Filed: 5/12/2023ACC: 0001677044-23-000015
📋 What this filing means
OSAIC HOLDINGS, INC. filed this quarterly 13F‑HR report disclosing 7519 equity positions with a total reported market value of $53.15B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
7519
Positions
$53.15B
Total AUM (reported)
886.33M
Total Shares
Allocation by class
COM$14.28B26.9%
CORE S&P500 ETF$1.99B3.8%
CL A$781.72M1.5%
SHORT TRM BOND$696.34M1.3%
S&P 500 ETF SHS$691.99M1.3%
UNIT SER 1$656.24M1.2%
SHS$601.53M1.1%
Portfolio Concentration
Top 3$4.27B8.0%
4–10$4.20B7.9%
11–25$5.47B10.3%
Rest$39.20B73.8%
Top 3 weight
8.0%
Top 10 weight
15.9%
Voting Authority Distribution
Total shares with voting rights: 886.33M
Sole
Full voting authority
94.65M
shares
% of voting shares10.7%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
791.68M
shares
% of voting shares89.3%
Investment Discretion (by position count)
Sole67
Shared0
Other7452
Dominant voting typeNone · 89.3% of voting shares
Institutional Holdings7519
Rows:
ISHARES TR
DFNDShares4.85M
TypeSH
Market value$1.99B
3.75%
Sole
244.13K
Shared
0.00
None
4.60M
APPLE INC
DFNDShares9.14M
TypeSH
Market value$1.51B
2.83%
Sole
636.58K
Shared
0.00
None
8.50M
MICROSOFT CORP
DFNDShares2.67M
TypeSH
Market value$771.63M
1.45%
Sole
179.78K
Shared
0.00
None
2.49M
VANGUARD BD INDEX FDS
DFNDShares9.10M
TypeSH
Market value$696.34M
1.31%
Sole
743.01K
Shared
0.00
None
8.36M
VANGUARD INDEX FDS
DFNDShares1.84M
TypeSH
Market value$691.99M
1.30%
Sole
97.88K
Shared
0.00
None
1.74M
INVESCO QQQ TR
DFNDShares2.55M
TypeSH
Market value$656.24M
1.23%
Sole
630.55K
Shared
0.00
None
1.92M
VANGUARD INDEX FDS
DFNDShares4.49M
TypeSH
Market value$586.95M
1.10%
Sole
1.85M
Shared
0.00
None
2.64M
ISHARES TR
DFNDShares12.05M
TypeSH
Market value$556.26M
1.05%
Sole
317.99K
Shared
0.00
None
11.73M
VANGUARD TAX-MANAGED FDS
DFNDShares12.12M
TypeSH
Market value$547.44M
1.03%
Sole
541.45K
Shared
0.00
None
11.58M
AMAZON COM INC
DFNDShares4.53M
TypeSH
Market value$467.40M
0.88%
Sole
290.64K
Shared
0.00
None
4.24M
SPDR S&P 500 ETF TR
DFNDShares1.35M
TypeSH
Market value$449.10M
0.84%
Sole
287.85K
Shared
0.00
None
1.06M
SCHWAB STRATEGIC TR
DFNDShares6.87M
TypeSH
Market value$447.90M
0.84%
Sole
3.08M
Shared
0.00
None
3.79M
VANGUARD INDEX FDS
DFNDShares3.06M
TypeSH
Market value$423.06M
0.80%
Sole
141.03K
Shared
0.00
None
2.92M
VANGUARD BD INDEX FDS
DFNDShares5.37M
TypeSH
Market value$396.66M
0.75%
Sole
80.59K
Shared
0.00
None
5.29M
ISHARES TR
DFNDShares3.18M
TypeSH
Market value$394.59M
0.74%
Sole
91.03K
Shared
0.00
None
3.09M
SCHWAB STRATEGIC TR
DFNDShares5.88M
TypeSH
Market value$386.52M
0.73%
Sole
3.10M
Shared
0.00
None
2.78M
