Filed: 8/10/2023ACC: 0001677044-23-000028
📋 What this filing means
OSAIC HOLDINGS, INC. filed this quarterly 13F‑HR report disclosing 7477 equity positions with a total reported market value of $55.44B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
7477
Positions
$55.44B
Total AUM (reported)
1.14B
Total Shares
Allocation by class
COM$15.18B27.4%
CORE S&P500 ETF$2.13B3.8%
CL A$877.17M1.6%
UNIT SER 1$791.50M1.4%
S&P 500 ETF SHS$783.45M1.4%
SHS$668.56M1.2%
TOTAL STK MKT$642.77M1.2%
Portfolio Concentration
Top 3$4.76B8.6%
4–10$4.48B8.1%
11–25$5.72B10.3%
Rest$40.48B73.0%
Top 3 weight
8.6%
Top 10 weight
16.7%
Voting Authority Distribution
Total shares with voting rights: 1.14B
Sole
Full voting authority
102.02M
shares
% of voting shares8.9%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
1.04B
shares
% of voting shares91.1%
Investment Discretion (by position count)
Sole61
Shared0
Other7416
Dominant voting typeNone · 91.1% of voting shares
Institutional Holdings7477
Rows:
ISHARES TR
DFNDShares5.68M
TypeSH
Market value$2.13B
3.85%
Sole
526.79K
Shared
0.00
None
5.15M
APPLE INC
DFNDShares23.30M
TypeSH
Market value$1.73B
3.12%
Sole
529.76K
Shared
0.00
None
22.77M
MICROSOFT CORP
DFNDShares12M
TypeSH
Market value$894.43M
1.61%
Sole
182.10K
Shared
0.00
None
11.82M
INVESCO QQQ TR
DFNDShares3.30M
TypeSH
Market value$791.50M
1.43%
Sole
624.97K
Shared
0.00
None
2.67M
VANGUARD INDEX FDS
DFNDShares3.12M
TypeSH
Market value$783.45M
1.41%
Sole
211.76K
Shared
0.00
None
2.90M
VANGUARD INDEX FDS
DFNDShares4.69M
TypeSH
Market value$642.77M
1.16%
Sole
1.87M
Shared
0.00
None
2.81M
ISHARES TR
DFNDShares13.29M
TypeSH
Market value$603.18M
1.09%
Sole
1.73M
Shared
0.00
None
11.55M
AMAZON COM INC
DFNDShares8.11M
TypeSH
Market value$585.67M
1.06%
Sole
284.06K
Shared
0.00
None
7.82M
VANGUARD BD INDEX FDS
DFNDShares7.60M
TypeSH
Market value$571.02M
1.03%
Sole
744.45K
Shared
0.00
None
6.86M
SPDR S&P 500 ETF TR
DFNDShares1.53M
TypeSH
Market value$503.89M
0.91%
Sole
279.89K
Shared
0.00
None
1.25M
VANGUARD TAX-MANAGED FDS
DFNDShares16.09M
TypeSH
Market value$498.31M
0.90%
Sole
1.38M
Shared
0.00
None
14.71M
SCHWAB STRATEGIC TR
DFNDShares9.08M
TypeSH
Market value$488.64M
0.88%
Sole
3.19M
Shared
0.00
None
5.89M
ISHARES TR
DFNDShares3.31M
TypeSH
Market value$447.11M
0.81%
Sole
199.74K
Shared
0.00
None
3.11M
NVIDIA CORPORATION
DFNDShares2.68M
TypeSH
Market value$433.46M
0.78%
Sole
55.28K
Shared
0.00
None
2.63M
BERKSHIRE HATHAWAY INC DEL
DFNDShares3.62M
TypeSH
Market value$402.09M
0.73%
Sole
58.56K
Shared
0.00
None
3.57M
VANGUARD INDEX FDS
DFNDShares3.97M
TypeSH
Market value$397.98M
0.72%
Sole
209.16K
Shared
0.00
None
3.76M
VANGUARD INDEX FDS
DFNDShares2.48M
TypeSH
Market value$388.72M
0.70%
Sole
122.02K
Shared
0.00
None
2.36M
SCHWAB STRATEGIC TR
DFNDShares7.48M
TypeSH
Market value$383.06M
0.69%
Sole
3.54M
Shared
0.00
None
3.94M
ISHARES TR
DFNDShares3.87M
TypeSH
Market value$371.38M
0.67%
Sole
263.81K
Shared
0.00
None
3.61M
SCHWAB STRATEGIC TR
DFNDShares4.73M
TypeSH
