PALOMA PARTNERS MANAGEMENT CO

Filed: 5/15/2024ACC: 0001633870-24-000003

📋 What this filing means

PALOMA PARTNERS MANAGEMENT CO filed this quarterly 13F‑HR report disclosing 640 equity positions with a total reported market value of $1.89B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

640

Positions

$1.89B

Total AUM (reported)

236.03M

Total Shares

Allocation by class

COM$554.02M29.2%

CALL$201.43M10.6%

TR UNIT$145.21M7.7%

PUT$119.80M6.3%

UNIT SER 1$68.19M3.6%

CL A$58.30M3.1%

IBOXX HI YD ETF$52.67M2.8%

Portfolio Concentration

Top 3$266.07M14.0%

4–10$208.52M11.0%

11–25$264.43M14.0%

Rest$1.16B61.0%

Top 3 weight

14.0%

Top 10 weight

25.1%

Voting Authority Distribution

Total shares with voting rights: 236.03M

Sole

Full voting authority

158.50M

% of voting shares67.2%

Shared

Joint voting authority

77.53M

% of voting shares32.8%

None

No voting authority

0.00

% of voting shares0.0%

Investment Discretion (by position count)

Sole0

Shared0

Other640

Dominant voting typeSole · 67.2% of voting shares

Institutional Holdings640

Rows:

