PEAPACK GLADSTONE FINANCIAL CORP

PublicCIK: 1050743

PGCNASDAQ

Location

BEDMINSTER, NJ

651

Positions

$7.82M

Total AUM (reported)

59.52M

Total Shares

Allocation by class

COM$3.89M49.7%

CAP STK CL A$224.1K2.9%

UNIT SER 1$187.5K2.4%

S&P 500 ETF SHS$173.1K2.2%

TR UNIT$140.6K1.8%

CL A$137.0K1.8%

CAP STK CL C$135.5K1.7%

Portfolio Concentration

Top 3$751.5K9.6%

4–10$1.04M13.3%

11–25$1.27M16.2%

Rest$4.75M60.8%

Top 3 weight

9.6%

Top 10 weight

22.9%

Voting Authority Distribution

Total shares with voting rights: 48.33M

Sole

Full voting authority

30.24M

% of voting shares62.6%

Shared

Joint voting authority

569.96K

% of voting shares1.2%

None

No voting authority

17.52M

% of voting shares36.3%

Investment Discretion (by position count)

Sole629

Shared0

Other22

Dominant voting typeSole · 62.6% of voting shares

Institutional Holdings651

Rows:

APPLE INC

SOLE

COM

Shares1.34M

TypeSH

Market value$340.0K

4.35%

Sole

907.56K

Shared

549.00

None

431.67K

ALPHABET INC

SOLE

CAP STK CL A

Shares779.25K

TypeSH

Market value$224.1K

2.87%

Sole

648.11K

Shared

962.00

None

130.23K

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares324.78K

TypeSH

Market value$187.5K

2.40%

Sole

10.79K

Shared

638.00

None

92.30K

MICROSOFT CORP

SOLE

COM

Shares493.18K

TypeSH

Market value$182.6K

2.34%

Sole

337.59K

Shared

1.54K

None

154.96K

VANGUARD INDEX FDS

SOLE

S&P 500 ETF SHS

Shares289.63K

TypeSH

Market value$173.1K

2.21%

Sole

45.28K

Shared

1.43K

None

32.65K

JPMORGAN CHASE & CO

SOLE

COM

Shares562.64K

TypeSH

Market value$165.5K

2.12%

Sole

432.21K

Shared

1.45K

None

129.78K

STATE STR SPDR S&P 500 ETF T

SOLE

TR UNIT

Shares216.21K

TypeSH

Market value$140.6K

1.80%

Sole

18.96K

Shared

1.15K

None

85.36K

ALPHABET INC

SOLE

CAP STK CL C

Shares472.26K

TypeSH

Market value$135.5K

1.73%

Sole

381.43K

Shared

88.00

None

90.80K

ISHARES TR

SOLE

0-3 MNTH TREASRY

Shares1.23M

TypeSH

Market value$123.6K

1.58%

Sole

11.04K

Shared

794.00

None

611.09K

EXXON MOBIL CORP

SOLE

COM

Shares711.80K

TypeSH

Market value$120.8K

1.54%

Sole

549.83K

Shared

3.11K

None

159.30K

AMAZON COM INC

SOLE

COM

Shares565.51K

TypeSH

Market value$117.8K

1.51%

Sole

342.71K

Shared

458.00

None

222.40K

VANGUARD INDEX FDS

SOLE

SMALL CP ETF

Shares408.01K

TypeSH

Market value$106.9K

1.37%

Sole

3.93K

Shared

1.44K

None

49.06K

JOHNSON & JOHNSON

SOLE

COM

Shares418.66K

TypeSH

Market value$102.3K

1.31%

Sole

306.64K

Shared

1.51K

None

111.32K

VANGUARD BD INDEX FDS

SOLE

INTERMED TERM

Shares1.25M

TypeSH

Market value$96.7K

1.24%

Sole

386.71K

Shared

1.39K

None

468.17K

VANGUARD INTL EQUITY INDEX F

SOLE

FTSE EMR MKT ETF

Shares1.66M

TypeSH

Market value$89.8K

1.15%

Sole

251.51K

Shared

1.40K

None

201.72K

VANGUARD TAX-MANAGED FDS

SOLE

VAN FTSE DEV MKT

Shares1.34M

TypeSH

Market value$85.6K

1.09%

Sole

95.41K

Shared

1.40K

None

191.05K

VANGUARD BD INDEX FDS

SOLE

SHORT TRM BOND

Shares1.03M

TypeSH

Market value$80.8K

1.03%

Sole

222.46K

Shared

1.39K

