PATHSTONE HOLDINGS, LLC

Filed: 2/14/2024ACC: 0001085146-24-001500

📋 What this filing means

PATHSTONE HOLDINGS, LLC filed this quarterly 13F‑HR report disclosing 2196 equity positions with a total reported market value of $18.64B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

2196

Positions

$18.64B

Total AUM (reported)

265.73M

Total Shares

Allocation by class

COM$7.23B38.8%

TR UNIT$1.28B6.9%

CORE S&P500 ETF$1.08B5.8%

CL A$1.08B5.8%

S&P 500 ETF SHS$589.99M3.2%

UTSER1 S&PDCRP$485.30M2.6%

CORE S&P MCP ETF$396.85M2.1%

Portfolio Concentration

Top 3$3.21B17.2%

4–10$3.06B16.4%

11–25$2.46B13.2%

Rest$9.90B53.1%

Top 3 weight

17.2%

Top 10 weight

33.7%

Voting Authority Distribution

Total shares with voting rights: 265.73M

Sole

Full voting authority

123.44M

% of voting shares46.5%

Shared

Joint voting authority

2.68M

% of voting shares1.0%

None

No voting authority

139.61M

% of voting shares52.5%

Investment Discretion (by position count)

Sole1149

Shared0

Other1047

Dominant voting typeNone · 52.5% of voting shares

Institutional Holdings2196

Rows:

