Filed: 2/12/2024ACC: 0001677044-24-000002
📋 What this filing means
OSAIC HOLDINGS, INC. filed this quarterly 13F‑HR report disclosing 7315 equity positions with a total reported market value of $57.15B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
7315
Positions
$57.15B
Total AUM (reported)
864.63M
Total Shares
Allocation by class
COM$16.00B28.0%
CORE S&P500 ETF$1.91B3.3%
CL A$999.87M1.7%
UNIT SER 1$869.52M1.5%
S&P 500 ETF SHS$830.37M1.5%
TOTAL STK MKT$661.66M1.2%
SHS$655.58M1.1%
Portfolio Concentration
Top 3$4.51B7.9%
4–10$4.58B8.0%
11–25$5.91B10.3%
Rest$42.14B73.7%
Top 3 weight
7.9%
Top 10 weight
15.9%
Voting Authority Distribution
Total shares with voting rights: 864.63M
Sole
Full voting authority
36.16M
shares
% of voting shares4.2%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
828.47M
shares
% of voting shares95.8%
Investment Discretion (by position count)
Sole117
Shared0
Other7198
Dominant voting typeNone · 95.8% of voting shares
Institutional Holdings7315
Rows:
ISHARES TR
DFNDShares3.99M
TypeSH
Market value$1.91B
3.34%
Sole
11.53K
Shared
0.00
None
3.98M
APPLE INC
DFNDShares8.35M
TypeSH
Market value$1.61B
2.81%
Sole
81.47K
Shared
0.00
None
8.26M
MICROSOFT CORP
DFNDShares2.64M
TypeSH
Market value$994.94M
1.74%
Sole
36.77K
Shared
0.00
None
2.61M
INVESCO QQQ TR
DFNDShares2.12M
TypeSH
Market value$869.40M
1.52%
Sole
34.52K
Shared
0.00
None
2.09M
VANGUARD INDEX FDS
DFNDShares1.90M
TypeSH
Market value$830.37M
1.45%
Sole
11.23K
Shared
0.00
None
1.89M
VANGUARD INDEX FDS
DFNDShares2.79M
TypeSH
Market value$661.66M
1.16%
Sole
424.00
Shared
0.00
None
2.79M
AMAZON COM INC
DFNDShares4.23M
TypeSH
Market value$642.21M
1.12%
Sole
52.02K
Shared
0.00
None
4.17M
SPDR S&P 500 ETF TR
DFNDShares1.15M
TypeSH
Market value$547.38M
0.96%
Sole
7.77K
Shared
0.00
None
1.14M
SCHWAB STRATEGIC TR
DFNDShares6.26M
TypeSH
Market value$519.77M
0.91%
Sole
2.34M
Shared
0.00
None
3.93M
NVIDIA CORPORATION
DFNDShares1.03M
TypeSH
Market value$511.84M
0.90%
Sole
5.68K
Shared
0.00
None
1.03M
PACER FDS TR
DFNDShares9.21M
TypeSH
Market value$478.75M
0.84%
Sole
1.67M
Shared
0.00
None
7.54M
SPDR SER TR
DFNDShares5.13M
TypeSH
Market value$468.86M
0.82%
Sole
260.00
Shared
0.00
None
5.13M
VANGUARD TAX-MANAGED FDS
DFNDShares8.87M
TypeSH
Market value$424.96M
0.74%
Sole
1.44K
Shared
0.00
None
8.87M
ISHARES TR
DFNDShares9.18M
TypeSH
Market value$423.17M
0.74%
Sole
1.51K
Shared
0.00
None
9.18M
SPDR SER TR
DFNDShares7.34M
TypeSH
Market value$410.56M
0.72%
Sole
0.00
Shared
0.00
None
7.34M
ISHARES TR
DFNDShares4.12M
TypeSH
Market value$407.34M
0.71%
Sole
896.59K
Shared
0.00
None
3.22M
ISHARES TR
DFNDShares2.76M
TypeSH
Market value$406.81M
0.71%
Sole
183.00
Shared
0.00
None
2.76M
SCHWAB STRATEGIC TR
DFNDShares5.66M
TypeSH
Market value$396.93M
0.69%
Sole
3.02M
Shared
0.00
None
2.64M
BERKSHIRE HATHAWAY INC DEL
DFNDShares1.09M
TypeSH
Market value$387.67M
0.68%
Sole
5.62K
Shared
0.00
None
1.08M
ISHARES TR
DFNDShares3.69M
TypeSH
Market value$365.99M
