PATHSTONE FAMILY OFFICE, LLC

PrivateCIK: 1511137

Location

ENGLEWOOD, NJ

1656

Positions

$13.12B

Total AUM (reported)

164.42M

Total Shares

Allocation by class

COM$4.12B31.4%

TR UNIT$1.22B9.3%

CORE S&P500 ETF$979.35M7.5%

S&P 500 ETF SHS$520.77M4.0%

UTSER1 S&PDCRP$439.80M3.4%

CL A$387.79M3.0%

CORE S&P MCP ETF$358.34M2.7%

Portfolio Concentration

Top 3$2.79B21.2%

4–10$2.35B17.9%

11–25$1.94B14.8%

Rest$6.04B46.0%

Top 3 weight

21.2%

Top 10 weight

39.2%

Voting Authority Distribution

Total shares with voting rights: 166.22M

Sole

Full voting authority

1.80M

% of voting shares1.1%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

164.42M

% of voting shares98.9%

Investment Discretion (by position count)

Sole1656

Shared0

Other0

Dominant voting typeNone · 98.9% of voting shares

Institutional Holdings1656

Rows:

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares2.86M

TypeSH

Market value$1.22B

9.33%

Sole

29.43K

Shared

0.00

None

2.86M

ISHARES TR

SOLE

CORE S&P500 ETF

Shares2.28M

TypeSH

Market value$979.35M

7.47%

Sole

0.00

Shared

0.00

None

2.28M

MICROSOFT CORP

SOLE

COM

Shares1.46M

TypeSH

Market value$583.10M

4.45%

Sole

7.10K

Shared

0.00

None

1.46M

VANGUARD INDEX FDS

SOLE

S&P 500 ETF SHS

Shares1.33M

TypeSH

Market value$520.77M

3.97%

Sole

2.12K

Shared

0.00

None

1.33M

SPDR S&P MIDCAP 400 ETF TR

SOLE

UTSER1 S&PDCRP

Shares963.11K

TypeSH

Market value$439.80M

3.35%

Sole

0.00

Shared

0.00

None

963.11K

APPLE INC

SOLE

COM

Shares2.30M

TypeSH

Market value$360.71M

2.75%

Sole

17.77K

Shared

0.00

None

2.30M

ISHARES TR

SOLE

CORE S&P MCP ETF

Shares1.44M

TypeSH

Market value$358.34M

2.73%

Sole

0.00

Shared

0.00

None

1.44M

ISHARES TR

SOLE

RUS 1000 ETF

Shares1.17M

TypeSH

Market value$274.90M

2.10%

Sole

0.00

Shared

0.00

None

1.17M

VANGUARD TAX-MANAGED FDS

SOLE

VAN FTSE DEV MKT

Shares4.73M

TypeSH

Market value$206.92M

1.58%

Sole

0.00

Shared

0.00

None

4.73M

ISHARES TR

SOLE

CORE S&P SCP ETF

Shares2.02M

TypeSH

Market value$190.18M

1.45%

Sole

0.00

Shared

0.00

None

2.02M

VANGUARD INDEX FDS

SOLE

LARGE CAP ETF

Shares938.04K

TypeSH

Market value$183.57M

1.40%

Sole

0.00

Shared

0.00

None

938.04K

COCA COLA CO

SOLE

COM

Shares3.01M

TypeSH

Market value$168.43M

1.28%

Sole

6.42K

Shared

0.00

None

3.01M

BERKSHIRE HATHAWAY INC DEL

SOLE

CL A

Shares304.00

TypeSH

Market value$161.57M

1.23%

Sole

0.00

Shared

0.00

None

304.00

ISHARES TR

SOLE

RUSSELL 2000 ETF

Shares893.23K

TypeSH

Market value$157.87M

1.20%

Sole

0.00

Shared

0.00

None

893.23K

VANGUARD WHITEHALL FDS

SOLE

HIGH DIV YLD

Shares1.50M

TypeSH

Market value$155.23M

1.18%

Sole

0.00

Shared

0.00

None

1.50M

ISHARES TR

SOLE

RUS MID CAP ETF

Shares2.05M

TypeSH

Market value$142.19M

1.08%

Sole

0.00

Shared

0.00

None

2.05M

VANGUARD INDEX FDS

SOLE

