Filed: 11/14/2022ACC: 0000950123-22-012041
📋 What this filing means
PENN MUTUAL ASSET MANAGEMENT filed this quarterly 13F‑HR report disclosing 64 equity positions with a total reported market value of $76.4K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
64
Positions
$76.4K
Total AUM (reported)
16.06M
Total Shares
Allocation by class
COM$48.6K63.6%
COM NEW$5.3K6.9%
COMMON STOCK$4.3K5.6%
COM NEW ADDED$1.5K2.0%
COM UT LTD PTN$1.5K1.9%
COM UNIT REP LTD$1.3K1.7%
NOTE 0.750% 5/1$1.2K1.6%
Portfolio Concentration
Top 3$16.6K21.7%
4–10$20.5K26.8%
11–25$21.0K27.4%
Rest$18.4K24.1%
Top 3 weight
21.7%
Top 10 weight
48.5%
Voting Authority Distribution
Total shares with voting rights: 16.06M
Sole
Full voting authority
16.06M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole64
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings64
Rows:
WELLS FARGO CO NEW
SOLEShares6K
TypeSH
Market value$7.2K
9.45%
Sole
6K
Shared
0.00
None
0.00
BLACKROCK RES & COMMODITIES
SOLEShares581.18K
TypeSH
Market value$5.0K
6.61%
Sole
581.18K
Shared
0.00
None
0.00
FRANKLIN BSP RLTY TR INC
SOLEShares399.99K
TypeSH
Market value$4.3K
5.64%
Sole
399.99K
Shared
0.00
None
0.00
MORGAN STANLEY EMERGING MKTS
SOLEShares963.82K
TypeSH
Market value$3.9K
5.07%
Sole
963.82K
Shared
0.00
None
0.00
ABRDN ASIA PACIFIC INCOME FU
SOLEShares1.50M
TypeSH
Market value$3.8K
4.96%
Sole
1.50M
Shared
0.00
None
0.00
SIMON PPTY GROUP INC NEW
SOLEShares30.24K
TypeSH
Market value$2.7K
3.55%
Sole
30.24K
Shared
0.00
None
0.00
DOUBLELINE YIELD OPPORTUNITI
SOLEShares199.84K
TypeSH
Market value$2.7K
3.53%
Sole
199.84K
Shared
0.00
None
0.00
RITHM CAPITAL CORP
SOLEShares359.90K
TypeSH
Market value$2.6K
3.45%
Sole
359.90K
Shared
0.00
None
0.00
AGNC INVT CORP
SOLEShares306.36K
TypeSH
Market value$2.6K
3.38%
Sole
306.36K
Shared
0.00
None
0.00
AT&T INC
SOLEShares142.70K
TypeSH
Market value$2.2K
2.86%
Sole
142.70K
Shared
0.00
None
0.00
NUVEEN PFD & INCOME SECS FD
SOLEShares309.65K
TypeSH
Market value$2.0K
2.66%
Sole
309.65K
Shared
0.00
None
0.00
NVE CORP COM
SOLEShares39.72K
TypeSH
Market value$1.9K
2.42%
Sole
39.72K
Shared
0.00
None
0.00
HEALTHCARE SVCS GROUP INC
SOLEShares136.77K
TypeSH
Market value$1.7K
2.16%
Sole
136.77K
Shared
0.00
None
0.00
INTERNATIONAL BUSINESS MACHS
SOLEShares13.86K
TypeSH
Market value$1.6K
2.15%
Sole
13.86K
Shared
0.00
None
0.00
ANNALY CAPITAL MANAGEMENT IN
SOLEShares88.44K
TypeSH
Market value$1.5K
1.99%
Sole
88.44K
Shared
0.00
None
0.00
ENERGY TRANSFER L P
SOLEShares133.50K
TypeSH
Market value$1.5K
1.93%
Sole
133.50K
Shared
0.00
None
0.00
ENTERPRISE PRODS PARTNERS L
SOLEShares57.66K
TypeSH
Market value$1.4K
1.79%
Sole
57.66K
Shared
0.00
None
0.00
MPLX LP
SOLEShares44.28K
TypeSH
Market value$1.3K
1.74%
Sole
44.28K
Shared
0.00
None
0.00
LIGAND PHARMACEUTICALS INC
SOLEShares1.26M
TypePRN
Market value$1.2K
1.60%
Sole
1.26M
Shared
0.00
None
0.00
INTERDIGITAL INC
SOLEShares1.27M
TypePRN
Market value$1.2K
