PATHSTONE HOLDINGS, LLC

PrivateCIK: 2011612

Location

ENGLEWOOD, NJ

2205

Positions

$25.14B

Total AUM (reported)

299.30M

Total Shares

Allocation by class

COM$9.40B37.4%

CORE S&P500 ETF$1.50B6.0%

TR UNIT$1.42B5.6%

S&P 500 ETF SHS$995.17M4.0%

CL A$862.47M3.4%

UTSER1 S&PDCRP$518.20M2.1%

CORE S&P MCP ETF$478.46M1.9%

Portfolio Concentration

Top 3$3.91B15.6%

4–10$3.71B14.8%

11–25$3.47B13.8%

Rest$14.04B55.9%

Top 3 weight

15.6%

Top 10 weight

30.3%

Voting Authority Distribution

Total shares with voting rights: 299.30M

Sole

Full voting authority

146.94M

% of voting shares49.1%

Shared

Joint voting authority

1.08M

% of voting shares0.4%

None

No voting authority

151.28M

% of voting shares50.5%

Investment Discretion (by position count)

Sole1217

Shared0

Other988

Dominant voting typeNone · 50.5% of voting shares

Institutional Holdings2205

Rows:

ISHARES TR

DFND

CORE S&P500 ETF

Shares2.30M

TypeSH

Market value$1.50B

5.98%

Sole

300.67K

Shared

0.00

None

STATE STR SPDR S&P 500 ETF T

SOLE

TR UNIT

Shares2.18M

TypeSH

Market value$1.42B

5.63%

Sole

15.41K

Shared

0.00

None

2.16M

VANGUARD INDEX FDS

DFND

S&P 500 ETF SHS

Shares1.67M

TypeSH

Market value$995.17M

3.96%

Sole

22.53K

Shared

0.00

None

1.64M

APPLE INC

OTR

COM

Shares2.91M

TypeSH

Market value$738.69M

2.94%

Sole

925.51K

Shared

12.73K

None

1.97M

MICROSOFT CORP

DFND

COM

Shares1.73M

TypeSH

Market value$641.26M

2.55%

Sole

426.55K

Shared

8.05K

None

1.30M

NVIDIA CORPORATION

DFND

COM

Shares3.43M

TypeSH

Market value$597.40M

2.38%

Sole

1.74M

Shared

23.73K

None

1.66M

STATE STR SPDR S&P MIDCAP 40

DFND

UTSER1 S&PDCRP

Shares840.20K

TypeSH

Market value$518.20M

2.06%

Sole

707.00

Shared

0.00

None

839.49K

ISHARES TR

SOLE

CORE S&P MCP ETF

Shares7.09M

TypeSH

Market value$478.46M

1.90%

Sole

144.38K

Shared

0.00

None

6.94M

ISHARES TR

DFND

RUS 1000 ETF

Shares1.11M

TypeSH

Market value$396.55M

1.58%

Sole

10.85K

Shared

0.00

None

1.10M

VANGUARD TAX-MANAGED FDS

OTR

VAN FTSE DEV MKT

Shares5.34M

TypeSH

Market value$342.11M

1.36%

Sole

1.13M

Shared

22.64K

None

4.19M

AMAZON COM INC

SOLE

COM

Shares1.49M

TypeSH

Market value$309.51M

1.23%

Sole

577.87K

Shared

10.70K

None

897.53K

ISHARES TR

SOLE

CORE S&P SCP ETF

Shares2.34M

TypeSH

Market value$291.04M

1.16%

Sole

486.21K

Shared

0.00

None

1.86M

VANGUARD INDEX FDS

DFND

TOTAL STK MKT

Shares833.03K

TypeSH

Market value$267.24M

1.06%

Sole

16.61K

Shared

0.00

None

816.43K

ALPHABET INC

SOLE

CAP STK CL A

Shares906.59K

TypeSH

Market value$260.43M

1.04%

Sole

357.94K

Shared

7.87K

None

540.78K

VANGUARD INDEX FDS

DFND

LARGE CAP ETF

Shares836.56K

TypeSH

Market value$250.01M

0.99%

Sole

235.20K

Shared

0.00

None

601.36K

ISHARES TR

DFND

GLB INFRASTR ETF

Shares3.72M

TypeSH

Market value$249.42M

0.99%

Sole

949.22K

Shared

0.00

None

2.77M

COCA COLA CO

SOLE

COM

Shares3.27M

TypeSH

Market value$248.99M

0.99%

Sole

333.44K

Shared

4.02K

