OSAIC HOLDINGS, INC.

PrivateCIK: 1677044

Location

SCOTTSDALE, AZ

7817

Positions

$68.31B

Total AUM (reported)

974.50M

Total Shares

Allocation by class

COM$18.59B27.2%

STATE STREET SPD$2.94B4.3%

CL A$1.14B1.7%

CORE S&P500 ETF$1.07B1.6%

UNIT SER 1$1.07B1.6%

SHS CREATION UNI$959.54M1.4%

TR UNIT$842.84M1.2%

Portfolio Concentration

Top 3$4.63B6.8%

4–10$5.83B8.5%

11–25$6.76B9.9%

Rest$51.09B74.8%

Top 3 weight

6.8%

Top 10 weight

15.3%

Voting Authority Distribution

Total shares with voting rights: 974.50M

Sole

Full voting authority

158.36M

% of voting shares16.3%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

816.14M

% of voting shares83.7%

Investment Discretion (by position count)

Sole257

Shared0

Other7560

Dominant voting typeNone · 83.7% of voting shares

Institutional Holdings7817

Rows:

APPLE INC

DFND

COM

Shares8.08M

TypeSH

Market value$2.05B

3.00%

Sole

1.57M

Shared

0.00

None

6.51M

NVIDIA CORPORATION

DFND

COM

Shares8.63M

TypeSH

Market value$1.50B

2.20%

Sole

1.29M

Shared

0.00

None

7.34M

ISHARES TR

DFND

CORE S&P500 ETF

Shares1.64M

TypeSH

Market value$1.07B

1.57%

Sole

29.70K

Shared

0.00

None

1.61M

INVESCO QQQ TR

DFND

UNIT SER 1

Shares1.85M

TypeSH

Market value$1.07B

1.56%

Sole

75.05K

Shared

0.00

None

1.78M

MICROSOFT CORP

DFND

COM

Shares2.75M

TypeSH

Market value$1.02B

1.49%

Sole

418.62K

Shared

0.00

None

2.33M

STATE STR SPDR S&P 500 ETF T

DFND

TR UNIT

Shares1.29M

TypeSH

Market value$842.78M

1.23%

Sole

60.53K

Shared

0.00

None

1.23M

VANGUARD INDEX FDS

DFND

TOTAL STK MKT

Shares2.62M

TypeSH

Market value$841.91M

1.23%

Sole

1.26M

Shared

0.00

None

1.37M

AMAZON COM INC

DFND

COM

Shares3.69M

TypeSH

Market value$768.68M

1.13%

Sole

454.67K

Shared

0.00

None

3.24M

VANGUARD INDEX FDS

DFND

S&P 500 ETF SHS

Shares1.24M

TypeSH

Market value$739.96M

1.08%

Sole

126.39K

Shared

0.00

None

1.11M

ALPHABET INC

DFND

CAP STK CL A

Shares1.92M

TypeSH

Market value$552.59M

0.81%

Sole

434.84K

Shared

0.00

None

1.49M

SPDR SERIES TRUST

DFND

STATE STREET SPD

Shares7.14M

TypeSH

Market value$546.46M

0.80%

Sole

71.97K

Shared

0.00

None

7.07M

BERKSHIRE HATHAWAY INC DEL

DFND

CL B NEW

Shares1.14M

TypeSH

Market value$544.31M

0.80%

Sole

114.19K

Shared

0.00

None

1.02M

VANGUARD INDEX FDS

DFND

GROWTH ETF

Shares1.23M

TypeSH

Market value$535.80M

0.78%

Sole

78.39K

Shared

0.00

None

1.15M

SCHWAB STRATEGIC TR

DFND

US LCAP GR ETF

Shares18.20M

TypeSH

Market value$530.05M

0.78%

Sole

7.82M

Shared

0.00

None

10.38M

VANGUARD INDEX FDS

DFND

VALUE ETF

Shares2.56M

TypeSH

Market value$503.12M

0.74%

Sole

181.54K

Shared

0.00

None

2.38M

SELECT SECTOR SPDR TR

DFND

STATE STREET TEC

Shares3.77M

TypeSH

Market value$501.11M

0.73%

Sole

2.17M

Shared

0.00

None

1.60M

ALPHABET INC

DFND

CAP STK CL C

Shares1.55M

TypeSH

Market value$446.10M

