OSAIC HOLDINGS, INC.

PrivateCIK: 1677044
Location

SCOTTSDALE, AZ

📋 What this filing means

OSAIC HOLDINGS, INC. filed this quarterly 13F‑HR report disclosing 7977 equity positions with a total reported market value of $71.45B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

7977
Positions
$71.45B
Total AUM (reported)
1.02B
Total Shares

Allocation by class

TOTAL AUM$71.45B7977 positions
COM$19.66B27.5%
CL A$1.54B2.2%
CORE S&P500 ETF$1.13B1.6%
UNIT SER 1$1.03B1.4%
SHS$901.03M1.3%
TR UNIT$898.85M1.3%
TOTAL STK MKT$889.88M1.2%

Portfolio Concentration

Top 36.7%4–108.8%11–259.5%Rest75.0%TOP 1015.5%0%100%
Top 3$4.78B6.7%
4–10$6.31B8.8%
11–25$6.75B9.5%
Rest$53.60B75.0%

Top 3 weight

6.7%

Top 10 weight

15.5%

Voting Authority Distribution

Total shares with voting rights: 1.02B

Sole

Full voting authority

147.42M

shares

% of voting shares14.4%
Shared

Joint voting authority

0.00

shares

% of voting shares0.0%
None

No voting authority

873.39M

shares

% of voting shares85.6%

Investment Discretion (by position count)

Sole38
Shared0
Other7939
Dominant voting typeNone · 85.6% of voting shares
Institutional Holdings7977
Rows:

APPLE INC

DFND
COM
Shares7.44M
TypeSH
Market value$1.82B
2.54%
Sole
1.46M
Shared
0.00
None
5.99M

NVIDIA CORPORATION

DFND
COM
Shares9.18M
TypeSH
Market value$1.65B
2.31%
Sole
1.29M
Shared
0.00
None
7.89M

MICROSOFT CORP

DFND
COM
Shares2.56M
TypeSH
Market value$1.31B
1.84%
Sole
426.87K
Shared
0.00
None
2.13M

ISHARES TR

DFND
CORE S&P500 ETF
Shares1.71M
TypeSH
Market value$1.13B
1.58%
Sole
27.85K
Shared
0.00
None
1.68M

INVESCO QQQ TR

DFND
UNIT SER 1
Shares1.77M
TypeSH
Market value$1.03B
1.45%
Sole
60.36K
Shared
0.00
None
1.71M

SPDR S&P 500 ETF TR

DFND
TR UNIT
Shares1.37M
TypeSH
Market value$897.69M
1.26%
Sole
74.81K
Shared
0.00
None
1.29M

VANGUARD INDEX FDS

DFND
TOTAL STK MKT
Shares2.74M
TypeSH
Market value$889.88M
1.25%
Sole
1.30M
Shared
0.00
None
1.44M

VANGUARD INDEX FDS

DFND
S&P 500 ETF SHS
Shares1.45M
TypeSH
Market value$876.96M
1.23%
Sole
127.28K
Shared
0.00
None
1.32M

AMAZON COM INC

DFND
COM
Shares3.62M
TypeSH
Market value$814.48M
1.14%
Sole
450.55K
Shared
0.00
None
3.17M

SPDR SERIES TRUST

DFND
PORTFOLIO S&P500
Shares8.79M
TypeSH
Market value$672.32M
0.94%
Sole
73.83K
Shared
0.00
None
8.72M

SCHWAB STRATEGIC TR

DFND
US LCAP GR ETF
Shares19.43M
TypeSH
Market value$608.39M
0.85%
Sole
7.38M
Shared
0.00
None
12.05M

BERKSHIRE HATHAWAY INC DEL

DFND
CL B NEW
Shares1.16M
TypeSH
Market value$583.97M
0.82%
Sole
120.17K
Shared
0.00
None
1.04M

META PLATFORMS INC

DFND
CL A
Shares735.37K
TypeSH
Market value$542.54M
0.76%
Sole
154.08K
Shared
0.00
None
581.29K

SELECT SECTOR SPDR TR

DFND
TECHNOLOGY
Shares1.87M
TypeSH
Market value$514.61M
0.72%
Sole
926.69K
Shared
0.00
None
940.98K

ALPHABET INC

DFND
CAP STK CL A
Shares2.15M
TypeSH
Market value$498.20M
0.70%
Sole
422.71K
Shared
0.00
None
1.72M

BROADCOM INC

DFND
COM
Shares1.51M
TypeSH
Market value$477.04M
0.67%
Sole
325.77K
Shared
0.00
None
1.18M

VANGUARD INDEX FDS

DFND
GROWTH ETF
Shares1.01M
TypeSH
Market value$475.91M
0.67%
Sole
79.90K
Shared
0.00
None
927.61K

VANGUARD INDEX FDS

DFND
VALUE ETF
Shares2.39M
TypeSH
Market value$441.71M
0.62%
Sole
177.13K
Shared
0.00
None
2.21M

NORTHERN LTS FD TR IV

DFND
MAIN SECTR ROTN
Shares6.50M
TypeSH
Market value$409.39M
0.57%
Sole
0.00
Shared
0.00
None
6.50M

VANGUARD SPECIALIZED FUNDS

DFND
DIV APP ETF
Shares1.83M
TypeSH
Market value$390.93M
0.55%
Sole
176.70K
Shared
0.00
None
1.65M

JPMORGAN CHASE & CO.

DFND
COM
Shares1.24M
TypeSH
Market value$383.50M
0.54%
Sole
231.07K
Shared
0.00
None
1.01M

J P MORGAN EXCHANGE TRADED F

DFND
EQUITY PREMIUM
Shares6.43M
TypeSH
Market value$367.05M
0.51%
Sole
157.71K
Shared
0.00
None
6.27M

ALPHABET INC

DFND
CAP STK CL C
Shares1.56M
TypeSH
Market value$358.56M
0.50%
Sole
265.03K
Shared
0.00
None
1.30M

ISHARES TR

DFND
RUS 1000 GRW ETF
Shares769.36K
TypeSH
Market value$350.82M
0.49%
Sole
93.33K
Shared
0.00
None
676.03K

SCHWAB STRATEGIC TR

DFND
US LCAP VA ETF
Shares12.06M
TypeSH
Market value$350.35M
0.49%
Sole
9.11M
Shared
0.00
None
2.95M
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