SPDR S&P 500 ETF TR

DFND

TR UNIT

Shares2.69M

TypeSH

Market value$1.28B

6.87%

Sole

112.04K

Shared

703.00

None

2.58M

ISHARES TR

SOLE

CORE S&P500 ETF

Shares2.27M

TypeSH

Market value$1.08B

5.81%

Sole

221.37K

Shared

0.00

None

2.05M

MICROSOFT CORP

OTR

COM

Shares1.87M

TypeSH

Market value$846.34M

4.54%

Sole

402K

Shared

3.34K

None

1.46M

APPLE INC

DFND

COM

Shares3.07M

TypeSH

Market value$599.44M

3.22%

Sole

885.93K

Shared

4.84K

None

2.18M

VANGUARD INDEX FDS

SOLE

S&P 500 ETF SHS

Shares1.35M

TypeSH

Market value$589.99M

3.17%

Sole

16.17K

Shared

0.00

None

1.33M

SPDR S&P MIDCAP 400 ETF TR

SOLE

UTSER1 S&PDCRP

Shares956.48K

TypeSH

Market value$485.30M

2.60%

Sole

292.00

Shared

0.00

None

956.19K

CROWDSTRIKE HLDGS INC

OTR

CL A

Shares1.76M

TypeSH

Market value$450.42M

2.42%

Sole

8.66K

Shared

1.74M

None

12.20K

ISHARES TR

DFND

CORE S&P MCP ETF

Shares1.43M

TypeSH

Market value$396.85M

2.13%

Sole

37.02K

Shared

0.00

None

1.39M

ISHARES TR

DFND

RUS 1000 ETF

Shares1.16M

TypeSH

Market value$303.99M

1.63%

Sole

1.81K

Shared

0.00

None

1.16M

VANGUARD TAX-MANAGED FDS

DFND

VAN FTSE DEV MKT

Shares4.98M

TypeSH

Market value$238.24M

1.28%

Sole

1.02M

Shared

0.00

None

3.96M

ISHARES TR

DFND

CORE S&P SCP ETF

Shares2.13M

TypeSH

Market value$230.24M

1.24%

Sole

485.12K

Shared

0.00

None

1.64M

VANGUARD INDEX FDS

DFND

LARGE CAP ETF

Shares907.89K

TypeSH

Market value$197.06M

1.06%

Sole

130.84K

Shared

0.00

None

777.05K

COCA COLA CO

SOLE

COM

Shares3.28M

TypeSH

Market value$193.34M

1.04%

Sole

261.27K

Shared

713.00

None

3.02M

AMAZON COM INC

OTR

COM

Shares1.27M

TypeSH

Market value$193.32M

1.04%

Sole

447.15K

Shared

4.68K

None

820.26K

ISHARES TR

SOLE

RUSSELL 2000 ETF

Shares917.60K

TypeSH

Market value$184.17M

0.99%

Sole

13.28K

Shared

0.00

None

904.31K

BERKSHIRE HATHAWAY INC DEL

DFND

CL A

Shares325.00

TypeSH

Market value$176.33M

0.95%

Sole

14.00

Shared

0.00

None

311.00

NVIDIA CORPORATION

DFND

COM

Shares342.82K

TypeSH

Market value$169.97M

0.91%

Sole

150.37K

Shared

836.00

None

191.61K

VANGUARD WHITEHALL FDS

SOLE

HIGH DIV YLD

Shares1.48M

TypeSH

Market value$164.90M

0.88%

Sole

0.00

Shared

0.00

None

1.48M

ISHARES TR

SOLE

RUS MID CAP ETF

Shares2.03M

TypeSH

Market value$157.50M

0.85%

Sole

0.00

Shared

0.00

None

2.03M

VANGUARD INDEX FDS

DFND

TOTAL STK MKT

Shares651.22K

TypeSH

Market value$154.49M

0.83%

Sole

10.06K

Shared

0.00

None

641.17K

BERKSHIRE HATHAWAY INC DEL

OTR

CL B NEW

Shares396.29K

TypeSH

Market value$141.84M

0.76%

Sole

80.54K

Shared

596.00

None

315.15K

VANGUARD INDEX FDS

DFND

MID CAP ETF

Shares573.32K

TypeSH

Market value$132.88M

0.71%

Sole

48.05K

Shared

0.00

None

525.28K

LOWES COS INC

SOLE

COM

Shares568.65K

TypeSH

Market value$126.61M

0.68%

Sole

31.60K

Shared

608.00

None

536.44K

ALPHABET INC

OTR

CAP STK CL C

Shares866.68K

TypeSH

Market value$122.32M

0.66%

Sole

263.04K

Shared

1.73K

None

601.91K

ALPHABET INC

SOLE

CAP STK CL A

Shares847.20K

TypeSH

Market value$118.51M

0.64%

Sole

253.15K

Shared

1.80K

None

592.26K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	Shared	None
SPDR S&P 500 ETF TRDFND	TR UNIT	2.69M	SH	$1.28B 6.87%	112.04K	703.00	2.58M
ISHARES TRSOLE	CORE S&P500 ETF	2.27M	SH	$1.08B 5.81%	221.37K	0.00	2.05M
MICROSOFT CORPOTR	COM	1.87M	SH	$846.34M 4.54%	402K	3.34K	1.46M
APPLE INCDFND	COM	3.07M	SH	$599.44M 3.22%	885.93K	4.84K	2.18M
VANGUARD INDEX FDSSOLE	S&P 500 ETF SHS	1.35M	SH	$589.99M 3.17%	16.17K	0.00	1.33M
SPDR S&P MIDCAP 400 ETF TRSOLE	UTSER1 S&PDCRP	956.48K	SH	$485.30M 2.60%	292.00	0.00	956.19K
CROWDSTRIKE HLDGS INCOTR	CL A	1.76M	SH	$450.42M 2.42%	8.66K	1.74M	12.20K
ISHARES TRDFND	CORE S&P MCP ETF	1.43M	SH	$396.85M 2.13%	37.02K	0.00	1.39M
ISHARES TRDFND	RUS 1000 ETF	1.16M	SH	$303.99M 1.63%	1.81K	0.00	1.16M
VANGUARD TAX-MANAGED FDSDFND	VAN FTSE DEV MKT	4.98M	SH	$238.24M 1.28%	1.02M	0.00	3.96M
ISHARES TRDFND	CORE S&P SCP ETF	2.13M	SH	$230.24M 1.24%	485.12K	0.00	1.64M
VANGUARD INDEX FDSDFND	LARGE CAP ETF	907.89K	SH	$197.06M 1.06%	130.84K	0.00	777.05K
COCA COLA COSOLE	COM	3.28M	SH	$193.34M 1.04%	261.27K	713.00	3.02M
AMAZON COM INCOTR	COM	1.27M	SH	$193.32M 1.04%	447.15K	4.68K	820.26K
ISHARES TRSOLE	RUSSELL 2000 ETF	917.60K	SH	$184.17M 0.99%	13.28K	0.00	904.31K
BERKSHIRE HATHAWAY INC DELDFND	CL A	325.00	SH	$176.33M 0.95%	14.00	0.00	311.00
NVIDIA CORPORATIONDFND	COM	342.82K	SH	$169.97M 0.91%	150.37K	836.00	191.61K
VANGUARD WHITEHALL FDSSOLE	HIGH DIV YLD	1.48M	SH	$164.90M 0.88%	0.00	0.00	1.48M
ISHARES TRSOLE	RUS MID CAP ETF	2.03M	SH	$157.50M 0.85%	0.00	0.00	2.03M
VANGUARD INDEX FDSDFND	TOTAL STK MKT	651.22K	SH	$154.49M 0.83%	10.06K	0.00	641.17K
BERKSHIRE HATHAWAY INC DELOTR	CL B NEW	396.29K	SH	$141.84M 0.76%	80.54K	596.00	315.15K
VANGUARD INDEX FDSDFND	MID CAP ETF	573.32K	SH	$132.88M 0.71%	48.05K	0.00	525.28K
LOWES COS INCSOLE	COM	568.65K	SH	$126.61M 0.68%	31.60K	608.00	536.44K
ALPHABET INCOTR	CAP STK CL C	866.68K	SH	$122.32M 0.66%	263.04K	1.73K	601.91K
ALPHABET INCSOLE	CAP STK CL A	847.20K	SH	$118.51M 0.64%	253.15K	1.80K	592.26K

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