0.65%

Sole

243.94K

Shared

0.00

None

1.31M

BROADCOM INC

DFND

COM

Shares1.40M

TypeSH

Market value$434.41M

0.64%

Sole

324.69K

Shared

0.00

None

1.08M

VANGUARD SPECIALIZED FUNDS

DFND

DIV APP ETF

Shares1.95M

TypeSH

Market value$420.44M

0.62%

Sole

248.25K

Shared

0.00

None

1.71M

CAPITAL GROUP DIVIDEND VALUE

DFND

SHS CREATION UNI

Shares9.31M

TypeSH

Market value$395.88M

0.58%

Sole

260.33K

Shared

0.00

None

9.05M

META PLATFORMS INC

DFND

CL A

Shares688.22K

TypeSH

Market value$393.93M

0.58%

Sole

147.45K

Shared

0.00

None

540.77K

JPMORGAN CHASE & CO

DFND

COM

Shares1.34M

TypeSH

Market value$392.99M

0.58%

Sole

230.56K

Shared

0.00

None

1.10M

EXXON MOBIL CORP

DFND

COM

Shares2.26M

TypeSH

Market value$382.99M

0.56%

Sole

313.98K

Shared

0.00

None

1.94M

NORTHERN LTS FD TR IV

DFND

MAIN SECTR ROTN

Shares6.19M

TypeSH

Market value$373.55M

0.55%

Sole

0.00

Shared

0.00

None

6.19M

SPDR GOLD TR

DFND

GOLD SHS

Shares833.60K

TypeSH

Market value$358.70M

0.53%

Sole

24.44K

Shared

0.00

None

809.16K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
APPLE INCDFND	COM	8.08M	SH	$2.05B 3.00%	1.57M	6.51M
NVIDIA CORPORATIONDFND	COM	8.63M	SH	$1.50B 2.20%	1.29M	7.34M
ISHARES TRDFND	CORE S&P500 ETF	1.64M	SH	$1.07B 1.57%	29.70K	1.61M
INVESCO QQQ TRDFND	UNIT SER 1	1.85M	SH	$1.07B 1.56%	75.05K	1.78M
MICROSOFT CORPDFND	COM	2.75M	SH	$1.02B 1.49%	418.62K	2.33M
STATE STR SPDR S&P 500 ETF TDFND	TR UNIT	1.29M	SH	$842.78M 1.23%	60.53K	1.23M
VANGUARD INDEX FDSDFND	TOTAL STK MKT	2.62M	SH	$841.91M 1.23%	1.26M	1.37M
AMAZON COM INCDFND	COM	3.69M	SH	$768.68M 1.13%	454.67K	3.24M
VANGUARD INDEX FDSDFND	S&P 500 ETF SHS	1.24M	SH	$739.96M 1.08%	126.39K	1.11M
ALPHABET INCDFND	CAP STK CL A	1.92M	SH	$552.59M 0.81%	434.84K	1.49M
SPDR SERIES TRUSTDFND	STATE STREET SPD	7.14M	SH	$546.46M 0.80%	71.97K	7.07M
BERKSHIRE HATHAWAY INC DELDFND	CL B NEW	1.14M	SH	$544.31M 0.80%	114.19K	1.02M
VANGUARD INDEX FDSDFND	GROWTH ETF	1.23M	SH	$535.80M 0.78%	78.39K	1.15M
SCHWAB STRATEGIC TRDFND	US LCAP GR ETF	18.20M	SH	$530.05M 0.78%	7.82M	10.38M
VANGUARD INDEX FDSDFND	VALUE ETF	2.56M	SH	$503.12M 0.74%	181.54K	2.38M
SELECT SECTOR SPDR TRDFND	STATE STREET TEC	3.77M	SH	$501.11M 0.73%	2.17M	1.60M
ALPHABET INCDFND	CAP STK CL C	1.55M	SH	$446.10M 0.65%	243.94K	1.31M
BROADCOM INCDFND	COM	1.40M	SH	$434.41M 0.64%	324.69K	1.08M
VANGUARD SPECIALIZED FUNDSDFND	DIV APP ETF	1.95M	SH	$420.44M 0.62%	248.25K	1.71M
CAPITAL GROUP DIVIDEND VALUEDFND	SHS CREATION UNI	9.31M	SH	$395.88M 0.58%	260.33K	9.05M
META PLATFORMS INCDFND	CL A	688.22K	SH	$393.93M 0.58%	147.45K	540.77K
JPMORGAN CHASE & CODFND	COM	1.34M	SH	$392.99M 0.58%	230.56K	1.10M
EXXON MOBIL CORPDFND	COM	2.26M	SH	$382.99M 0.56%	313.98K	1.94M
NORTHERN LTS FD TR IVDFND	MAIN SECTR ROTN	6.19M	SH	$373.55M 0.55%	0.00	6.19M
SPDR GOLD TRDFND	GOLD SHS	833.60K	SH	$358.70M 0.53%	24.44K	809.16K

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