PEAPACK GLADSTONE FINANCIAL CORP

PublicCIK: 1050743

PGCNASDAQ

Location

BEDMINSTER, NJ

679

Positions

$8.70M

Total AUM (reported)

61.92M

Total Shares

Allocation by class

COM$4.20M48.3%

CAP STK CL A$269.2K3.1%

UNIT SER 1$234.5K2.7%

S&P 500 ETF SHS$195.0K2.2%

CAP STK CL C$165.1K1.9%

TR UNIT$160.7K1.8%

CL A$138.1K1.6%

Portfolio Concentration

Top 3$886.8K10.2%

4–10$1.18M13.5%

11–25$1.38M15.9%

Rest$5.25M60.3%

Top 3 weight

10.2%

Top 10 weight

23.7%

Voting Authority Distribution

Total shares with voting rights: 49.06M

Sole

Full voting authority

22.47M

% of voting shares45.8%

Shared

Joint voting authority

52K

% of voting shares0.1%

None

No voting authority

26.53M

% of voting shares54.1%

Investment Discretion (by position count)

Sole226

Shared0

Other453

Dominant voting typeNone · 54.1% of voting shares

Institutional Holdings679

Rows:

APPLE INC

DFND

COM

Shares1.32M

TypeSH

Market value$383.1K

4.40%

Sole

792.34K

Shared

459.00

None

531.31K

ALPHABET INC

DFND

CAP STK CL A

Shares753.16K

TypeSH

Market value$269.2K

3.09%

Sole

551.15K

Shared

908.00

None

201.10K

INVESCO QQQ TR

DFND

UNIT SER 1

Shares318.50K

TypeSH

Market value$234.5K

2.70%

Sole

2.76K

Shared

0.00

None

95.49K

VANGUARD INDEX FDS

DFND

S&P 500 ETF SHS

Shares283.93K

TypeSH

Market value$195.0K

2.24%

Sole

7.94K

Shared

0.00

None

72.24K

MICROSOFT CORP

DFND

COM

Shares508.95K

TypeSH

Market value$189.8K

2.18%

Sole

280.19K

Shared

630.00

None

228.13K

JPMORGAN CHASE & CO

DFND

COM

Shares556.64K

TypeSH

Market value$182.2K

2.09%

Sole

377.18K

Shared

650.00

None

178.81K

ALPHABET INC

DFND

CAP STK CL C

Shares467.18K

TypeSH

Market value$165.1K

1.90%

Sole

356.91K

Shared

60.00

None

110.21K

STATE STR SPDR S&P 500 ETF T

DFND

TR UNIT

Shares215.13K

TypeSH

Market value$160.7K

1.85%

Sole

2.64K

Shared

0.00

None

101.11K

APPLIED MATLS INC

DFND

COM

Shares206.40K

TypeSH

Market value$149.2K

1.72%

Sole

138.73K

Shared

875.00

None

66.80K

AMAZON COM INC

DFND

COM

Shares568.35K

TypeSH

Market value$135.5K

1.56%

Sole

282.60K

Shared

400.00

None

285.35K

ISHARES TR

DFND

0-3 MTH TREASURY

Shares1.25M

TypeSH

Market value$125.4K

1.44%

Sole

5.49K

Shared

0.00

None

628.35K

VANGUARD INDEX FDS

DFND

SMALL CP ETF

Shares412.08K

TypeSH

Market value$124.9K

1.44%

Sole

3.90K

Shared

0.00

None

51.47K

JOHNSON & JOHNSON

DFND

COM

Shares412.67K

TypeSH

Market value$104.8K

1.20%

Sole

257.93K

Shared

700.00

None

154.04K

VANGUARD TAX-MANAGED FDS

DFND

VAN FTSE DEV MKT

Shares1.44M

TypeSH

Market value$102.7K

1.18%

Sole

13.48K

Shared

0.00

None

287.53K

VANGUARD INTL EQUITY INDEX F

DFND

FTSE EMR MKT ETF

Shares1.63M

TypeSH

Market value$97.5K

1.12%

Sole

124.08K

Shared

0.00

None

333.80K

VANGUARD BD INDEX FDS

DFND

INTERMED TERM

Shares1.26M

TypeSH

Market value$96.8K

1.11%

Sole

75.01K

Shared

0.00

None

785.46K

ELI LILLY & CO

DFND

COM

Shares78.02K

TypeSH

Market value$93.6K

1.08%

Sole

50.67K

Shared

10.00

None

27.34K

