PALOMA PARTNERS MANAGEMENT CO

Filed: 8/14/2023ACC: 0001633870-23-000004

📋 What this filing means

PALOMA PARTNERS MANAGEMENT CO filed this quarterly 13F‑HR report disclosing 470 equity positions with a total reported market value of $2.79B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

470

Positions

$2.79B

Total AUM (reported)

248.89M

Total Shares

Allocation by class

PUT$614.07M22.0%

COM$587.08M21.0%

TR UNIT$526.24M18.9%

CALL$266.22M9.5%

ENERGY$107.37M3.8%

NOTE 0.250% 9/1$71.05M2.5%

CL A$69.98M2.5%

Portfolio Concentration

Top 3$867.31M31.1%

4–10$454.75M16.3%

11–25$330.47M11.8%

Rest$1.14B40.8%

Top 3 weight

31.1%

Top 10 weight

47.4%

Voting Authority Distribution

Total shares with voting rights: 248.89M

Sole

Full voting authority

147.88M

% of voting shares59.4%

Shared

Joint voting authority

101.01M

% of voting shares40.6%

None

No voting authority

0.00

% of voting shares0.0%

Investment Discretion (by position count)

Sole0

Shared0

Other470

Dominant voting typeSole · 59.4% of voting shares

Institutional Holdings470

Rows:

