Filed: 8/17/2023ACC: 0001317346-23-000010
📋 What this filing means
OTA FINANCIAL GROUP L.P. filed this quarterly 13F‑HR report disclosing 7 equity positions with a total reported market value of $143.2K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
7
Positions
$143.2K
Total AUM (reported)
3M
Total Shares
Allocation by class
W EXP 08/03/202$64.7K45.2%
COM$45.9K32.1%
CL B$20.5K14.3%
CALL$6.1K4.3%
CL A$5.1K3.6%
COM SER C$843.000.6%
Portfolio Concentration
Top 3$131.1K91.6%
4–10$12.1K8.4%
Top 3 weight
91.6%
Top 10 weight
100.0%
Voting Authority Distribution
Total shares with voting rights: 143.19K
Sole
Full voting authority
143.19K
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole0
Shared0
Other7
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings7
Rows:
OCCIDENTAL PETROLEUM CORP
DFNDShares1.73M
TypeSH
Market value$64.7K
45.22%
Sole
64.75K
Shared
0.00
None
0.00
BOOKING HOLDINGS INC
DFNDShares17K
TypeSH
Market value$45.9K
32.06%
Sole
45.91K
Shared
0.00
None
0.00
BERKSHIRE HATHAWAY INC-CL B
DFNDShares60K
TypeSH
Market value$20.5K
14.29%
Sole
20.46K
Shared
0.00
None
0.00
SCILEX HOLDING CO
DFNDShares1.03M
TypeSH
Market value$5.8K
4.02%
Sole
5.76K
Shared
0.00
None
0.00
ALPHABET INC-CL A
DFNDShares42.54K
TypeSH
Market value$5.1K
3.56%
Sole
5.09K
Shared
0.00
None
0.00
LIBERTY BROADBAND-C
DFNDShares10.53K
TypeSH
Market value$843.00
0.59%
Sole
843.00
Shared
0.00
None
0.00
BIORA THERAPEUTICS INC
DFNDShares98.50K
TypeSH
Market value$379.00
0.26%
Sole
379.00
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
OCCIDENTAL PETROLEUM CORPDFND | W EXP 08/03/202 | 1.73M | SH | $64.7K 45.22% | 64.75K | 0.00 | 0.00 |
BOOKING HOLDINGS INCDFND | COM | 17K | SH | $45.9K 32.06% | 45.91K | 0.00 | 0.00 |
BERKSHIRE HATHAWAY INC-CL BDFND | CL B | 60K | SH | $20.5K 14.29% | 20.46K | 0.00 | 0.00 |
SCILEX HOLDING CODFND | CALL | 1.03M | SH | $5.8K 4.02% | 5.76K | 0.00 | 0.00 |
ALPHABET INC-CL ADFND | CL A | 42.54K | SH | $5.1K 3.56% | 5.09K | 0.00 | 0.00 |
LIBERTY BROADBAND-CDFND | COM SER C | 10.53K | SH | $843.00 0.59% | 843.00 | 0.00 | 0.00 |
BIORA THERAPEUTICS INCDFND | CALL | 98.50K | SH | $379.00 0.26% | 379.00 | 0.00 | 0.00 |