PALOMA PARTNERS MANAGEMENT CO

Filed: 11/14/2024ACC: 0001103882-24-000007

📋 What this filing means

PALOMA PARTNERS MANAGEMENT CO filed this quarterly 13F‑HR report disclosing 874 equity positions with a total reported market value of $3.61B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

874

Positions

$3.61B

Total AUM (reported)

445.31M

Total Shares

Allocation by class

COM$1.24B34.3%

UNIT SER 1$181.98M5.0%

CL A$177.29M4.9%

RUSSELL 2000 ETF$172.41M4.8%

TR UNIT$140.37M3.9%

SBI CONS DISCR$121.77M3.4%

MSCI EMG MKT ETF$88.70M2.5%

Portfolio Concentration

Top 3$494.76M13.7%

4–10$549.09M15.2%

11–25$612.59M17.0%

Rest$1.95B54.1%

Top 3 weight

13.7%

Top 10 weight

28.9%

Voting Authority Distribution

Total shares with voting rights: 424.61M

Sole

Full voting authority

347.51M

% of voting shares81.8%

Shared

Joint voting authority

77.10M

% of voting shares18.2%

None

No voting authority

0.00

% of voting shares0.0%

Investment Discretion (by position count)

Sole0

Shared0

Other874

Dominant voting typeSole · 81.8% of voting shares

Institutional Holdings874

Rows:

