PALOMA PARTNERS MANAGEMENT CO

Filed: 2/14/2024ACC: 0001103882-24-000002

📋 What this filing means

PALOMA PARTNERS MANAGEMENT CO filed this quarterly 13F‑HR report disclosing 414 equity positions with a total reported market value of $2.74B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

414

Positions

$2.74B

Total AUM (reported)

306.62M

Total Shares

Allocation by class

COM$694.31M25.4%

CALL$481.11M17.6%

IBOXX HI YD ETF$251.80M9.2%

PUT$193.18M7.1%

RUSSELL 2000 ETF$115.81M4.2%

NOTE 0.250% 9/1$101.99M3.7%

TR UNIT$98.81M3.6%

Portfolio Concentration

Top 3$540.89M19.8%

4–10$530.36M19.4%

11–25$387.18M14.2%

Rest$1.28B46.7%

Top 3 weight

19.8%

Top 10 weight

39.2%

Voting Authority Distribution

Total shares with voting rights: 306.62M

Sole

Full voting authority

218.31M

% of voting shares71.2%

Shared

Joint voting authority

88.31M

% of voting shares28.8%

None

No voting authority

0.00

% of voting shares0.0%

Investment Discretion (by position count)

Sole0

Shared0

Other414

Dominant voting typeSole · 71.2% of voting shares

Institutional Holdings414

Rows:

