PALOMA PARTNERS MANAGEMENT CO

PrivateCIK: 1103882
Location

GREENWICH, CT

58
Positions
$509.74M
Total AUM (reported)
73.56M
Total Shares

Allocation by class

TOTAL AUM$509.74M58 positions
COM$180.23M35.4%
CL A$76.91M15.1%
RUSSELL 2000 ETF$53.89M10.6%
NOTE 0.500% 6/0$48.65M9.5%
CL A ORD SHS$41.53M8.1%
COM SHS$30.28M5.9%
PUT$29.41M5.8%

Portfolio Concentration

Top 333.0%4–1035.2%11–2520.6%Rest11.2%TOP 1068.1%0%100%
Top 3$168.06M33.0%
4–10$179.32M35.2%
11–25$105.25M20.6%
Rest$57.11M11.2%

Top 3 weight

33.0%

Top 10 weight

68.1%

Voting Authority Distribution

Total shares with voting rights: 61.32M

Sole

Full voting authority

61.32M

shares

% of voting shares100.0%
Shared

Joint voting authority

0.00

shares

% of voting shares0.0%
None

No voting authority

0.00

shares

% of voting shares0.0%

Investment Discretion (by position count)

Sole0
Shared0
Other58
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings58
Rows:

CHARTER COMMUNICATIONS INC

DFND
CL A
Shares303.50K
TypeSH
Market value$65.52M
12.85%
Sole
0.00
Shared
0.00
None
0.00

ISHARES TR

DFND
RUSSELL 2000 ETF
Shares217.30K
TypeSH
Market value$53.89M
10.57%
Sole
0.00
Shared
0.00
None
0.00

ALIBABA GROUP HLDG LTD

DFND
NOTE 0.500% 6/0
Shares35M
TypePRN
Market value$48.65M
9.54%
Sole
35M
Shared
0.00
None
0.00

BITDEER TECHNOLOGIES GROUP

DFND
CL A ORD SHS
Shares4.80M
TypeSH
Market value$41.53M
8.15%
Sole
0.00
Shared
0.00
None
0.00

MASTEC INC

DFND
COM
Shares114K
TypeSH
Market value$36.68M
7.20%
Sole
0.00
Shared
0.00
None
0.00

VIASAT INC

DFND
COM
Shares673.56K
TypeSH
Market value$30.85M
6.05%
Sole
273.56K
Shared
0.00
None
0.00

CENTURI HOLDINGS INC

DFND
COM SHS
Shares893.67K
TypeSH
Market value$26.10M
5.12%
Sole
619.67K
Shared
0.00
None
0.00

QUANTA SVCS INC

DFND
PUT
Shares32.60K
TypeSH
Market value$17.90M
3.51%
Sole
0.00
Shared
0.00
None
0.00

GOODYEAR TIRE & RUBR CO

DFND
COM
Shares2M
TypeSH
Market value$13.26M
2.60%
Sole
0.00
Shared
0.00
None
0.00

ISHARES TR

DFND
20 YR TR BD ETF
Shares150K
TypeSH
Market value$13.00M
2.55%
Sole
0.00
Shared
0.00
None
0.00

NAVIENT CORPORATION

DFND
COM
Shares1.50M
TypeSH
Market value$12.27M
2.41%
Sole
0.00
Shared
0.00
None
0.00

TRIP COM GROUP LTD

DFND
NOTE 0.750% 6/1
Shares10M
TypePRN
Market value$10.38M
2.04%
Sole
10M
Shared
0.00
None
0.00

HUDSON PACIFIC PROPERTIES IN

DFND
COM
Shares1.58M
TypeSH
Market value$9.31M
1.83%
Sole
100.74K
Shared
0.00
None
0.00

RTX CORPORATION

DFND
COM
Shares48K
TypeSH
Market value$9.26M
1.82%
Sole
0.00
Shared
0.00
None
0.00

NORTHROP GRUMMAN CORP

DFND
COM
Shares13K
TypeSH
Market value$8.87M
1.74%
Sole
0.00
Shared
0.00
None
0.00

LOCKHEED MARTIN CORP

DFND
PUT
Shares14.50K
TypeSH
Market value$8.76M
1.72%
Sole
0.00
Shared
0.00
None
0.00

L3HARRIS TECHNOLOGIES INC

DFND
COM
Shares20K
TypeSH
Market value$6.90M
1.35%
Sole
0.00
Shared
0.00
None
0.00

BROADCOM INC

DFND
COM
Shares22K
TypeSH
Market value$6.81M
1.34%
Sole
22K
Shared
0.00
None
0.00

INTEL CORP

DFND
COM
Shares150K
TypeSH
Market value$6.62M
1.30%
Sole
150K
Shared
0.00
None
0.00

AMAZON COM INC

DFND
COM
Shares25K
TypeSH
Market value$5.21M
1.02%
Sole
25K
Shared
0.00
None
0.00

KARMAN HLDGS INC

DFND
CALL
Shares60K
TypeSH
Market value$4.80M
0.94%
Sole
0.00
Shared
0.00
None
0.00

TAKE-TWO INTERACTIVE SOFTWAR

DFND
COM
Shares22K
TypeSH
Market value$4.34M
0.85%
Sole
22K
Shared
0.00
None
0.00

ARISTA NETWORKS INC

DFND
COM SHS
Shares34K
TypeSH
Market value$4.17M
0.82%
Sole
34K
Shared
0.00
None
0.00

NIO INC

DFND
NOTE 4.625%10/1
Shares4M
TypePRN
Market value$4.07M
0.80%
Sole
4M
Shared
0.00
None
0.00

RED ROCK RESORTS INC

DFND
CL A
Shares65K
TypeSH
Market value$3.47M
0.68%
Sole
65K
Shared
0.00
None
0.00
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