SPDR S&P 500 ETF TR

OTR

TR UNIT

Shares277.62K

TypeSH

Market value$145.21M

7.67%

Sole

100K

Shared

177.62K

None

0.00

INVESCO QQQ TR

OTR

UNIT SER 1

Shares153.58K

TypeSH

Market value$68.19M

3.60%

Sole

150K

Shared

3.58K

None

0.00

ISHARES TR

OTR

IBOXX HI YD ETF

Shares677.57K

TypeSH

Market value$52.67M

2.78%

Sole

0.00

Shared

677.57K

None

0.00

CALLON PETE CO DEL

OTR

COM

Shares1.10M

TypeSH

Market value$39.17M

2.07%

Sole

0.00

Shared

1.10M

None

0.00

ISHARES TR

OTR

RUSSELL 2000 ETF

Shares179.35K

TypeSH

Market value$37.72M

1.99%

Sole

100K

Shared

79.35K

None

0.00

SELECT SECTOR SPDR TR

OTR

SBI INT-UTILS

Shares437K

TypeSH

Market value$28.69M

1.51%

Sole

0.00

Shared

437K

None

0.00

SPDR SER TR

OTR

S&P METALS MNG

Shares446.18K

TypeSH

Market value$26.90M

1.42%

Sole

0.00

Shared

446.18K

None

0.00

SELECT SECTOR SPDR TR

OTR

ENERGY

Shares270.91K

TypeSH

Market value$25.58M

1.35%

Sole

0.00

Shared

270.91K

None

0.00

SELECT SECTOR SPDR TR

OTR

SBI HEALTHCARE

Shares171.20K

TypeSH

Market value$25.29M

1.33%

Sole

0.00

Shared

171.20K

None

0.00

SELECT SECTOR SPDR TR

OTR

FINANCIAL

Shares597.97K

TypeSH

Market value$25.19M

1.33%

Sole

0.00

Shared

597.97K

None

0.00

SPDR DOW JONES INDL AVERAGE

OTR

UT SER 1

Shares62.63K

TypeSH

Market value$24.91M

1.32%

Sole

0.00

Shared

62.63K

None

0.00

SELECT SECTOR SPDR TR

OTR

CALL

Shares300.94K

TypeSH

Market value$22.98M

1.21%

Sole

0.00

Shared

300.94K

None

0.00

ISHARES TR

OTR

U.S. REAL ES ETF

Shares232.05K

TypeSH

Market value$20.86M

1.10%

Sole

0.00

Shared

232.05K

None

0.00

SELECT SECTOR SPDR TR

OTR

SBI MATERIALS

Shares210.60K

TypeSH

Market value$19.56M

1.03%

Sole

0.00

Shared

210.60K

None

0.00

SELECT SECTOR SPDR TR

OTR

INDL

Shares150.52K

TypeSH

Market value$18.96M

1.00%

Sole

0.00

Shared

150.52K

None

0.00

CHEESECAKE FACTORY INC

DFND

NOTE 0.375% 6/1

Shares20.15M

TypePRN

Market value$18.01M

0.95%

Sole

20.15M

Shared

0.00

None

0.00

RIVIAN AUTOMOTIVE INC

DFND

NOTE 4.625% 3/1

Shares21.50M

TypePRN

Market value$17.36M

0.92%

Sole

21.50M

Shared

0.00

None

0.00

ISHARES TR

OTR

20 YR TR BD ETF

Shares177.06K

TypeSH

Market value$16.75M

0.88%

Sole

90K

Shared

87.06K

None

0.00

SELECT SECTOR SPDR TR

OTR

SBI CONS DISCR

Shares90.26K

TypeSH

Market value$16.60M

0.88%

Sole

0.00

Shared

90.26K

None

0.00

ISHARES TR

OTR

IBOXX INV CP ETF

Shares138K

TypeSH

Market value$15.03M

0.79%

Sole

0.00

Shared

138K

None

0.00

BIOMARIN PHARMACEUTICAL INC

OTR

NOTE 0.599% 8/0

Shares15.25M

TypePRN

Market value$15.02M

0.79%

Sole

14M

Shared

1.25M

None

0.00

NUTANIX INC

OTR

NOTE 0.250%10/0

Shares12.11M

TypePRN

Market value$14.89M

0.79%

Sole

11.21M

Shared

902K

None

0.00

INTERDIGITAL INC

DFND

NOTE 3.500% 6/0

Shares10.20M

TypePRN

Market value$14.79M

0.78%

Sole

10.20M

Shared

0.00

None

0.00

LOCKHEED MARTIN CORP

OTR

COM

Shares31.71K

TypeSH

Market value$14.42M

0.76%

Sole

0.00

Shared

31.71K

None

0.00

DEERE & CO

OTR

COM

Shares34.74K

TypeSH

Market value$14.27M

0.75%

Sole

0.00

Shared

34.74K

None

0.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	Shared
SPDR S&P 500 ETF TROTR	TR UNIT	277.62K	SH	$145.21M 7.67%	100K	177.62K
INVESCO QQQ TROTR	UNIT SER 1	153.58K	SH	$68.19M 3.60%	150K	3.58K
ISHARES TROTR	IBOXX HI YD ETF	677.57K	SH	$52.67M 2.78%	0.00	677.57K
CALLON PETE CO DELOTR	COM	1.10M	SH	$39.17M 2.07%	0.00	1.10M
ISHARES TROTR	RUSSELL 2000 ETF	179.35K	SH	$37.72M 1.99%	100K	79.35K
SELECT SECTOR SPDR TROTR	SBI INT-UTILS	437K	SH	$28.69M 1.51%	0.00	437K
SPDR SER TROTR	S&P METALS MNG	446.18K	SH	$26.90M 1.42%	0.00	446.18K
SELECT SECTOR SPDR TROTR	ENERGY	270.91K	SH	$25.58M 1.35%	0.00	270.91K
SELECT SECTOR SPDR TROTR	SBI HEALTHCARE	171.20K	SH	$25.29M 1.33%	0.00	171.20K
SELECT SECTOR SPDR TROTR	FINANCIAL	597.97K	SH	$25.19M 1.33%	0.00	597.97K
SPDR DOW JONES INDL AVERAGEOTR	UT SER 1	62.63K	SH	$24.91M 1.32%	0.00	62.63K
SELECT SECTOR SPDR TROTR	CALL	300.94K	SH	$22.98M 1.21%	0.00	300.94K
ISHARES TROTR	U.S. REAL ES ETF	232.05K	SH	$20.86M 1.10%	0.00	232.05K
SELECT SECTOR SPDR TROTR	SBI MATERIALS	210.60K	SH	$19.56M 1.03%	0.00	210.60K
SELECT SECTOR SPDR TROTR	INDL	150.52K	SH	$18.96M 1.00%	0.00	150.52K
CHEESECAKE FACTORY INCDFND	NOTE 0.375% 6/1	20.15M	PRN	$18.01M 0.95%	20.15M	0.00
RIVIAN AUTOMOTIVE INCDFND	NOTE 4.625% 3/1	21.50M	PRN	$17.36M 0.92%	21.50M	0.00
ISHARES TROTR	20 YR TR BD ETF	177.06K	SH	$16.75M 0.88%	90K	87.06K
SELECT SECTOR SPDR TROTR	SBI CONS DISCR	90.26K	SH	$16.60M 0.88%	0.00	90.26K
ISHARES TROTR	IBOXX INV CP ETF	138K	SH	$15.03M 0.79%	0.00	138K
BIOMARIN PHARMACEUTICAL INCOTR	NOTE 0.599% 8/0	15.25M	PRN	$15.02M 0.79%	14M	1.25M
NUTANIX INCOTR	NOTE 0.250%10/0	12.11M	PRN	$14.89M 0.79%	11.21M	902K
INTERDIGITAL INCDFND	NOTE 3.500% 6/0	10.20M	PRN	$14.79M 0.78%	10.20M	0.00
LOCKHEED MARTIN CORPOTR	COM	31.71K	SH	$14.42M 0.76%	0.00	31.71K
DEERE & COOTR	COM	34.74K	SH	$14.27M 0.75%	0.00	34.74K

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