Filed: 2/13/2023ACC: 0000950123-23-001616
📋 What this filing means
PENN MUTUAL ASSET MANAGEMENT filed this quarterly 13F‑HR report disclosing 61 equity positions with a total reported market value of $89.58M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
61
Positions
$89.58M
Total AUM (reported)
16.26M
Total Shares
Allocation by class
COM$47.43M52.9%
PERP PFD CNV A$7.11M7.9%
SHS$5.79M6.5%
COMMON STOCK$4.51M5.0%
COM NEW$2.57M2.9%
PFD AND INCM SEC$2.27M2.5%
COM UNIT REP LTD$1.71M1.9%
Portfolio Concentration
Top 3$17.42M19.4%
4–10$23.45M26.2%
11–25$27.77M31.0%
Rest$20.94M23.4%
Top 3 weight
19.4%
Top 10 weight
45.6%
Voting Authority Distribution
Total shares with voting rights: 16.26M
Sole
Full voting authority
16.26M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole61
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings61
Rows:
WELLS FARGO CO NEW
SOLEShares6K
TypeSH
Market value$7.11M
7.94%
Sole
6K
Shared
0.00
None
0.00
BLACKROCK RES & COMMODITIES
SOLEShares581.18K
TypeSH
Market value$5.79M
6.47%
Sole
581.18K
Shared
0.00
None
0.00
FRANKLIN BSP RLTY TR INC
SOLEShares349.99K
TypeSH
Market value$4.51M
5.04%
Sole
349.99K
Shared
0.00
None
0.00
MORGAN STANLEY EMERGING MKTS
SOLEShares963.82K
TypeSH
Market value$4.24M
4.73%
Sole
963.82K
Shared
0.00
None
0.00
ABRDN ASIA PACIFIC INCOME FU
SOLEShares1.50M
TypeSH
Market value$3.96M
4.42%
Sole
1.50M
Shared
0.00
None
0.00
SIMON PPTY GROUP INC NEW
SOLEShares30.24K
TypeSH
Market value$3.55M
3.97%
Sole
30.24K
Shared
0.00
None
0.00
SPOK HLDGS INC
SOLEShares401.26K
TypeSH
Market value$3.29M
3.67%
Sole
401.26K
Shared
0.00
None
0.00
AGNC INVT CORP
SOLEShares306.36K
TypeSH
Market value$3.17M
3.54%
Sole
306.36K
Shared
0.00
None
0.00
AT&T INC
SOLEShares142.70K
TypeSH
Market value$2.63M
2.93%
Sole
142.70K
Shared
0.00
None
0.00
DOUBLELINE YIELD OPPORTUNITI
SOLEShares199.84K
TypeSH
Market value$2.62M
2.93%
Sole
199.84K
Shared
0.00
None
0.00
NVE CORP
SOLEShares39.72K
TypeSH
Market value$2.57M
2.87%
Sole
39.72K
Shared
0.00
None
0.00
FUTUREFUEL CORP
SOLEShares313.56K
TypeSH
Market value$2.55M
2.85%
Sole
313.56K
Shared
0.00
None
0.00
EVOLUTION PETE CORP
SOLEShares318.98K
TypeSH
Market value$2.41M
2.69%
Sole
318.98K
Shared
0.00
None
0.00
INTERNATIONAL BUSINESS MACHS
SOLEShares16.86K
TypeSH
Market value$2.37M
2.65%
Sole
16.86K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares74.30K
TypeSH
Market value$2.27M
2.53%
Sole
74.30K
Shared
0.00
None
0.00
ARGAN INC
SOLEShares51.03K
TypeSH
Market value$1.88M
2.10%
Sole
51.03K
Shared
0.00
None
0.00
BARRICK GOLD CORP
SOLEShares100K
TypeSH
Market value$1.72M
1.92%
Sole
100K
Shared
0.00
None
0.00
MPLX LP
SOLEShares52.13K
TypeSH
Market value$1.71M
1.91%
Sole
52.13K
Shared
0.00
None
0.00
HEALTHCARE SVCS GROUP INC
SOLEShares136.77K
TypeSH
Market value$1.64M
1.83%
Sole
136.77K
Shared
0.00
None
0.00
LSI INDS INC OHIO
SOLEShares133.59K
TypeSH
