OSAIC HOLDINGS, INC.

PrivateCIK: 1677044
Location

SCOTTSDALE, AZ

📋 What this filing means

OSAIC HOLDINGS, INC. filed this quarterly 13F‑HR report disclosing 8009 equity positions with a total reported market value of $85.10B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

8009
Positions
$85.10B
Total AUM (reported)
1.14B
Total Shares

Allocation by class

TOTAL AUM$85.10B8009 positions
COM$22.49B26.4%
UNIT SER 1$1.49B1.8%
CORE S&P500 ETF$1.44B1.7%
SHS CREAT UNIT$1.39B1.6%
CL A$1.30B1.5%
TR UNIT$1.14B1.3%
TOTAL STK MKT$1.05B1.2%

Portfolio Concentration

Top 36.9%4–108.8%11–259.9%Rest74.4%TOP 1015.7%0%100%
Top 3$5.86B6.9%
4–10$7.50B8.8%
11–25$8.40B9.9%
Rest$63.35B74.4%

Top 3 weight

6.9%

Top 10 weight

15.7%

Voting Authority Distribution

Total shares with voting rights: 1.14B

Sole

Full voting authority

167.58M

shares

% of voting shares14.7%
Shared

Joint voting authority

0.00

shares

% of voting shares0.0%
None

No voting authority

970.38M

shares

% of voting shares85.3%

Investment Discretion (by position count)

Sole63
Shared0
Other7946
Dominant voting typeNone · 85.3% of voting shares
Institutional Holdings8009
Rows:

APPLE INC

DFND
COM
Shares8.73M
TypeSH
Market value$2.53B
2.97%
Sole
1.62M
Shared
0.00
None
7.10M

NVIDIA CORPORATION

DFND
COM
Shares9.20M
TypeSH
Market value$1.84B
2.16%
Sole
1.30M
Shared
0.00
None
7.90M

INVESCO QQQ TR

DFND
UNIT SER 1
Shares2.02M
TypeSH
Market value$1.49B
1.75%
Sole
80.07K
Shared
0.00
None
1.94M

ISHARES TR

DFND
CORE S&P500 ETF
Shares1.92M
TypeSH
Market value$1.44B
1.69%
Sole
48.97K
Shared
0.00
None
1.87M

MICROSOFT CORP

DFND
COM
Shares3.09M
TypeSH
Market value$1.15B
1.36%
Sole
448.82K
Shared
0.00
None
2.64M

STATE STR SPDR S&P 500 ETF T

DFND
TR UNIT
Shares1.52M
TypeSH
Market value$1.14B
1.34%
Sole
70K
Shared
0.00
None
1.45M

VANGUARD INDEX FDS

DFND
TOTAL STK MKT
Shares2.84M
TypeSH
Market value$1.05B
1.24%
Sole
1.27M
Shared
0.00
None
1.57M

VANGUARD INDEX FDS

DFND
S&P 500 ETF SHS
Shares1.50M
TypeSH
Market value$1.03B
1.21%
Sole
127.22K
Shared
0.00
None
1.37M

AMAZON COM INC

DFND
COM
Shares3.95M
TypeSH
Market value$942.35M
1.11%
Sole
452.96K
Shared
0.00
None
3.50M

ALPHABET INC

DFND
CAP STK CL A
Shares2.09M
TypeSH
Market value$745.92M
0.88%
Sole
454.66K
Shared
0.00
None
1.63M

SELECT SECTOR SPDR TR

DFND
ST STR TECHN ETF
Shares3.70M
TypeSH
Market value$705.02M
0.83%
Sole
1.97M
Shared
0.00
None
1.73M

VANGUARD INDEX FDS

DFND
GROWTH ETF
Shares7.96M
TypeSH
Market value$685.72M
0.81%
Sole
452.15K
Shared
0.00
None
7.51M

SPDR SERIES TRUST

DFND
ST STR P500ETF
Shares7.78M
TypeSH
Market value$683.89M
0.80%
Sole
148.94K
Shared
0.00
None
7.63M

SCHWAB STRATEGIC TR

DFND
US LCAP GR ETF
Shares18.40M
TypeSH
Market value$622.58M
0.73%
Sole
6.63M
Shared
0.00
None
11.77M

VANGUARD INDEX FDS

DFND
VALUE ETF
Shares2.85M
TypeSH
Market value$622.14M
0.73%
Sole
181.04K
Shared
0.00
None
2.67M

BERKSHIRE HATHAWAY INC DEL

DFND
CL B NEW
Shares1.22M
TypeSH
Market value$610.05M
0.72%
Sole
111.55K
Shared
0.00
None
1.11M

ALPHABET INC

DFND
CAP STK CL C
Shares1.69M
TypeSH
Market value$597.53M
0.70%
Sole
273.05K
Shared
0.00
None
1.42M

CAPITAL GROUP DIVIDEND VALUE

DFND
SHS CREAT UNIT
Shares11.55M
TypeSH
Market value$568.99M
0.67%
Sole
277.83K
Shared
0.00
None
11.27M

BROADCOM INC

DFND
COM
Shares1.45M
TypeSH
Market value$547.84M
0.64%
Sole
332.14K
Shared
0.00
None
1.12M

VANGUARD SPECIALIZED FUNDS

DFND
DIV APP ETF
Shares2.24M
TypeSH
Market value$529.76M
0.62%
Sole
275.22K
Shared
0.00
None
1.96M

JPMORGAN CHASE & CO

DFND
COM
Shares1.42M
TypeSH
Market value$465.56M
0.55%
Sole
232.93K
Shared
0.00
None
1.19M

NORTHERN LTS FD TR IV

DFND
MAIN SECTR ROTN
Shares6.19M
TypeSH
Market value$446.32M
0.52%
Sole
0.00
Shared
0.00
None
6.19M

INVESCO EXCH TRADED FD TR II

DFND
NASDAQ 100 ETF
Shares1.47M
TypeSH
Market value$445.45M
0.52%
Sole
352.02K
Shared
0.00
None
1.12M

CAPITAL GROUP GROWTH ETF

DFND
SHS CREAT UNIT
Shares9.16M
TypeSH
Market value$432.60M
0.51%
Sole
6K
Shared
0.00
None
9.16M

ELI LILLY & CO

DFND
COM
Shares359.55K
TypeSH
Market value$431.64M
0.51%
Sole
69.58K
Shared
0.00
None
289.97K
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