0.64%
Sole
2.10K
Shared
0.00
None
3.68M
VANGUARD INDEX FDS
DFNDShares1.16M
TypeSH
Market value$362.38M
0.63%
Sole
643.00
Shared
0.00
None
1.16M
J P MORGAN EXCHANGE TRADED F
DFNDShares6.48M
TypeSH
Market value$356.59M
0.62%
Sole
525.83K
Shared
0.00
None
5.96M
VANGUARD INDEX FDS
DFNDShares2.35M
TypeSH
Market value$352.03M
0.62%
Sole
1.39K
Shared
0.00
None
2.35M
SPDR SER TR
DFNDShares7.28M
TypeSH
Market value$339.35M
0.59%
Sole
318.56K
Shared
0.00
None
6.96M
SCHWAB STRATEGIC TR
DFNDShares4.36M
TypeSH
Market value$331.67M
0.58%
Sole
14.92K
Shared
0.00
None
4.34M
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES TRDFND | CORE S&P500 ETF | 3.99M | SH | $1.91B 3.34% | 11.53K | 0.00 | 3.98M |
APPLE INCDFND | COM | 8.35M | SH | $1.61B 2.81% | 81.47K | 0.00 | 8.26M |
MICROSOFT CORPDFND | COM | 2.64M | SH | $994.94M 1.74% | 36.77K | 0.00 | 2.61M |
INVESCO QQQ TRDFND | UNIT SER 1 | 2.12M | SH | $869.40M 1.52% | 34.52K | 0.00 | 2.09M |
VANGUARD INDEX FDSDFND | S&P 500 ETF SHS | 1.90M | SH | $830.37M 1.45% | 11.23K | 0.00 | 1.89M |
VANGUARD INDEX FDSDFND | TOTAL STK MKT | 2.79M | SH | $661.66M 1.16% | 424.00 | 0.00 | 2.79M |
AMAZON COM INCDFND | COM | 4.23M | SH | $642.21M 1.12% | 52.02K | 0.00 | 4.17M |
SPDR S&P 500 ETF TRDFND | TR UNIT | 1.15M | SH | $547.38M 0.96% | 7.77K | 0.00 | 1.14M |
SCHWAB STRATEGIC TRDFND | US LCAP GR ETF | 6.26M | SH | $519.77M 0.91% | 2.34M | 0.00 | 3.93M |
NVIDIA CORPORATIONDFND | COM | 1.03M | SH | $511.84M 0.90% | 5.68K | 0.00 | 1.03M |
PACER FDS TRDFND | US CASH COWS 100 | 9.21M | SH | $478.75M 0.84% | 1.67M | 0.00 | 7.54M |
SPDR SER TRDFND | BLOOMBERG 1-3 MO | 5.13M | SH | $468.86M 0.82% | 260.00 | 0.00 | 5.13M |
VANGUARD TAX-MANAGED FDSDFND | VAN FTSE DEV MKT | 8.87M | SH | $424.96M 0.74% | 1.44K | 0.00 | 8.87M |
ISHARES TRDFND | CORE TOTAL USD | 9.18M | SH | $423.17M 0.74% | 1.51K | 0.00 | 9.18M |
SPDR SER TRDFND | PORTFOLIO S&P500 | 7.34M | SH | $410.56M 0.72% | 0.00 | 0.00 | 7.34M |
ISHARES TRDFND | 20 YR TR BD ETF | 4.12M | SH | $407.34M 0.71% | 896.59K | 0.00 | 3.22M |
ISHARES TRDFND | MSCI USA QLT FCT | 2.76M | SH | $406.81M 0.71% | 183.00 | 0.00 | 2.76M |
SCHWAB STRATEGIC TRDFND | US LCAP VA ETF | 5.66M | SH | $396.93M 0.69% | 3.02M | 0.00 | 2.64M |
BERKSHIRE HATHAWAY INC DELDFND | CL B NEW | 1.09M | SH | $387.67M 0.68% | 5.62K | 0.00 | 1.08M |
ISHARES TRDFND | CORE US AGGBD ET | 3.69M | SH | $365.99M 0.64% | 2.10K | 0.00 | 3.68M |
VANGUARD INDEX FDSDFND | GROWTH ETF | 1.16M | SH | $362.38M 0.63% | 643.00 | 0.00 | 1.16M |
J P MORGAN EXCHANGE TRADED FDFND | EQUITY PREMIUM | 6.48M | SH | $356.59M 0.62% | 525.83K | 0.00 | 5.96M |
VANGUARD INDEX FDSDFND | VALUE ETF | 2.35M | SH | $352.03M 0.62% | 1.39K | 0.00 | 2.35M |
SPDR SER TRDFND | PRTFLO S&P500 VL | 7.28M | SH | $339.35M 0.59% | 318.56K | 0.00 | 6.96M |
SCHWAB STRATEGIC TRDFND | US DIVIDEND EQ | 4.36M | SH | $331.67M 0.58% | 14.92K | 0.00 | 4.34M |
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