ISHARES TR

OTR

IBOXX HI YD ETF

Shares3.25M

TypeSH

Market value$251.80M

9.20%

Sole

0.00

Shared

3.25M

None

0.00

ISHARES TR

OTR

CALL

Shares1.75M

TypeSH

Market value$173.29M

6.33%

Sole

600K

Shared

1.15M

None

0.00

ISHARES TR

OTR

RUSSELL 2000 ETF

Shares577K

TypeSH

Market value$115.81M

4.23%

Sole

100K

Shared

477K

None

0.00

SEA LTD

OTR

NOTE 0.250% 9/1

Shares123.60M

TypePRN

Market value$101.99M

3.73%

Sole

121.85M

Shared

1.75M

None

0.00

SPDR S&P 500 ETF TR

OTR

TR UNIT

Shares207.89K

TypeSH

Market value$98.81M

3.61%

Sole

50K

Shared

157.89K

None

0.00

SELECT SECTOR SPDR TR

OTR

SBI CONS DISCR

Shares418.30K

TypeSH

Market value$74.80M

2.73%

Sole

0.00

Shared

418.30K

None

0.00

VNET GROUP INC

DFND

NOTE 2/0

Shares72.25M

TypePRN

Market value$71.30M

2.61%

Sole

72.25M

Shared

0.00

None

0.00

SELECT SECTOR SPDR TR

OTR

INDL

Shares602.01K

TypeSH

Market value$68.62M

2.51%

Sole

0.00

Shared

602.01K

None

0.00

SELECT SECTOR SPDR TR

OTR

SBI INT-UTILS

Shares1.07M

TypeSH

Market value$67.86M

2.48%

Sole

0.00

Shared

1.07M

None

0.00

SELECT SECTOR SPDR TR

OTR

SBI CONS STPLS

Shares652.20K

TypeSH

Market value$46.98M

1.72%

Sole

0.00

Shared

652.20K

None

0.00

SPDR GOLD TR

OTR

GOLD SHS

Shares229.17K

TypeSH

Market value$43.81M

1.60%

Sole

0.00

Shared

229.17K

None

0.00

ISHARES TR

OTR

PUT

Shares482.90K

TypeSH

Market value$36.39M

1.33%

Sole

0.00

Shared

482.90K

None

0.00

INVESCO QQQ TR

OTR

CALL

Shares85.90K

TypeSH

Market value$35.18M

1.29%

Sole

50K

Shared

35.90K

None

0.00

ISHARES TR

OTR

CALL

Shares378.70K

TypeSH

Market value$34.62M

1.27%

Sole

0.00

Shared

378.70K

None

0.00

SPDR DOW JONES INDL AVERAGE

OTR

UT SER 1

Shares73.37K

TypeSH

Market value$27.65M

1.01%

Sole

0.00

Shared

73.37K

None

0.00

SELECT SECTOR SPDR TR

OTR

FINANCIAL

Shares730.12K

TypeSH

Market value$27.45M

1.00%

Sole

300K

Shared

430.12K

None

0.00

UNITED PARCEL SERVICE INC

OTR

CL B

Shares164.76K

TypeSH

Market value$25.91M

0.95%

Sole

0.00

Shared

164.76K

None

0.00

JOHNSON & JOHNSON

OTR

COM

Shares161.95K

TypeSH

Market value$25.38M

0.93%

Sole

0.00

Shared

161.95K

None

0.00

APPLE INC

OTR

COM

Shares118.33K

TypeSH

Market value$22.78M

0.83%

Sole

0.00

Shared

118.33K

None

0.00

INVESCO QQQ TR

OTR

UNIT SER 1

Shares46.10K

TypeSH

Market value$18.88M

0.69%

Sole

0.00

Shared

46.10K

None

0.00

DISNEY WALT CO

OTR

COM

Shares207.43K

TypeSH

Market value$18.73M

0.68%

Sole

0.00

Shared

207.43K

None

0.00

STARBUCKS CORP

OTR

COM

Shares189.03K

TypeSH

Market value$18.15M

0.66%

Sole

0.00

Shared

189.03K

None

0.00

DEERE & CO

OTR

COM

Shares43.98K

TypeSH

Market value$17.59M

0.64%

Sole

0.00

Shared

43.98K

None

0.00

ISHARES INC

OTR

PUT

Shares498.60K

TypeSH

Market value$17.43M

0.64%

Sole

0.00

Shared

498.60K

None

0.00

TEXAS INSTRS INC

OTR

COM

Shares101.16K

TypeSH

Market value$17.24M

0.63%

Sole

0.00

Shared

101.16K

None

0.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	Shared
ISHARES TROTR	IBOXX HI YD ETF	3.25M	SH	$251.80M 9.20%	0.00	3.25M
ISHARES TROTR	CALL	1.75M	SH	$173.29M 6.33%	600K	1.15M
ISHARES TROTR	RUSSELL 2000 ETF	577K	SH	$115.81M 4.23%	100K	477K
SEA LTDOTR	NOTE 0.250% 9/1	123.60M	PRN	$101.99M 3.73%	121.85M	1.75M
SPDR S&P 500 ETF TROTR	TR UNIT	207.89K	SH	$98.81M 3.61%	50K	157.89K
SELECT SECTOR SPDR TROTR	SBI CONS DISCR	418.30K	SH	$74.80M 2.73%	0.00	418.30K
VNET GROUP INCDFND	NOTE 2/0	72.25M	PRN	$71.30M 2.61%	72.25M	0.00
SELECT SECTOR SPDR TROTR	INDL	602.01K	SH	$68.62M 2.51%	0.00	602.01K
SELECT SECTOR SPDR TROTR	SBI INT-UTILS	1.07M	SH	$67.86M 2.48%	0.00	1.07M
SELECT SECTOR SPDR TROTR	SBI CONS STPLS	652.20K	SH	$46.98M 1.72%	0.00	652.20K
SPDR GOLD TROTR	GOLD SHS	229.17K	SH	$43.81M 1.60%	0.00	229.17K
ISHARES TROTR	PUT	482.90K	SH	$36.39M 1.33%	0.00	482.90K
INVESCO QQQ TROTR	CALL	85.90K	SH	$35.18M 1.29%	50K	35.90K
ISHARES TROTR	CALL	378.70K	SH	$34.62M 1.27%	0.00	378.70K
SPDR DOW JONES INDL AVERAGEOTR	UT SER 1	73.37K	SH	$27.65M 1.01%	0.00	73.37K
SELECT SECTOR SPDR TROTR	FINANCIAL	730.12K	SH	$27.45M 1.00%	300K	430.12K
UNITED PARCEL SERVICE INCOTR	CL B	164.76K	SH	$25.91M 0.95%	0.00	164.76K
JOHNSON & JOHNSONOTR	COM	161.95K	SH	$25.38M 0.93%	0.00	161.95K
APPLE INCOTR	COM	118.33K	SH	$22.78M 0.83%	0.00	118.33K
INVESCO QQQ TROTR	UNIT SER 1	46.10K	SH	$18.88M 0.69%	0.00	46.10K
DISNEY WALT COOTR	COM	207.43K	SH	$18.73M 0.68%	0.00	207.43K
STARBUCKS CORPOTR	COM	189.03K	SH	$18.15M 0.66%	0.00	189.03K
DEERE & COOTR	COM	43.98K	SH	$17.59M 0.64%	0.00	43.98K
ISHARES INCOTR	PUT	498.60K	SH	$17.43M 0.64%	0.00	498.60K
TEXAS INSTRS INCOTR	COM	101.16K	SH	$17.24M 0.63%	0.00	101.16K

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