Market value$340.90M
0.61%
Sole
368.78K
Shared
0.00
None
4.36M
J P MORGAN EXCHANGE TRADED F
DFNDShares6.20M
TypeSH
Market value$339.99M
0.61%
Sole
749.97K
Shared
0.00
None
5.45M
PACER FDS TR
DFNDShares6.54M
TypeSH
Market value$313.13M
0.56%
Sole
408.22K
Shared
0.00
None
6.13M
VANGUARD BD INDEX FDS
DFNDShares8.31M
TypeSH
Market value$312.20M
0.56%
Sole
185.35K
Shared
0.00
None
8.13M
ISHARES INC
DFNDShares6.79M
TypeSH
Market value$304.86M
0.55%
Sole
382.43K
Shared
0.00
None
6.41M
ISHARES TR
DFNDShares3.11M
TypeSH
Market value$296.88M
0.54%
Sole
227.87K
Shared
0.00
None
2.88M
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES TRDFND | CORE S&P500 ETF | 5.68M | SH | $2.13B 3.85% | 526.79K | 0.00 | 5.15M |
APPLE INCDFND | COM | 23.30M | SH | $1.73B 3.12% | 529.76K | 0.00 | 22.77M |
MICROSOFT CORPDFND | COM | 12M | SH | $894.43M 1.61% | 182.10K | 0.00 | 11.82M |
INVESCO QQQ TRDFND | UNIT SER 1 | 3.30M | SH | $791.50M 1.43% | 624.97K | 0.00 | 2.67M |
VANGUARD INDEX FDSDFND | S&P 500 ETF SHS | 3.12M | SH | $783.45M 1.41% | 211.76K | 0.00 | 2.90M |
VANGUARD INDEX FDSDFND | TOTAL STK MKT | 4.69M | SH | $642.77M 1.16% | 1.87M | 0.00 | 2.81M |
ISHARES TRDFND | CORE TOTAL USD | 13.29M | SH | $603.18M 1.09% | 1.73M | 0.00 | 11.55M |
AMAZON COM INCDFND | COM | 8.11M | SH | $585.67M 1.06% | 284.06K | 0.00 | 7.82M |
VANGUARD BD INDEX FDSDFND | SHORT TRM BOND | 7.60M | SH | $571.02M 1.03% | 744.45K | 0.00 | 6.86M |
SPDR S&P 500 ETF TRDFND | TR UNIT | 1.53M | SH | $503.89M 0.91% | 279.89K | 0.00 | 1.25M |
VANGUARD TAX-MANAGED FDSDFND | VAN FTSE DEV MKT | 16.09M | SH | $498.31M 0.90% | 1.38M | 0.00 | 14.71M |
SCHWAB STRATEGIC TRDFND | US LCAP GR ETF | 9.08M | SH | $488.64M 0.88% | 3.19M | 0.00 | 5.89M |
ISHARES TRDFND | MSCI USA QLT FCT | 3.31M | SH | $447.11M 0.81% | 199.74K | 0.00 | 3.11M |
NVIDIA CORPORATIONDFND | COM | 2.68M | SH | $433.46M 0.78% | 55.28K | 0.00 | 2.63M |
BERKSHIRE HATHAWAY INC DELDFND | CL B NEW | 3.62M | SH | $402.09M 0.73% | 58.56K | 0.00 | 3.57M |
VANGUARD INDEX FDSDFND | VALUE ETF | 3.97M | SH | $397.98M 0.72% | 209.16K | 0.00 | 3.76M |
VANGUARD INDEX FDSDFND | GROWTH ETF | 2.48M | SH | $388.72M 0.70% | 122.02K | 0.00 | 2.36M |
SCHWAB STRATEGIC TRDFND | US LCAP VA ETF | 7.48M | SH | $383.06M 0.69% | 3.54M | 0.00 | 3.94M |
ISHARES TRDFND | CORE US AGGBD ET | 3.87M | SH | $371.38M 0.67% | 263.81K | 0.00 | 3.61M |
SCHWAB STRATEGIC TRDFND | US DIVIDEND EQ | 4.73M | SH | $340.90M 0.61% | 368.78K | 0.00 | 4.36M |
J P MORGAN EXCHANGE TRADED FDFND | EQUITY PREMIUM | 6.20M | SH | $339.99M 0.61% | 749.97K | 0.00 | 5.45M |
PACER FDS TRDFND | US CASH COWS 100 | 6.54M | SH | $313.13M 0.56% | 408.22K | 0.00 | 6.13M |
VANGUARD BD INDEX FDSDFND | TOTAL BND MRKT | 8.31M | SH | $312.20M 0.56% | 185.35K | 0.00 | 8.13M |
ISHARES INCDFND | CORE MSCI EMKT | 6.79M | SH | $304.86M 0.55% | 382.43K | 0.00 | 6.41M |
ISHARES TRDFND | EAFE GRWTH ETF | 3.11M | SH | $296.88M 0.54% | 227.87K | 0.00 | 2.88M |
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