None

354.78K

COSTCO WHOLESALE CORPORATION

SOLE

COM

Shares80.07K

TypeSH

Market value$79.8K

1.02%

Sole

70.28K

Shared

515.00

None

9.59K

APPLIED MATLS INC

SOLE

COM

Shares229.56K

TypeSH

Market value$78.5K

1.00%

Sole

173.48K

Shared

966.00

None

55.21K

INVESCO EXCHANGE TRADED FD T

SOLE

S&P500 EQL WGT

Shares393.25K

TypeSH

Market value$75.5K

0.97%

Sole

41.32K

Shared

649.00

None

28.62K

VISA INC

SOLE

COM CL A

Shares245.71K

TypeSH

Market value$74.3K

0.95%

Sole

173.50K

Shared

1.82K

None

71.84K

ELI LILLY & CO

SOLE

COM

Shares77.35K

TypeSH

Market value$71.1K

0.91%

Sole

55.76K

Shared

867.00

None

21.58K

BERKSHIRE HATHAWAY INC DEL

SOLE

CL B NEW

Shares147.36K

TypeSH

Market value$70.6K

0.90%

Sole

100.27K

Shared

158.00

None

47.08K

VANGUARD INDEX FDS

SOLE

MID CAP ETF

Shares245.38K

TypeSH

Market value$70.5K

0.90%

Sole

22.48K

Shared

1.43K

None

34.19K

CHEVRON CORPORATION

SOLE

COM

Shares338.14K

TypeSH

Market value$70.0K

0.89%

Sole

254.67K

Shared

629.00

None

83.09K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	Shared	None
APPLE INCSOLE	COM	1.34M	SH	$340.0K 4.35%	907.56K	549.00	431.67K
ALPHABET INCSOLE	CAP STK CL A	779.25K	SH	$224.1K 2.87%	648.11K	962.00	130.23K
INVESCO QQQ TRSOLE	UNIT SER 1	324.78K	SH	$187.5K 2.40%	10.79K	638.00	92.30K
MICROSOFT CORPSOLE	COM	493.18K	SH	$182.6K 2.34%	337.59K	1.54K	154.96K
VANGUARD INDEX FDSSOLE	S&P 500 ETF SHS	289.63K	SH	$173.1K 2.21%	45.28K	1.43K	32.65K
JPMORGAN CHASE & COSOLE	COM	562.64K	SH	$165.5K 2.12%	432.21K	1.45K	129.78K
STATE STR SPDR S&P 500 ETF TSOLE	TR UNIT	216.21K	SH	$140.6K 1.80%	18.96K	1.15K	85.36K
ALPHABET INCSOLE	CAP STK CL C	472.26K	SH	$135.5K 1.73%	381.43K	88.00	90.80K
ISHARES TRSOLE	0-3 MNTH TREASRY	1.23M	SH	$123.6K 1.58%	11.04K	794.00	611.09K
EXXON MOBIL CORPSOLE	COM	711.80K	SH	$120.8K 1.54%	549.83K	3.11K	159.30K
AMAZON COM INCSOLE	COM	565.51K	SH	$117.8K 1.51%	342.71K	458.00	222.40K
VANGUARD INDEX FDSSOLE	SMALL CP ETF	408.01K	SH	$106.9K 1.37%	3.93K	1.44K	49.06K
JOHNSON & JOHNSONSOLE	COM	418.66K	SH	$102.3K 1.31%	306.64K	1.51K	111.32K
VANGUARD BD INDEX FDSSOLE	INTERMED TERM	1.25M	SH	$96.7K 1.24%	386.71K	1.39K	468.17K
VANGUARD INTL EQUITY INDEX FSOLE	FTSE EMR MKT ETF	1.66M	SH	$89.8K 1.15%	251.51K	1.40K	201.72K
VANGUARD TAX-MANAGED FDSSOLE	VAN FTSE DEV MKT	1.34M	SH	$85.6K 1.09%	95.41K	1.40K	191.05K
VANGUARD BD INDEX FDSSOLE	SHORT TRM BOND	1.03M	SH	$80.8K 1.03%	222.46K	1.39K	354.78K
COSTCO WHOLESALE CORPORATIONSOLE	COM	80.07K	SH	$79.8K 1.02%	70.28K	515.00	9.59K
APPLIED MATLS INCSOLE	COM	229.56K	SH	$78.5K 1.00%	173.48K	966.00	55.21K
INVESCO EXCHANGE TRADED FD TSOLE	S&P500 EQL WGT	393.25K	SH	$75.5K 0.97%	41.32K	649.00	28.62K
VISA INCSOLE	COM CL A	245.71K	SH	$74.3K 0.95%	173.50K	1.82K	71.84K
ELI LILLY & COSOLE	COM	77.35K	SH	$71.1K 0.91%	55.76K	867.00	21.58K
BERKSHIRE HATHAWAY INC DELSOLE	CL B NEW	147.36K	SH	$70.6K 0.90%	100.27K	158.00	47.08K
VANGUARD INDEX FDSSOLE	MID CAP ETF	245.38K	SH	$70.5K 0.90%	22.48K	1.43K	34.19K
CHEVRON CORPORATIONSOLE	COM	338.14K	SH	$70.0K 0.89%	254.67K	629.00	83.09K

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