TOTAL STK MKT

Shares630.73K

TypeSH

Market value$133.98M

1.02%

Sole

0.00

Shared

0.00

None

630.73K

VANGUARD INDEX FDS

SOLE

MID CAP ETF

Shares593K

TypeSH

Market value$123.46M

0.94%

Sole

0.00

Shared

0.00

None

593K

LOWES COS INC

SOLE

COM

Shares528.85K

TypeSH

Market value$109.97M

0.84%

Sole

455.00

Shared

0.00

None

528.85K

AMAZON COM INC

SOLE

COM

Shares855.74K

TypeSH

Market value$108.79M

0.83%

Sole

6.36K

Shared

0.00

None

855.74K

BERKSHIRE HATHAWAY INC DEL

SOLE

CL B NEW

Shares304.68K

TypeSH

Market value$107.19M

0.82%

Sole

2.18K

Shared

0.00

None

304.68K

SPDR INDEX SHS FDS

SOLE

PORTFOLIO DEVLPD

Shares3.34M

TypeSH

Market value$103.52M

0.79%

Sole

0.00

Shared

0.00

None

3.34M

KEURIG DR PEPPER INC

SOLE

COM

Shares3.16M

TypeSH

Market value$99.74M

0.76%

Sole

0.00

Shared

0.00

None

3.16M

TESLA INC

SOLE

COM

Shares367.64K

TypeSH

Market value$92.79M

0.71%

Sole

381.00

Shared

0.00

None

367.64K

SPDR SER TR

SOLE

S&P DIVID ETF

Shares801.81K

TypeSH

Market value$92.22M

0.70%

Sole

0.00

Shared

0.00

None

801.81K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
SPDR S&P 500 ETF TRSOLE	TR UNIT	2.86M	SH	$1.22B 9.33%	29.43K	2.86M
ISHARES TRSOLE	CORE S&P500 ETF	2.28M	SH	$979.35M 7.47%	0.00	2.28M
MICROSOFT CORPSOLE	COM	1.46M	SH	$583.10M 4.45%	7.10K	1.46M
VANGUARD INDEX FDSSOLE	S&P 500 ETF SHS	1.33M	SH	$520.77M 3.97%	2.12K	1.33M
SPDR S&P MIDCAP 400 ETF TRSOLE	UTSER1 S&PDCRP	963.11K	SH	$439.80M 3.35%	0.00	963.11K
APPLE INCSOLE	COM	2.30M	SH	$360.71M 2.75%	17.77K	2.30M
ISHARES TRSOLE	CORE S&P MCP ETF	1.44M	SH	$358.34M 2.73%	0.00	1.44M
ISHARES TRSOLE	RUS 1000 ETF	1.17M	SH	$274.90M 2.10%	0.00	1.17M
VANGUARD TAX-MANAGED FDSSOLE	VAN FTSE DEV MKT	4.73M	SH	$206.92M 1.58%	0.00	4.73M
ISHARES TRSOLE	CORE S&P SCP ETF	2.02M	SH	$190.18M 1.45%	0.00	2.02M
VANGUARD INDEX FDSSOLE	LARGE CAP ETF	938.04K	SH	$183.57M 1.40%	0.00	938.04K
COCA COLA COSOLE	COM	3.01M	SH	$168.43M 1.28%	6.42K	3.01M
BERKSHIRE HATHAWAY INC DELSOLE	CL A	304.00	SH	$161.57M 1.23%	0.00	304.00
ISHARES TRSOLE	RUSSELL 2000 ETF	893.23K	SH	$157.87M 1.20%	0.00	893.23K
VANGUARD WHITEHALL FDSSOLE	HIGH DIV YLD	1.50M	SH	$155.23M 1.18%	0.00	1.50M
ISHARES TRSOLE	RUS MID CAP ETF	2.05M	SH	$142.19M 1.08%	0.00	2.05M
VANGUARD INDEX FDSSOLE	TOTAL STK MKT	630.73K	SH	$133.98M 1.02%	0.00	630.73K
VANGUARD INDEX FDSSOLE	MID CAP ETF	593K	SH	$123.46M 0.94%	0.00	593K
LOWES COS INCSOLE	COM	528.85K	SH	$109.97M 0.84%	455.00	528.85K
AMAZON COM INCSOLE	COM	855.74K	SH	$108.79M 0.83%	6.36K	855.74K
BERKSHIRE HATHAWAY INC DELSOLE	CL B NEW	304.68K	SH	$107.19M 0.82%	2.18K	304.68K
SPDR INDEX SHS FDSSOLE	PORTFOLIO DEVLPD	3.34M	SH	$103.52M 0.79%	0.00	3.34M
KEURIG DR PEPPER INCSOLE	COM	3.16M	SH	$99.74M 0.76%	0.00	3.16M
TESLA INCSOLE	COM	367.64K	SH	$92.79M 0.71%	381.00	367.64K
SPDR SER TRSOLE	S&P DIVID ETF	801.81K	SH	$92.22M 0.70%	0.00	801.81K

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