INVESCO EXCHANGE TRADED FD T

DFND

S&P500 EQL WGT

Shares405.66K

TypeSH

Market value$86.3K

0.99%

Sole

4.54K

Shared

0.00

None

72.08K

VISA INC

DFND

COM CL A

Shares250.20K

TypeSH

Market value$85.8K

0.99%

Sole

127.80K

Shared

369.00

None

122.03K

ISHARES TR

DFND

CORE S&P SCP ETF

Shares555.27K

TypeSH

Market value$82.4K

0.95%

Sole

9.92K

Shared

0.00

None

180.55K

VANGUARD BD INDEX FDS

DFND

SHORT TRM BOND

Shares1.04M

TypeSH

Market value$81.3K

0.93%

Sole

37.88K

Shared

0.00

None

547.93K

VANGUARD INDEX FDS

DFND

MID CAP ETF

Shares981.87K

TypeSH

Market value$79.1K

0.91%

Sole

15.81K

Shared

0.00

None

218.58K

CISCO SYS INC

DFND

COM

Shares646.06K

TypeSH

Market value$75.9K

0.87%

Sole

522.96K

Shared

500.00

None

122.60K

COSTCO WHOLESALE CORPORATION

DFND

COM

Shares80.30K

TypeSH

Market value$75.1K

0.86%

Sole

64.29K

Shared

208.00

None

15.80K

BERKSHIRE HATHAWAY INC DEL

DFND

CL B NEW

Shares146.69K

TypeSH

Market value$73.4K

0.84%

Sole

97.08K

Shared

0.00

None

49.61K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	Shared	None
APPLE INCDFND	COM	1.32M	SH	$383.1K 4.40%	792.34K	459.00	531.31K
ALPHABET INCDFND	CAP STK CL A	753.16K	SH	$269.2K 3.09%	551.15K	908.00	201.10K
INVESCO QQQ TRDFND	UNIT SER 1	318.50K	SH	$234.5K 2.70%	2.76K	0.00	95.49K
VANGUARD INDEX FDSDFND	S&P 500 ETF SHS	283.93K	SH	$195.0K 2.24%	7.94K	0.00	72.24K
MICROSOFT CORPDFND	COM	508.95K	SH	$189.8K 2.18%	280.19K	630.00	228.13K
JPMORGAN CHASE & CODFND	COM	556.64K	SH	$182.2K 2.09%	377.18K	650.00	178.81K
ALPHABET INCDFND	CAP STK CL C	467.18K	SH	$165.1K 1.90%	356.91K	60.00	110.21K
STATE STR SPDR S&P 500 ETF TDFND	TR UNIT	215.13K	SH	$160.7K 1.85%	2.64K	0.00	101.11K
APPLIED MATLS INCDFND	COM	206.40K	SH	$149.2K 1.72%	138.73K	875.00	66.80K
AMAZON COM INCDFND	COM	568.35K	SH	$135.5K 1.56%	282.60K	400.00	285.35K
ISHARES TRDFND	0-3 MTH TREASURY	1.25M	SH	$125.4K 1.44%	5.49K	0.00	628.35K
VANGUARD INDEX FDSDFND	SMALL CP ETF	412.08K	SH	$124.9K 1.44%	3.90K	0.00	51.47K
JOHNSON & JOHNSONDFND	COM	412.67K	SH	$104.8K 1.20%	257.93K	700.00	154.04K
VANGUARD TAX-MANAGED FDSDFND	VAN FTSE DEV MKT	1.44M	SH	$102.7K 1.18%	13.48K	0.00	287.53K
VANGUARD INTL EQUITY INDEX FDFND	FTSE EMR MKT ETF	1.63M	SH	$97.5K 1.12%	124.08K	0.00	333.80K
VANGUARD BD INDEX FDSDFND	INTERMED TERM	1.26M	SH	$96.8K 1.11%	75.01K	0.00	785.46K
ELI LILLY & CODFND	COM	78.02K	SH	$93.6K 1.08%	50.67K	10.00	27.34K
INVESCO EXCHANGE TRADED FD TDFND	S&P500 EQL WGT	405.66K	SH	$86.3K 0.99%	4.54K	0.00	72.08K
VISA INCDFND	COM CL A	250.20K	SH	$85.8K 0.99%	127.80K	369.00	122.03K
ISHARES TRDFND	CORE S&P SCP ETF	555.27K	SH	$82.4K 0.95%	9.92K	0.00	180.55K
VANGUARD BD INDEX FDSDFND	SHORT TRM BOND	1.04M	SH	$81.3K 0.93%	37.88K	0.00	547.93K
VANGUARD INDEX FDSDFND	MID CAP ETF	981.87K	SH	$79.1K 0.91%	15.81K	0.00	218.58K
CISCO SYS INCDFND	COM	646.06K	SH	$75.9K 0.87%	522.96K	500.00	122.60K
COSTCO WHOLESALE CORPORATIONDFND	COM	80.30K	SH	$75.1K 0.86%	64.29K	208.00	15.80K
BERKSHIRE HATHAWAY INC DELDFND	CL B NEW	146.69K	SH	$73.4K 0.84%	97.08K	0.00	49.61K

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