PALOMA PARTNERS MANAGEMENT CO

PrivateCIK: 1103882
Location

GREENWICH, CT

25
Positions
$1.36B
Total AUM (reported)
311.13M
Total Shares

Allocation by class

TOTAL AUM$1.36B25 positions
TR UNIT$539.62M39.6%
CL A ORD SHS$251.14M18.4%
DEBT 1.250% 2/1$85.33M6.3%
NOTE 6/1$84.25M6.2%
COM$83.96M6.2%
NOTE 0.500% 6/0$67.28M4.9%
SHS BEN INT$66.08M4.8%

Portfolio Concentration

Top 364.2%4–1027.3%11–258.5%TOP 1091.5%0%100%
Top 3$876.09M64.2%
4–10$372.30M27.3%
11–25$115.38M8.5%

Top 3 weight

64.2%

Top 10 weight

91.5%

Voting Authority Distribution

Total shares with voting rights: 288.33M

Sole

Full voting authority

288.33M

shares

% of voting shares100.0%
Shared

Joint voting authority

0.00

shares

% of voting shares0.0%
None

No voting authority

0.00

shares

% of voting shares0.0%

Investment Discretion (by position count)

Sole0
Shared0
Other25
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings25
Rows:

STATE STR SPDR S&P 500 ETF T

DFND
TR UNIT
Shares722.60K
TypeSH
Market value$539.62M
39.57%
Sole
101.00
Shared
0.00
None
0.00

BITDEER TECHNOLOGIES GROUP

DFND
CL A ORD SHS
Shares15.82M
TypeSH
Market value$251.14M
18.42%
Sole
50K
Shared
0.00
None
0.00

GUARDANT HEALTH INC

DFND
DEBT 1.250% 2/1
Shares33.86M
TypePRN
Market value$85.33M
6.26%
Sole
33.86M
Shared
0.00
None
0.00

ALIBABA GROUP HLDG LTD

DFND
NOTE 0.500% 6/0
Shares57M
TypePRN
Market value$67.28M
4.93%
Sole
57M
Shared
0.00
None
0.00

ISHARES BITCOIN TRUST ETF

DFND
SHS BEN INT
Shares1.99M
TypeSH
Market value$66.08M
4.85%
Sole
0.00
Shared
0.00
None
0.00

BRIDGEBIO PHARMA INC

DFND
NOTE 1.750% 3/0
Shares33M
TypePRN
Market value$55.81M
4.09%
Sole
33M
Shared
0.00
None
0.00

CLOUDFLARE INC

DFND
NOTE 6/1
Shares39.53M
TypePRN
Market value$50.21M
3.68%
Sole
39.53M
Shared
0.00
None
0.00

VIASAT INC

DFND
COM
Shares550K
TypeSH
Market value$49.40M
3.62%
Sole
0.00
Shared
0.00
None
0.00

SNOWFLAKE INC

DFND
NOTE 10/0
Shares24.30M
TypePRN
Market value$42.99M
3.15%
Sole
24.30M
Shared
0.00
None
0.00

TRIP COM GROUP LTD

DFND
NOTE 0.750% 6/1
Shares41.08M
TypePRN
Market value$40.52M
2.97%
Sole
41.08M
Shared
0.00
None
0.00

GAMESTOP CORP

DFND
NOTE 6/1
Shares23.18M
TypePRN
Market value$23.55M
1.73%
Sole
23.18M
Shared
0.00
None
0.00

HUDSON PACIFIC PROPERTIES IN

DFND
COM
Shares1.40M
TypeSH
Market value$21.27M
1.56%
Sole
0.00
Shared
0.00
None
0.00

CHEESECAKE FACTORY INC

DFND
NOTE 2.000% 3/1
Shares11.80M
TypePRN
Market value$15.09M
1.11%
Sole
11.80M
Shared
0.00
None
0.00

RIVIAN AUTOMOTIVE INC

DFND
NOTE 3.625%10/1
Shares11.83M
TypePRN
Market value$12.75M
0.93%
Sole
11.83M
Shared
0.00
None
0.00

CYBERARK SOFTWARE LTD

DFND
NOTE 6/1
Shares6.30M
TypePRN
Market value$10.49M
0.77%
Sole
6.30M
Shared
0.00
None
0.00

ACP HOLDINGS ACQUISITION COR

DFND
CL A
Shares864.95K
TypeSH
Market value$8.60M
0.63%
Sole
578.50K
Shared
0.00
None
0.00

GOODYEAR TIRE & RUBR CO

DFND
COM
Shares1.27M
TypeSH
Market value$8.38M
0.61%
Sole
0.00
Shared
0.00
None
0.00

NEWELL BRANDS INC

DFND
COM
Shares800K
TypeSH
Market value$4.91M
0.36%
Sole
0.00
Shared
0.00
None
0.00

JETBLUE AIRWAYS CORP

DFND
NOTE 2.500% 9/0
Shares4M
TypePRN
Market value$4.48M
0.33%
Sole
4M
Shared
0.00
None
0.00

INTERPRIVATE INVTS PARTNERS

DFND
UNIT 05/27/2031
Shares140K
TypeSH
Market value$1.39M
0.10%
Sole
140K
Shared
0.00
None
0.00

CENTURI HOLDINGS INC

DFND
COM SHS
Shares41.84K
TypeSH
Market value$1.27M
0.09%
Sole
41.84K
Shared
0.00
None
0.00

ANGEL STUDIOS INC.

DFND
CL A COM
Shares325K
TypeSH
Market value$1.19M
0.09%
Sole
325K
Shared
0.00
None
0.00

NUVATION BIO INC

DFND
NOTE 0.750% 7/0
Shares1M
TypePRN
Market value$1.05M
0.08%
Sole
1M
Shared
0.00
None
0.00

CNFINANCE HLDGS LTD

DFND
SPONSORED ADS
Shares305.34K
TypeSH
Market value$845.8K
0.06%
Sole
305.34K
Shared
0.00
None
0.00

COLOMBIER ACQUISITION CORP I

DFND
ORD SHS CL A
Shares11.66K
TypeSH
Market value$119.5K
<0.01%
Sole
0.00
Shared
0.00
None
0.00