Filed: 11/13/2023ACC: 0001677044-23-000041
📋 What this filing means
OSAIC HOLDINGS, INC. filed this quarterly 13F‑HR report disclosing 7412 equity positions with a total reported market value of $67.67B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
7412
Positions
$67.67B
Total AUM (reported)
1.11B
Total Shares
Allocation by class
COM$18.90B27.9%
CORE S&P500 ETF$2.50B3.7%
CL A$1.10B1.6%
S&P 500 ETF SHS$978.00M1.4%
UNIT SER 1$910.12M1.3%
SHS$763.69M1.1%
TOTAL STK MKT$738.06M1.1%
Portfolio Concentration
Top 3$5.48B8.1%
4–10$5.16B7.6%
11–25$6.88B10.2%
Rest$50.16B74.1%
Top 3 weight
8.1%
Top 10 weight
15.7%
Voting Authority Distribution
Total shares with voting rights: 1.11B
Sole
Full voting authority
61.86M
shares
% of voting shares5.6%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
1.05B
shares
% of voting shares94.4%
Investment Discretion (by position count)
Sole99
Shared0
Other7313
Dominant voting typeNone · 94.4% of voting shares
Institutional Holdings7412
Rows:
ISHARES TR
DFNDShares5.81M
TypeSH
Market value$2.50B
3.69%
Sole
284.22K
Shared
0.00
None
5.52M
APPLE INC
DFNDShares11.02M
TypeSH
Market value$1.89B
2.79%
Sole
144.58K
Shared
0.00
None
10.88M
MICROSOFT CORP
DFNDShares3.46M
TypeSH
Market value$1.09B
1.61%
Sole
86.30K
Shared
0.00
None
3.37M
VANGUARD INDEX FDS
DFNDShares2.49M
TypeSH
Market value$977.99M
1.45%
Sole
131.59K
Shared
0.00
None
2.36M
INVESCO QQQ TR
DFNDShares2.54M
TypeSH
Market value$910.12M
1.34%
Sole
52.21K
Shared
0.00
None
2.49M
VANGUARD INDEX FDS
DFNDShares3.47M
TypeSH
Market value$738.06M
1.09%
Sole
61.45K
Shared
0.00
None
3.41M
AMAZON COM INC
DFNDShares5.53M
TypeSH
Market value$702.69M
1.04%
Sole
114.75K
Shared
0.00
None
5.41M
ISHARES TR
DFNDShares14.56M
TypeSH
Market value$636.63M
0.94%
Sole
689.69K
Shared
0.00
None
13.87M
SPDR S&P 500 ETF TR
DFNDShares1.49M
TypeSH
Market value$635.51M
0.94%
Sole
16.97K
Shared
0.00
None
1.47M
VANGUARD TAX-MANAGED FDS
DFNDShares12.87M
TypeSH
Market value$562.61M
0.83%
Sole
1.09M
Shared
0.00
None
11.78M
SCHWAB STRATEGIC TR
DFNDShares7.64M
TypeSH
Market value$555.28M
0.82%
Sole
2.74M
Shared
0.00
None
4.90M
NVIDIA CORPORATION
DFNDShares1.26M
TypeSH
Market value$549.60M
0.81%
Sole
13.32K
Shared
0.00
None
1.25M
PACER FDS TR
DFNDShares10.90M
TypeSH
Market value$538.65M
0.80%
Sole
1.92M
Shared
0.00
None
8.97M
ISHARES TR
DFNDShares3.99M
TypeSH
Market value$526.40M
0.78%
Sole
135.58K
Shared
0.00
None
3.86M
BERKSHIRE HATHAWAY INC DEL
DFNDShares1.41M
TypeSH
Market value$493.71M
0.73%
Sole
10.96K
Shared
0.00
None
1.40M
ISHARES TR
DFNDShares5.12M
TypeSH
Market value$481.60M
0.71%
Sole
124.28K
Shared
0.00
None
5M
SPDR SER TR
DFNDShares7.65M
TypeSH
Market value$453.37M
0.67%
Sole
834.98K
Shared
0.00
None
6.81M
VANGUARD INDEX FDS
DFNDShares3.27M
TypeSH
Market value$451.17M
0.67%
Sole
142.06K
Shared
0.00
None
3.13M
SCHWAB STRATEGIC TR
DFNDShares6.90M
TypeSH
Market value$444.81M
0.66%
Sole
3.44M
Shared
0.00
None
3.46M
VANGUARD INDEX FDS
DFNDShares1.61M
TypeSH
Market value$437.78M