Market value$1.64M
1.83%
Sole
133.59K
Shared
0.00
None
0.00
ENERGY TRANSFER L P
SOLEShares133.50K
TypeSH
Market value$1.58M
1.77%
Sole
133.50K
Shared
0.00
None
0.00
ARTISAN PARTNERS ASSET MGMT
SOLEShares47.55K
TypeSH
Market value$1.41M
1.58%
Sole
47.55K
Shared
0.00
None
0.00
ENTERPRISE PRODS PARTNERS L
SOLEShares57.66K
TypeSH
Market value$1.39M
1.55%
Sole
57.66K
Shared
0.00
None
0.00
SANOFI
SOLEShares27.50K
TypeSH
Market value$1.33M
1.49%
Sole
27.50K
Shared
0.00
None
0.00
PLAINS ALL AMERN PIPELINE L
SOLEShares109.50K
TypeSH
Market value$1.29M
1.44%
Sole
109.50K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
WELLS FARGO CO NEWSOLE | PERP PFD CNV A | 6K | SH | $7.11M 7.94% | 6K | 0.00 | 0.00 |
BLACKROCK RES & COMMODITIESSOLE | SHS | 581.18K | SH | $5.79M 6.47% | 581.18K | 0.00 | 0.00 |
FRANKLIN BSP RLTY TR INCSOLE | COMMON STOCK | 349.99K | SH | $4.51M 5.04% | 349.99K | 0.00 | 0.00 |
MORGAN STANLEY EMERGING MKTSSOLE | COM | 963.82K | SH | $4.24M 4.73% | 963.82K | 0.00 | 0.00 |
ABRDN ASIA PACIFIC INCOME FUSOLE | COM | 1.50M | SH | $3.96M 4.42% | 1.50M | 0.00 | 0.00 |
SIMON PPTY GROUP INC NEWSOLE | COM | 30.24K | SH | $3.55M 3.97% | 30.24K | 0.00 | 0.00 |
SPOK HLDGS INCSOLE | COM | 401.26K | SH | $3.29M 3.67% | 401.26K | 0.00 | 0.00 |
AGNC INVT CORPSOLE | COM | 306.36K | SH | $3.17M 3.54% | 306.36K | 0.00 | 0.00 |
AT&T INCSOLE | COM | 142.70K | SH | $2.63M 2.93% | 142.70K | 0.00 | 0.00 |
DOUBLELINE YIELD OPPORTUNITISOLE | COM | 199.84K | SH | $2.62M 2.93% | 199.84K | 0.00 | 0.00 |
NVE CORPSOLE | COM NEW | 39.72K | SH | $2.57M 2.87% | 39.72K | 0.00 | 0.00 |
FUTUREFUEL CORPSOLE | COM | 313.56K | SH | $2.55M 2.85% | 313.56K | 0.00 | 0.00 |
EVOLUTION PETE CORPSOLE | COM | 318.98K | SH | $2.41M 2.69% | 318.98K | 0.00 | 0.00 |
INTERNATIONAL BUSINESS MACHSSOLE | COM | 16.86K | SH | $2.37M 2.65% | 16.86K | 0.00 | 0.00 |
ISHARES TRSOLE | PFD AND INCM SEC | 74.30K | SH | $2.27M 2.53% | 74.30K | 0.00 | 0.00 |
ARGAN INCSOLE | COM | 51.03K | SH | $1.88M 2.10% | 51.03K | 0.00 | 0.00 |
BARRICK GOLD CORPSOLE | COM | 100K | SH | $1.72M 1.92% | 100K | 0.00 | 0.00 |
MPLX LPSOLE | COM UNIT REP LTD | 52.13K | SH | $1.71M 1.91% | 52.13K | 0.00 | 0.00 |
HEALTHCARE SVCS GROUP INCSOLE | COM | 136.77K | SH | $1.64M 1.83% | 136.77K | 0.00 | 0.00 |
LSI INDS INC OHIOSOLE | COM | 133.59K | SH | $1.64M 1.83% | 133.59K | 0.00 | 0.00 |
ENERGY TRANSFER L PSOLE | COM UT LTD PTN | 133.50K | SH | $1.58M 1.77% | 133.50K | 0.00 | 0.00 |
ARTISAN PARTNERS ASSET MGMTSOLE | CL A | 47.55K | SH | $1.41M 1.58% | 47.55K | 0.00 | 0.00 |
ENTERPRISE PRODS PARTNERS LSOLE | COM | 57.66K | SH | $1.39M 1.55% | 57.66K | 0.00 | 0.00 |
SANOFISOLE | SPONSORED ADR | 27.50K | SH | $1.33M 1.49% | 27.50K | 0.00 | 0.00 |
PLAINS ALL AMERN PIPELINE LSOLE | UNIT LTD PARTN | 109.50K | SH | $1.29M 1.44% | 109.50K | 0.00 | 0.00 |
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