OTA FINANCIAL GROUP L.P.

PrivateCIK: 1317346
Location

PURCHASE, NY

7
Positions
$143.2K
Total AUM (reported)
3M
Total Shares

Allocation by class

TOTAL AUM$143.2K7 positions
W EXP 08/03/202$64.7K45.2%
COM$45.9K32.1%
CL B$20.5K14.3%
CALL$6.1K4.3%
CL A$5.1K3.6%
COM SER C$843.000.6%

Portfolio Concentration

Top 391.6%4–108.4%TOP 10100.0%0%100%
Top 3$131.1K91.6%
4–10$12.1K8.4%

Top 3 weight

91.6%

Top 10 weight

100.0%

Voting Authority Distribution

Total shares with voting rights: 143.19K

Sole

Full voting authority

143.19K

shares

% of voting shares100.0%
Shared

Joint voting authority

0.00

shares

% of voting shares0.0%
None

No voting authority

0.00

shares

% of voting shares0.0%

Investment Discretion (by position count)

Sole0
Shared0
Other7
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings7
Rows:

OCCIDENTAL PETROLEUM CORP

DFND
W EXP 08/03/202
Shares1.73M
TypeSH
Market value$64.7K
45.22%
Sole
64.75K
Shared
0.00
None
0.00

BOOKING HOLDINGS INC

DFND
COM
Shares17K
TypeSH
Market value$45.9K
32.06%
Sole
45.91K
Shared
0.00
None
0.00

BERKSHIRE HATHAWAY INC-CL B

DFND
CL B
Shares60K
TypeSH
Market value$20.5K
14.29%
Sole
20.46K
Shared
0.00
None
0.00

SCILEX HOLDING CO

DFND
CALL
Shares1.03M
TypeSH
Market value$5.8K
4.02%
Sole
5.76K
Shared
0.00
None
0.00

ALPHABET INC-CL A

DFND
CL A
Shares42.54K
TypeSH
Market value$5.1K
3.56%
Sole
5.09K
Shared
0.00
None
0.00

LIBERTY BROADBAND-C

DFND
COM SER C
Shares10.53K
TypeSH
Market value$843.00
0.59%
Sole
843.00
Shared
0.00
None
0.00

BIORA THERAPEUTICS INC

DFND
CALL
Shares98.50K
TypeSH
Market value$379.00
0.26%
Sole
379.00
Shared
0.00
None
0.00