0.65%
Sole
82.08K
Shared
0.00
None
1.52M
J P MORGAN EXCHANGE TRADED F
DFNDShares7.68M
TypeSH
Market value$411.26M
0.61%
Sole
548.11K
Shared
0.00
None
7.13M
VANGUARD BD INDEX FDS
DFNDShares5.53M
TypeSH
Market value$385.91M
0.57%
Sole
120.20K
Shared
0.00
None
5.41M
SCHWAB STRATEGIC TR
DFNDShares5.44M
TypeSH
Market value$384.84M
0.57%
Sole
53.92K
Shared
0.00
None
5.38M
ISHARES TR
DFNDShares5.96M
TypeSH
Market value$383.87M
0.57%
Sole
108.99K
Shared
0.00
None
5.86M
VANGUARD BD INDEX FDS
DFNDShares5.05M
TypeSH
Market value$379.85M
0.56%
Sole
369.32K
Shared
0.00
None
4.68M
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES TRDFND | CORE S&P500 ETF | 5.81M | SH | $2.50B 3.69% | 284.22K | 0.00 | 5.52M |
APPLE INCDFND | COM | 11.02M | SH | $1.89B 2.79% | 144.58K | 0.00 | 10.88M |
MICROSOFT CORPDFND | COM | 3.46M | SH | $1.09B 1.61% | 86.30K | 0.00 | 3.37M |
VANGUARD INDEX FDSDFND | S&P 500 ETF SHS | 2.49M | SH | $977.99M 1.45% | 131.59K | 0.00 | 2.36M |
INVESCO QQQ TRDFND | UNIT SER 1 | 2.54M | SH | $910.12M 1.34% | 52.21K | 0.00 | 2.49M |
VANGUARD INDEX FDSDFND | TOTAL STK MKT | 3.47M | SH | $738.06M 1.09% | 61.45K | 0.00 | 3.41M |
AMAZON COM INCDFND | COM | 5.53M | SH | $702.69M 1.04% | 114.75K | 0.00 | 5.41M |
ISHARES TRDFND | CORE TOTAL USD | 14.56M | SH | $636.63M 0.94% | 689.69K | 0.00 | 13.87M |
SPDR S&P 500 ETF TRDFND | TR UNIT | 1.49M | SH | $635.51M 0.94% | 16.97K | 0.00 | 1.47M |
VANGUARD TAX-MANAGED FDSDFND | VAN FTSE DEV MKT | 12.87M | SH | $562.61M 0.83% | 1.09M | 0.00 | 11.78M |
SCHWAB STRATEGIC TRDFND | US LCAP GR ETF | 7.64M | SH | $555.28M 0.82% | 2.74M | 0.00 | 4.90M |
NVIDIA CORPORATIONDFND | COM | 1.26M | SH | $549.60M 0.81% | 13.32K | 0.00 | 1.25M |
PACER FDS TRDFND | US CASH COWS 100 | 10.90M | SH | $538.65M 0.80% | 1.92M | 0.00 | 8.97M |
ISHARES TRDFND | MSCI USA QLT FCT | 3.99M | SH | $526.40M 0.78% | 135.58K | 0.00 | 3.86M |
BERKSHIRE HATHAWAY INC DELDFND | CL B NEW | 1.41M | SH | $493.71M 0.73% | 10.96K | 0.00 | 1.40M |
ISHARES TRDFND | CORE US AGGBD ET | 5.12M | SH | $481.60M 0.71% | 124.28K | 0.00 | 5M |
SPDR SER TRDFND | PRTFLO S&P500 GW | 7.65M | SH | $453.37M 0.67% | 834.98K | 0.00 | 6.81M |
VANGUARD INDEX FDSDFND | VALUE ETF | 3.27M | SH | $451.17M 0.67% | 142.06K | 0.00 | 3.13M |
SCHWAB STRATEGIC TRDFND | US LCAP VA ETF | 6.90M | SH | $444.81M 0.66% | 3.44M | 0.00 | 3.46M |
VANGUARD INDEX FDSDFND | GROWTH ETF | 1.61M | SH | $437.78M 0.65% | 82.08K | 0.00 | 1.52M |
J P MORGAN EXCHANGE TRADED FDFND | EQUITY PREMIUM | 7.68M | SH | $411.26M 0.61% | 548.11K | 0.00 | 7.13M |
VANGUARD BD INDEX FDSDFND | TOTAL BND MRKT | 5.53M | SH | $385.91M 0.57% | 120.20K | 0.00 | 5.41M |
SCHWAB STRATEGIC TRDFND | US DIVIDEND EQ | 5.44M | SH | $384.84M 0.57% | 53.92K | 0.00 | 5.38M |
ISHARES TRDFND | CORE MSCI EAFE | 5.96M | SH | $383.87M 0.57% | 108.99K | 0.00 | 5.86M |
VANGUARD BD INDEX FDSDFND | SHORT TRM BOND | 5.05M | SH | $379.85M 0.56% | 369.32K | 0.00 | 4.68M |
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