OSAIC HOLDINGS, INC.

PrivateCIK: 1677044
Location

SCOTTSDALE, AZ

📋 What this filing means

OSAIC HOLDINGS, INC. filed this quarterly 13F‑HR report disclosing 7817 equity positions with a total reported market value of $68.31B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

7817
Positions
$68.31B
Total AUM (reported)
974.50M
Total Shares

Allocation by class

TOTAL AUM$68.31B7817 positions
COM$18.59B27.2%
STATE STREET SPD$2.94B4.3%
CL A$1.14B1.7%
CORE S&P500 ETF$1.07B1.6%
UNIT SER 1$1.07B1.6%
SHS CREATION UNI$959.54M1.4%
TR UNIT$842.84M1.2%

Portfolio Concentration

Top 36.8%4–108.5%11–259.9%Rest74.8%TOP 1015.3%0%100%
Top 3$4.63B6.8%
4–10$5.83B8.5%
11–25$6.76B9.9%
Rest$51.09B74.8%

Top 3 weight

6.8%

Top 10 weight

15.3%

Voting Authority Distribution

Total shares with voting rights: 974.50M

Sole

Full voting authority

158.36M

shares

% of voting shares16.3%
Shared

Joint voting authority

0.00

shares

% of voting shares0.0%
None

No voting authority

816.14M

shares

% of voting shares83.7%

Investment Discretion (by position count)

Sole257
Shared0
Other7560
Dominant voting typeNone · 83.7% of voting shares
Institutional Holdings7817
Rows:

APPLE INC

DFND
COM
Shares8.08M
TypeSH
Market value$2.05B
3.00%
Sole
1.57M
Shared
0.00
None
6.51M

NVIDIA CORPORATION

DFND
COM
Shares8.63M
TypeSH
Market value$1.50B
2.20%
Sole
1.29M
Shared
0.00
None
7.34M

ISHARES TR

DFND
CORE S&P500 ETF
Shares1.64M
TypeSH
Market value$1.07B
1.57%
Sole
29.70K
Shared
0.00
None
1.61M

INVESCO QQQ TR

DFND
UNIT SER 1
Shares1.85M
TypeSH
Market value$1.07B
1.56%
Sole
75.05K
Shared
0.00
None
1.78M

MICROSOFT CORP

DFND
COM
Shares2.75M
TypeSH
Market value$1.02B
1.49%
Sole
418.62K
Shared
0.00
None
2.33M

STATE STR SPDR S&P 500 ETF T

DFND
TR UNIT
Shares1.29M
TypeSH
Market value$842.78M
1.23%
Sole
60.53K
Shared
0.00
None
1.23M

VANGUARD INDEX FDS

DFND
TOTAL STK MKT
Shares2.62M
TypeSH
Market value$841.91M
1.23%
Sole
1.26M
Shared
0.00
None
1.37M

AMAZON COM INC

DFND
COM
Shares3.69M
TypeSH
Market value$768.68M
1.13%
Sole
454.67K
Shared
0.00
None
3.24M

VANGUARD INDEX FDS

DFND
S&P 500 ETF SHS
Shares1.24M
TypeSH
Market value$739.96M
1.08%
Sole
126.39K
Shared
0.00
None
1.11M

ALPHABET INC

DFND
CAP STK CL A
Shares1.92M
TypeSH
Market value$552.59M
0.81%
Sole
434.84K
Shared
0.00
None
1.49M

SPDR SERIES TRUST

DFND
STATE STREET SPD
Shares7.14M
TypeSH
Market value$546.46M
0.80%
Sole
71.97K
Shared
0.00
None
7.07M

BERKSHIRE HATHAWAY INC DEL

DFND
CL B NEW
Shares1.14M
TypeSH
Market value$544.31M
0.80%
Sole
114.19K
Shared
0.00
None
1.02M

VANGUARD INDEX FDS

DFND
GROWTH ETF
Shares1.23M
TypeSH
Market value$535.80M
0.78%
Sole
78.39K
Shared
0.00
None
1.15M

SCHWAB STRATEGIC TR

DFND
US LCAP GR ETF
Shares18.20M
TypeSH
Market value$530.05M
0.78%
Sole
7.82M
Shared
0.00
None
10.38M

VANGUARD INDEX FDS

DFND
VALUE ETF
Shares2.56M
TypeSH
Market value$503.12M
0.74%
Sole
181.54K
Shared
0.00
None
2.38M

SELECT SECTOR SPDR TR

DFND
STATE STREET TEC
Shares3.77M
TypeSH
Market value$501.11M
0.73%
Sole
2.17M
Shared
0.00
None
1.60M

ALPHABET INC

DFND
CAP STK CL C
Shares1.55M
TypeSH
Market value$446.10M
0.65%
Sole
243.94K
Shared
0.00
None
1.31M

BROADCOM INC

DFND
COM
Shares1.40M
TypeSH
Market value$434.41M
0.64%
Sole
324.69K
Shared
0.00
None
1.08M

VANGUARD SPECIALIZED FUNDS

DFND
DIV APP ETF
Shares1.95M
TypeSH
Market value$420.44M
0.62%
Sole
248.25K
Shared
0.00
None
1.71M

CAPITAL GROUP DIVIDEND VALUE

DFND
SHS CREATION UNI
Shares9.31M
TypeSH
Market value$395.88M
0.58%
Sole
260.33K
Shared
0.00
None
9.05M

META PLATFORMS INC

DFND
CL A
Shares688.22K
TypeSH
Market value$393.93M
0.58%
Sole
147.45K
Shared
0.00
None
540.77K

JPMORGAN CHASE & CO

DFND
COM
Shares1.34M
TypeSH
Market value$392.99M
0.58%
Sole
230.56K
Shared
0.00
None
1.10M

EXXON MOBIL CORP

DFND
COM
Shares2.26M
TypeSH
Market value$382.99M
0.56%
Sole
313.98K
Shared
0.00
None
1.94M

NORTHERN LTS FD TR IV

DFND
MAIN SECTR ROTN
Shares6.19M
TypeSH
Market value$373.55M
0.55%
Sole
0.00
Shared
0.00
None
6.19M

SPDR GOLD TR

DFND
GOLD SHS
Shares833.60K
TypeSH
Market value$358.70M
0.53%
Sole
24.44K
Shared
0.00
None
809.16K
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