1.57%
Sole
1.27M
Shared
0.00
None
0.00
BARRICK GOLD CORP
SOLEShares75K
TypeSH
Market value$1.2K
1.52%
Sole
75K
Shared
0.00
None
0.00
PLAINS ALL AMERN PIPELINE L
SOLEShares109.50K
TypeSH
Market value$1.2K
1.51%
Sole
109.50K
Shared
0.00
None
0.00
IONIS PHARMACEUTICALS INC
SOLEShares1.26M
TypePRN
Market value$1.1K
1.49%
Sole
1.26M
Shared
0.00
None
0.00
VANECK ETF TRUST
SOLEShares48.94K
TypeSH
Market value$1.1K
1.46%
Sole
48.94K
Shared
0.00
None
0.00
HALOZYME THERAPEUTICS INC
SOLEShares1.30M
TypePRN
Market value$1.1K
1.45%
Sole
1.30M
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
WELLS FARGO CO NEWSOLE | COM | 6K | SH | $7.2K 9.45% | 6K | 0.00 | 0.00 |
BLACKROCK RES & COMMODITIESSOLE | COM | 581.18K | SH | $5.0K 6.61% | 581.18K | 0.00 | 0.00 |
FRANKLIN BSP RLTY TR INCSOLE | COMMON STOCK | 399.99K | SH | $4.3K 5.64% | 399.99K | 0.00 | 0.00 |
MORGAN STANLEY EMERGING MKTSSOLE | COM | 963.82K | SH | $3.9K 5.07% | 963.82K | 0.00 | 0.00 |
ABRDN ASIA PACIFIC INCOME FUSOLE | COM | 1.50M | SH | $3.8K 4.96% | 1.50M | 0.00 | 0.00 |
SIMON PPTY GROUP INC NEWSOLE | COM | 30.24K | SH | $2.7K 3.55% | 30.24K | 0.00 | 0.00 |
DOUBLELINE YIELD OPPORTUNITISOLE | COM | 199.84K | SH | $2.7K 3.53% | 199.84K | 0.00 | 0.00 |
RITHM CAPITAL CORPSOLE | COM NEW | 359.90K | SH | $2.6K 3.45% | 359.90K | 0.00 | 0.00 |
AGNC INVT CORPSOLE | COM | 306.36K | SH | $2.6K 3.38% | 306.36K | 0.00 | 0.00 |
AT&T INCSOLE | COM | 142.70K | SH | $2.2K 2.86% | 142.70K | 0.00 | 0.00 |
NUVEEN PFD & INCOME SECS FDSOLE | COM | 309.65K | SH | $2.0K 2.66% | 309.65K | 0.00 | 0.00 |
NVE CORP COMSOLE | COM NEW | 39.72K | SH | $1.9K 2.42% | 39.72K | 0.00 | 0.00 |
HEALTHCARE SVCS GROUP INCSOLE | COM | 136.77K | SH | $1.7K 2.16% | 136.77K | 0.00 | 0.00 |
INTERNATIONAL BUSINESS MACHSSOLE | COM | 13.86K | SH | $1.6K 2.15% | 13.86K | 0.00 | 0.00 |
ANNALY CAPITAL MANAGEMENT INSOLE | COM NEW ADDED | 88.44K | SH | $1.5K 1.99% | 88.44K | 0.00 | 0.00 |
ENERGY TRANSFER L PSOLE | COM UT LTD PTN | 133.50K | SH | $1.5K 1.93% | 133.50K | 0.00 | 0.00 |
ENTERPRISE PRODS PARTNERS LSOLE | COM | 57.66K | SH | $1.4K 1.79% | 57.66K | 0.00 | 0.00 |
MPLX LPSOLE | COM UNIT REP LTD | 44.28K | SH | $1.3K 1.74% | 44.28K | 0.00 | 0.00 |
LIGAND PHARMACEUTICALS INCSOLE | NOTE 0.750% 5/1 | 1.26M | PRN | $1.2K 1.60% | 1.26M | 0.00 | 0.00 |
INTERDIGITAL INCSOLE | NOTE 2.000% 6/0 | 1.27M | PRN | $1.2K 1.57% | 1.27M | 0.00 | 0.00 |
BARRICK GOLD CORPSOLE | COM | 75K | SH | $1.2K 1.52% | 75K | 0.00 | 0.00 |
PLAINS ALL AMERN PIPELINE LSOLE | UNIT LTD PARTN | 109.50K | SH | $1.2K 1.51% | 109.50K | 0.00 | 0.00 |
IONIS PHARMACEUTICALS INCSOLE | NOTE 0.125%12/1 | 1.26M | PRN | $1.1K 1.49% | 1.26M | 0.00 | 0.00 |
VANECK ETF TRUSTSOLE | JP MRGAN EM LOC | 48.94K | SH | $1.1K 1.46% | 48.94K | 0.00 | 0.00 |
HALOZYME THERAPEUTICS INCSOLE | NOTE 0.250% 3/0 | 1.30M | PRN | $1.1K 1.45% | 1.30M | 0.00 | 0.00 |
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