INVESCO QQQ TR

OTR

UNIT SER 1

Shares372.86K

TypeSH

Market value$181.98M

5.04%

Sole

0.00

Shared

760.00

None

0.00

ISHARES TR

OTR

RUSSELL 2000 ETF

Shares780.52K

TypeSH

Market value$172.41M

4.78%

Sole

0.00

Shared

81.72K

None

0.00

SPDR S&P 500 ETF TR

OTR

TR UNIT

Shares244.64K

TypeSH

Market value$140.37M

3.89%

Sole

0.00

Shared

22.44K

None

0.00

SELECT SECTOR SPDR TR

OTR

SBI CONS DISCR

Shares607.73K

TypeSH

Market value$121.77M

3.37%

Sole

0.00

Shared

91.43K

None

0.00

ISHARES TR

OTR

MSCI EMG MKT ETF

Shares1.93M

TypeSH

Market value$88.70M

2.46%

Sole

0.00

Shared

254.20K

None

0.00

ISHARES TR

OTR

CHINA LG-CAP ETF

Shares2.54M

TypeSH

Market value$80.59M

2.23%

Sole

0.00

Shared

431.62K

None

0.00

ISHARES TR

OTR

20 YR TR BD ETF

Shares821.30K

TypeSH

Market value$80.57M

2.23%

Sole

95K

Shared

0.00

None

0.00

SELECT SECTOR SPDR TR

OTR

FINANCIAL

Shares1.50M

TypeSH

Market value$67.79M

1.88%

Sole

0.00

Shared

913.83K

None

0.00

ALCOA CORP

OTR

COM

Shares1.43M

TypeSH

Market value$55.08M

1.53%

Sole

1.43M

Shared

2.80K

None

0.00

NIO INC

DFND

NOTE 4.625%10/1

Shares60.45M

TypePRN

Market value$54.58M

1.51%

Sole

60.45M

Shared

0.00

None

0.00

ISHARES TR

OTR

U.S. REAL ES ETF

Shares524K

TypeSH

Market value$53.38M

1.48%

Sole

0.00

Shared

0.00

None

0.00

SNOWFLAKE INC

OTR

CL A

Shares448.63K

TypeSH

Market value$51.53M

1.43%

Sole

399.26K

Shared

4.27K

None

0.00

SEAGATE HDD CAYMAN

DFND

NOTE 3.500% 6/0

Shares34.59M

TypePRN

Market value$49.75M

1.38%

Sole

34.59M

Shared

0.00

None

0.00

SELECT SECTOR SPDR TR

OTR

TECHNOLOGY

Shares205.80K

TypeSH

Market value$46.46M

1.29%

Sole

0.00

Shared

0.00

None

0.00

ISHARES TR

OTR

MSCI EAFE ETF

Shares552.40K

TypeSH

Market value$46.20M

1.28%

Sole

0.00

Shared

8.60K

None

0.00

NOBLE CORP PLC

OTR

ORD SHS A

Shares1.23M

TypeSH

Market value$44.52M

1.23%

Sole

1.23M

Shared

757.00

None

0.00

APPLIED DIGITAL CORP

OTR

COM NEW

Shares4.92M

TypeSH

Market value$40.58M

1.12%

Sole

1.16M

Shared

182.38K

None

0.00

EQT CORP

OTR

COM

Shares1.07M

TypeSH

Market value$39.09M

1.08%

Sole

1.05M

Shared

16.88K

None

0.00

ADVANCED MICRO DEVICES INC

OTR

COM

Shares223.60K

TypeSH

Market value$36.69M

1.02%

Sole

220K

Shared

0.00

None

0.00

SELECT SECTOR SPDR TR

OTR

SBI MATERIALS

Shares378.59K

TypeSH

Market value$36.49M

1.01%

Sole

0.00

Shared

71.99K

None

0.00

MARVELL TECHNOLOGY INC

OTR

COM

Shares490.74K

TypeSH

Market value$35.39M

0.98%

Sole

490K

Shared

735.00

None

0.00

CONOCOPHILLIPS

OTR

COM

Shares321.94K

TypeSH

Market value$33.89M

0.94%

Sole

320K

Shared

1.94K

None

0.00

ISHARES TR

OTR

7-10 YR TRSY BD

Shares337.50K

TypeSH

Market value$33.12M

0.92%

Sole

0.00

Shared

0.00

None

0.00

DRAFTKINGS INC NEW

OTR

COM CL A

Shares839.23K

TypeSH

Market value$32.90M

0.91%

Sole

823.14K

Shared

16.09K

None

0.00

DARLING INGREDIENTS INC

OTR

COM

Shares877.20K

TypeSH

Market value$32.60M

0.90%

Sole

875K

Shared

2.20K

None

0.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	Shared
INVESCO QQQ TROTR	UNIT SER 1	372.86K	SH	$181.98M 5.04%	0.00	760.00
ISHARES TROTR	RUSSELL 2000 ETF	780.52K	SH	$172.41M 4.78%	0.00	81.72K
SPDR S&P 500 ETF TROTR	TR UNIT	244.64K	SH	$140.37M 3.89%	0.00	22.44K
SELECT SECTOR SPDR TROTR	SBI CONS DISCR	607.73K	SH	$121.77M 3.37%	0.00	91.43K
ISHARES TROTR	MSCI EMG MKT ETF	1.93M	SH	$88.70M 2.46%	0.00	254.20K
ISHARES TROTR	CHINA LG-CAP ETF	2.54M	SH	$80.59M 2.23%	0.00	431.62K
ISHARES TROTR	20 YR TR BD ETF	821.30K	SH	$80.57M 2.23%	95K	0.00
SELECT SECTOR SPDR TROTR	FINANCIAL	1.50M	SH	$67.79M 1.88%	0.00	913.83K
ALCOA CORPOTR	COM	1.43M	SH	$55.08M 1.53%	1.43M	2.80K
NIO INCDFND	NOTE 4.625%10/1	60.45M	PRN	$54.58M 1.51%	60.45M	0.00
ISHARES TROTR	U.S. REAL ES ETF	524K	SH	$53.38M 1.48%	0.00	0.00
SNOWFLAKE INCOTR	CL A	448.63K	SH	$51.53M 1.43%	399.26K	4.27K
SEAGATE HDD CAYMANDFND	NOTE 3.500% 6/0	34.59M	PRN	$49.75M 1.38%	34.59M	0.00
SELECT SECTOR SPDR TROTR	TECHNOLOGY	205.80K	SH	$46.46M 1.29%	0.00	0.00
ISHARES TROTR	MSCI EAFE ETF	552.40K	SH	$46.20M 1.28%	0.00	8.60K
NOBLE CORP PLCOTR	ORD SHS A	1.23M	SH	$44.52M 1.23%	1.23M	757.00
APPLIED DIGITAL CORPOTR	COM NEW	4.92M	SH	$40.58M 1.12%	1.16M	182.38K
EQT CORPOTR	COM	1.07M	SH	$39.09M 1.08%	1.05M	16.88K
ADVANCED MICRO DEVICES INCOTR	COM	223.60K	SH	$36.69M 1.02%	220K	0.00
SELECT SECTOR SPDR TROTR	SBI MATERIALS	378.59K	SH	$36.49M 1.01%	0.00	71.99K
MARVELL TECHNOLOGY INCOTR	COM	490.74K	SH	$35.39M 0.98%	490K	735.00
CONOCOPHILLIPSOTR	COM	321.94K	SH	$33.89M 0.94%	320K	1.94K
ISHARES TROTR	7-10 YR TRSY BD	337.50K	SH	$33.12M 0.92%	0.00	0.00
DRAFTKINGS INC NEWOTR	COM CL A	839.23K	SH	$32.90M 0.91%	823.14K	16.09K
DARLING INGREDIENTS INCOTR	COM	877.20K	SH	$32.60M 0.90%	875K	2.20K

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