$2.86M
2.72%
Sole
453.75K
Shared
0.00
None
0.00
DOUBLELINE YIELD OPPORTUNITI
SOLEShares199.84K
TypeSH
Market value$2.80M
2.65%
Sole
199.84K
Shared
0.00
None
0.00
AT&T INC
SOLEShares142.70K
TypeSH
Market value$2.75M
2.61%
Sole
142.70K
Shared
0.00
None
0.00
FUTUREFUEL CORP
SOLEShares364.42K
TypeSH
Market value$2.69M
2.55%
Sole
364.42K
Shared
0.00
None
0.00
LSI INDS INC OHIO
SOLEShares187.85K
TypeSH
Market value$2.62M
2.48%
Sole
187.85K
Shared
0.00
None
0.00
MIX TELEMATICS LTD
SOLEShares334.41K
TypeSH
Market value$2.59M
2.46%
Sole
334.41K
Shared
0.00
None
0.00
IONIS PHARMACEUTICALS INC
SOLEShares2.76M
TypePRN
Market value$2.54M
2.41%
Sole
2.76M
Shared
0.00
None
0.00
NVE CORP
SOLEShares29.15K
TypeSH
Market value$2.42M
2.30%
Sole
29.15K
Shared
0.00
None
0.00
3M CO
SOLEShares23K
TypeSH
Market value$2.42M
2.29%
Sole
23K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares74.30K
TypeSH
Market value$2.32M
2.20%
Sole
74.30K
Shared
0.00
None
0.00
NATIONAL STORAGE AFFILIATES
SOLEShares51K
TypeSH
Market value$2.13M
2.02%
Sole
51K
Shared
0.00
None
0.00
BARRICK GOLD CORP
SOLEShares111K
TypeSH
Market value$2.06M
1.96%
Sole
111K
Shared
0.00
None
0.00
HEALTHCARE SVCS GROUP INC
SOLEShares145.77K
TypeSH
Market value$2.02M
1.92%
Sole
145.77K
Shared
0.00
None
0.00
ARGAN INC
SOLEShares48.53K
TypeSH
Market value$1.96M
1.86%
Sole
48.53K
Shared
0.00
None
0.00
INTERNATIONAL BUSINESS MACHS
SOLEShares14.13K
TypeSH
Market value$1.85M
1.76%
Sole
14.13K
Shared
0.00
None
0.00
ENERGY TRANSFER L P
SOLEShares133.50K
TypeSH
Market value$1.66M
1.58%
Sole
133.50K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
FRANKLIN BSP RLTY TR INCSOLE | COMMON STOCK | 612.29K | SH | $7.30M 6.93% | 612.29K | 0.00 | 0.00 |
WELLS FARGO CO NEWSOLE | PERP PFD CNV A | 6K | SH | $7.06M 6.70% | 6K | 0.00 | 0.00 |
BLACKROCK RES & COMMODITIESSOLE | SHS | 485.11K | SH | $4.63M 4.39% | 485.11K | 0.00 | 0.00 |
MORGAN STANLEY EMERGING MARKETSSOLE | COM | 963.82K | SH | $4.36M 4.13% | 963.82K | 0.00 | 0.00 |
ABRDN ASIA PACIFIC INCOME FUSOLE | COM | 1.50M | SH | $4.00M 3.80% | 1.50M | 0.00 | 0.00 |
SPOK HLDGS INCSOLE | COM | 381.26K | SH | $3.86M 3.66% | 381.26K | 0.00 | 0.00 |
PARK AEROSPACE CORPSOLE | COM | 267.66K | SH | $3.60M 3.42% | 267.66K | 0.00 | 0.00 |
SIMON PPTY GROUP INC NEWSOLE | COM | 30.24K | SH | $3.39M 3.21% | 30.24K | 0.00 | 0.00 |
MPLX LPSOLE | COM UNIT REP LTD | 92.13K | SH | $3.17M 3.01% | 92.13K | 0.00 | 0.00 |
EVOLUTION PETE CORPSOLE | COM | 453.75K | SH | $2.86M 2.72% | 453.75K | 0.00 | 0.00 |
DOUBLELINE YIELD OPPORTUNITISOLE | COM | 199.84K | SH | $2.80M 2.65% | 199.84K | 0.00 | 0.00 |
AT&T INCSOLE | COM | 142.70K | SH | $2.75M 2.61% | 142.70K | 0.00 | 0.00 |
FUTUREFUEL CORPSOLE | COM | 364.42K | SH | $2.69M 2.55% | 364.42K | 0.00 | 0.00 |
LSI INDS INC OHIOSOLE | COM | 187.85K | SH | $2.62M 2.48% | 187.85K | 0.00 | 0.00 |
MIX TELEMATICS LTDSOLE | SPONSORED ADR | 334.41K | SH | $2.59M 2.46% | 334.41K | 0.00 | 0.00 |
IONIS PHARMACEUTICALS INCSOLE | NOTE 0.125%12/1 | 2.76M | PRN | $2.54M 2.41% | 2.76M | 0.00 | 0.00 |
NVE CORPSOLE | COM NEW | 29.15K | SH | $2.42M 2.30% | 29.15K | 0.00 | 0.00 |
3M COSOLE | COM | 23K | SH | $2.42M 2.29% | 23K | 0.00 | 0.00 |
ISHARES TRSOLE | PFD AND INCM SEC | 74.30K | SH | $2.32M 2.20% | 74.30K | 0.00 | 0.00 |
NATIONAL STORAGE AFFILIATESSOLE | COM SHS BEN IN | 51K | SH | $2.13M 2.02% | 51K | 0.00 | 0.00 |
BARRICK GOLD CORPSOLE | COM | 111K | SH | $2.06M 1.96% | 111K | 0.00 | 0.00 |
HEALTHCARE SVCS GROUP INCSOLE | COM | 145.77K | SH | $2.02M 1.92% | 145.77K | 0.00 | 0.00 |
ARGAN INCSOLE | COM | 48.53K | SH | $1.96M 1.86% | 48.53K | 0.00 | 0.00 |
INTERNATIONAL BUSINESS MACHSSOLE | COM | 14.13K | SH | $1.85M 1.76% | 14.13K | 0.00 | 0.00 |
ENERGY TRANSFER L PSOLE | COM UT LTD PTN | 133.50K | SH | $1.66M 1.58% | 133.50K | 0.00 | 0.00 |
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