SPDR S&P 500 ETF TR

OTR

TR UNIT

Shares1.18M

TypeSH

Market value$522.53M

18.72%

Sole

933K

Shared

245.79K

None

0.00

INVESCO QQQ TR

OTR

PUT

Shares608.60K

TypeSH

Market value$224.83M

8.05%

Sole

575K

Shared

33.60K

None

0.00

ISHARES TR

OTR

PUT

Shares1.17M

TypeSH

Market value$119.95M

4.30%

Sole

630K

Shared

535.20K

None

0.00

SELECT SECTOR SPDR TR

OTR

ENERGY

Shares1.32M

TypeSH

Market value$107.37M

3.85%

Sole

631.37K

Shared

691.40K

None

0.00

SEA LTD

OTR

NOTE 0.250% 9/1

Shares88.08M

TypePRN

Market value$71.05M

2.55%

Sole

83.58M

Shared

4.50M

None

0.00

ISHARES TR

OTR

PUT

Shares356.80K

TypeSH

Market value$66.82M

2.39%

Sole

50K

Shared

306.80K

None

0.00

ISHARES TR

OTR

U.S. REAL ES ETF

Shares667.52K

TypeSH

Market value$57.77M

2.07%

Sole

0.00

Shared

667.52K

None

0.00

SELECT SECTOR SPDR TR

OTR

CALL

Shares855.30K

TypeSH

Market value$55.97M

2.01%

Sole

0.00

Shared

855.30K

None

0.00

SELECT SECTOR SPDR TR

OTR

PUT

Shares278.40K

TypeSH

Market value$48.40M

1.73%

Sole

0.00

Shared

278.40K

None

0.00

SELECT SECTOR SPDR TR

OTR

CALL

Shares441.40K

TypeSH

Market value$47.37M

1.70%

Sole

0.00

Shared

441.40K

None

0.00

SELECT SECTOR SPDR TR

OTR

SBI CONS DISCR

Shares228.70K

TypeSH

Market value$38.84M

1.39%

Sole

0.00

Shared

228.70K

None

0.00

SELECT SECTOR SPDR TR

OTR

SBI MATERIALS

Shares453.13K

TypeSH

Market value$37.55M

1.35%

Sole

9.23K

Shared

443.90K

None

0.00

BRISTOL-MYERS SQUIBB CO

OTR

COM

Shares389.92K

TypeSH

Market value$24.94M

0.89%

Sole

0.00

Shared

389.92K

None

0.00

NIO INC

DFND

NOTE 0.500% 2/0

Shares29.56M

TypePRN

Market value$24.82M

0.89%

Sole

29.56M

Shared

0.00

None

0.00

ISHARES TR

OTR

PUT

Shares549.70K

TypeSH

Market value$21.75M

0.78%

Sole

0.00

Shared

549.70K

None

0.00

INTERNATIONAL BUSINESS MACHS

OTR

PUT

Shares157.60K

TypeSH

Market value$21.09M

0.76%

Sole

5.50K

Shared

152.10K

None

0.00

ISHARES INC

OTR

MSCI BRAZIL ETF

Shares627.60K

TypeSH

Market value$20.35M

0.73%

Sole

0.00

Shared

627.60K

None

0.00

AMERICAN TOWER CORP NEW

OTR

COM

Shares102.40K

TypeSH

Market value$19.86M

0.71%

Sole

0.00

Shared

102.40K

None

0.00

QUALCOMM INC

OTR

COM

Shares160.90K

TypeSH

Market value$19.15M

0.69%

Sole

0.00

Shared

160.90K

None

0.00

SELECT SECTOR SPDR TR

OTR

FINANCIAL

Shares528.23K

TypeSH

Market value$17.81M

0.64%

Sole

82.63K

Shared

445.60K

None

0.00

MCDONALDS CORP

OTR

COM

Shares59.30K

TypeSH

Market value$17.70M

0.63%

Sole

0.00

Shared

59.30K

None

0.00

UNION PAC CORP

OTR

COM

Shares83.61K

TypeSH

Market value$17.11M

0.61%

Sole

0.00

Shared

83.61K

None

0.00

ISHARES TR

OTR

20 YR TR BD ETF

Shares164.71K

TypeSH

Market value$16.96M

0.61%

Sole

95K

Shared

69.71K

None

0.00

AMGEN INC

OTR

COM

Shares74.08K

TypeSH

Market value$16.45M

0.59%

Sole

0.00

Shared

74.08K

None

0.00

SPDR SER TR

OTR

PUT

Shares317.10K

TypeSH

Market value$16.12M

0.58%

Sole

0.00

Shared

317.10K

None

0.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	Shared
SPDR S&P 500 ETF TROTR	TR UNIT	1.18M	SH	$522.53M 18.72%	933K	245.79K
INVESCO QQQ TROTR	PUT	608.60K	SH	$224.83M 8.05%	575K	33.60K
ISHARES TROTR	PUT	1.17M	SH	$119.95M 4.30%	630K	535.20K
SELECT SECTOR SPDR TROTR	ENERGY	1.32M	SH	$107.37M 3.85%	631.37K	691.40K
SEA LTDOTR	NOTE 0.250% 9/1	88.08M	PRN	$71.05M 2.55%	83.58M	4.50M
ISHARES TROTR	PUT	356.80K	SH	$66.82M 2.39%	50K	306.80K
ISHARES TROTR	U.S. REAL ES ETF	667.52K	SH	$57.77M 2.07%	0.00	667.52K
SELECT SECTOR SPDR TROTR	CALL	855.30K	SH	$55.97M 2.01%	0.00	855.30K
SELECT SECTOR SPDR TROTR	PUT	278.40K	SH	$48.40M 1.73%	0.00	278.40K
SELECT SECTOR SPDR TROTR	CALL	441.40K	SH	$47.37M 1.70%	0.00	441.40K
SELECT SECTOR SPDR TROTR	SBI CONS DISCR	228.70K	SH	$38.84M 1.39%	0.00	228.70K
SELECT SECTOR SPDR TROTR	SBI MATERIALS	453.13K	SH	$37.55M 1.35%	9.23K	443.90K
BRISTOL-MYERS SQUIBB COOTR	COM	389.92K	SH	$24.94M 0.89%	0.00	389.92K
NIO INCDFND	NOTE 0.500% 2/0	29.56M	PRN	$24.82M 0.89%	29.56M	0.00
ISHARES TROTR	PUT	549.70K	SH	$21.75M 0.78%	0.00	549.70K
INTERNATIONAL BUSINESS MACHSOTR	PUT	157.60K	SH	$21.09M 0.76%	5.50K	152.10K
ISHARES INCOTR	MSCI BRAZIL ETF	627.60K	SH	$20.35M 0.73%	0.00	627.60K
AMERICAN TOWER CORP NEWOTR	COM	102.40K	SH	$19.86M 0.71%	0.00	102.40K
QUALCOMM INCOTR	COM	160.90K	SH	$19.15M 0.69%	0.00	160.90K
SELECT SECTOR SPDR TROTR	FINANCIAL	528.23K	SH	$17.81M 0.64%	82.63K	445.60K
MCDONALDS CORPOTR	COM	59.30K	SH	$17.70M 0.63%	0.00	59.30K
UNION PAC CORPOTR	COM	83.61K	SH	$17.11M 0.61%	0.00	83.61K
ISHARES TROTR	20 YR TR BD ETF	164.71K	SH	$16.96M 0.61%	95K	69.71K
AMGEN INCOTR	COM	74.08K	SH	$16.45M 0.59%	0.00	74.08K
SPDR SER TROTR	PUT	317.10K	SH	$16.12M 0.58%	0.00	317.10K

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