None

2.94M

ALPHABET INC

OTR

CAP STK CL C

Shares853.04K

TypeSH

Market value$244.70M

0.97%

Sole

353.95K

Shared

2.06K

None

497.03K

VANGUARD WHITEHALL FDS

SOLE

HIGH DIV YLD

Shares1.40M

TypeSH

Market value$207.21M

0.82%

Sole

3.02K

Shared

0.00

None

1.40M

BERKSHIRE HATHAWAY INC DEL

SOLE

CL A

Shares285.00

TypeSH

Market value$204.67M

0.81%

Sole

16.00

Shared

0.00

None

269.00

ISHARES TR

DFND

RUSSELL 2000 ETF

Shares786.52K

TypeSH

Market value$195.06M

0.78%

Sole

6.04K

Shared

0.00

None

780.47K

BERKSHIRE HATHAWAY INC DEL

SOLE

CL B NEW

Shares403.83K

TypeSH

Market value$193.52M

0.77%

Sole

118.47K

Shared

1.71K

None

283.65K

TESLA INC

OTR

COM

Shares507.90K

TypeSH

Market value$187.96M

0.75%

Sole

144.17K

Shared

2.51K

None

361.21K

ISHARES TR

DFND

RUS MID CAP ETF

Shares1.90M

TypeSH

Market value$185.22M

0.74%

Sole

0.00

Shared

0.00

None

1.90M

BROADCOM INC

DFND

COM

Shares562.17K

TypeSH

Market value$173.97M

0.69%

Sole

278.18K

Shared

4.63K

None

279.36K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	Shared	None
ISHARES TRDFND	CORE S&P500 ETF	2.30M	SH	$1.50B 5.98%	300.67K	0.00	2M
STATE STR SPDR S&P 500 ETF TSOLE	TR UNIT	2.18M	SH	$1.42B 5.63%	15.41K	0.00	2.16M
VANGUARD INDEX FDSDFND	S&P 500 ETF SHS	1.67M	SH	$995.17M 3.96%	22.53K	0.00	1.64M
APPLE INCOTR	COM	2.91M	SH	$738.69M 2.94%	925.51K	12.73K	1.97M
MICROSOFT CORPDFND	COM	1.73M	SH	$641.26M 2.55%	426.55K	8.05K	1.30M
NVIDIA CORPORATIONDFND	COM	3.43M	SH	$597.40M 2.38%	1.74M	23.73K	1.66M
STATE STR SPDR S&P MIDCAP 40DFND	UTSER1 S&PDCRP	840.20K	SH	$518.20M 2.06%	707.00	0.00	839.49K
ISHARES TRSOLE	CORE S&P MCP ETF	7.09M	SH	$478.46M 1.90%	144.38K	0.00	6.94M
ISHARES TRDFND	RUS 1000 ETF	1.11M	SH	$396.55M 1.58%	10.85K	0.00	1.10M
VANGUARD TAX-MANAGED FDSOTR	VAN FTSE DEV MKT	5.34M	SH	$342.11M 1.36%	1.13M	22.64K	4.19M
AMAZON COM INCSOLE	COM	1.49M	SH	$309.51M 1.23%	577.87K	10.70K	897.53K
ISHARES TRSOLE	CORE S&P SCP ETF	2.34M	SH	$291.04M 1.16%	486.21K	0.00	1.86M
VANGUARD INDEX FDSDFND	TOTAL STK MKT	833.03K	SH	$267.24M 1.06%	16.61K	0.00	816.43K
ALPHABET INCSOLE	CAP STK CL A	906.59K	SH	$260.43M 1.04%	357.94K	7.87K	540.78K
VANGUARD INDEX FDSDFND	LARGE CAP ETF	836.56K	SH	$250.01M 0.99%	235.20K	0.00	601.36K
ISHARES TRDFND	GLB INFRASTR ETF	3.72M	SH	$249.42M 0.99%	949.22K	0.00	2.77M
COCA COLA COSOLE	COM	3.27M	SH	$248.99M 0.99%	333.44K	4.02K	2.94M
ALPHABET INCOTR	CAP STK CL C	853.04K	SH	$244.70M 0.97%	353.95K	2.06K	497.03K
VANGUARD WHITEHALL FDSSOLE	HIGH DIV YLD	1.40M	SH	$207.21M 0.82%	3.02K	0.00	1.40M
BERKSHIRE HATHAWAY INC DELSOLE	CL A	285.00	SH	$204.67M 0.81%	16.00	0.00	269.00
ISHARES TRDFND	RUSSELL 2000 ETF	786.52K	SH	$195.06M 0.78%	6.04K	0.00	780.47K
BERKSHIRE HATHAWAY INC DELSOLE	CL B NEW	403.83K	SH	$193.52M 0.77%	118.47K	1.71K	283.65K
TESLA INCOTR	COM	507.90K	SH	$187.96M 0.75%	144.17K	2.51K	361.21K
ISHARES TRDFND	RUS MID CAP ETF	1.90M	SH	$185.22M 0.74%	0.00	0.00	1.90M
BROADCOM INCDFND	COM	562.17K	SH	$173.97M 0.69%	278.18K	4.63K	279.36K

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