ISHARES TR
DFNDShares3.76M
TypeSH
Market value$374.55M
0.70%
Sole
125.03K
Shared
0.00
None
3.63M
VANGUARD INDEX FDS
DFNDShares1.48M
TypeSH
Market value$368.30M
0.69%
Sole
107.21K
Shared
0.00
None
1.37M
BERKSHIRE HATHAWAY INC DEL
DFNDShares1.17M
TypeSH
Market value$362.65M
0.68%
Sole
63.85K
Shared
0.00
None
1.11M
SCHWAB STRATEGIC TR
DFNDShares4.66M
TypeSH
Market value$341.31M
0.64%
Sole
542.54K
Shared
0.00
None
4.12M
PACER FDS TR
DFNDShares6.94M
TypeSH
Market value$326.16M
0.61%
Sole
460.02K
Shared
0.00
None
6.48M
ISHARES INC
DFNDShares6.32M
TypeSH
Market value$308.45M
0.58%
Sole
167.20K
Shared
0.00
None
6.15M
NVIDIA CORPORATION
DFNDShares1.10M
TypeSH
Market value$304.17M
0.57%
Sole
77.49K
Shared
0.00
None
1.02M
ISHARES TR
DFNDShares4.49M
TypeSH
Market value$300.17M
0.56%
Sole
105.73K
Shared
0.00
None
4.38M
VANGUARD CHARLOTTE FDS
DFNDShares6.06M
TypeSH
Market value$290.51M
0.55%
Sole
333.21K
Shared
0.00
None
5.73M
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES TRDFND | CORE S&P500 ETF | 4.85M | SH | $1.99B 3.75% | 244.13K | 0.00 | 4.60M |
APPLE INCDFND | COM | 9.14M | SH | $1.51B 2.83% | 636.58K | 0.00 | 8.50M |
MICROSOFT CORPDFND | COM | 2.67M | SH | $771.63M 1.45% | 179.78K | 0.00 | 2.49M |
VANGUARD BD INDEX FDSDFND | SHORT TRM BOND | 9.10M | SH | $696.34M 1.31% | 743.01K | 0.00 | 8.36M |
VANGUARD INDEX FDSDFND | S&P 500 ETF SHS | 1.84M | SH | $691.99M 1.30% | 97.88K | 0.00 | 1.74M |
INVESCO QQQ TRDFND | UNIT SER 1 | 2.55M | SH | $656.24M 1.23% | 630.55K | 0.00 | 1.92M |
VANGUARD INDEX FDSDFND | TOTAL STK MKT | 4.49M | SH | $586.95M 1.10% | 1.85M | 0.00 | 2.64M |
ISHARES TRDFND | CORE TOTAL USD | 12.05M | SH | $556.26M 1.05% | 317.99K | 0.00 | 11.73M |
VANGUARD TAX-MANAGED FDSDFND | VAN FTSE DEV MKT | 12.12M | SH | $547.44M 1.03% | 541.45K | 0.00 | 11.58M |
AMAZON COM INCDFND | COM | 4.53M | SH | $467.40M 0.88% | 290.64K | 0.00 | 4.24M |
SPDR S&P 500 ETF TRDFND | TR UNIT | 1.35M | SH | $449.10M 0.84% | 287.85K | 0.00 | 1.06M |
SCHWAB STRATEGIC TRDFND | US LCAP GR ETF | 6.87M | SH | $447.90M 0.84% | 3.08M | 0.00 | 3.79M |
VANGUARD INDEX FDSDFND | VALUE ETF | 3.06M | SH | $423.06M 0.80% | 141.03K | 0.00 | 2.92M |
VANGUARD BD INDEX FDSDFND | TOTAL BND MRKT | 5.37M | SH | $396.66M 0.75% | 80.59K | 0.00 | 5.29M |
ISHARES TRDFND | MSCI USA QLT FCT | 3.18M | SH | $394.59M 0.74% | 91.03K | 0.00 | 3.09M |
SCHWAB STRATEGIC TRDFND | US LCAP VA ETF | 5.88M | SH | $386.52M 0.73% | 3.10M | 0.00 | 2.78M |
ISHARES TRDFND | CORE US AGGBD ET | 3.76M | SH | $374.55M 0.70% | 125.03K | 0.00 | 3.63M |
VANGUARD INDEX FDSDFND | GROWTH ETF | 1.48M | SH | $368.30M 0.69% | 107.21K | 0.00 | 1.37M |
BERKSHIRE HATHAWAY INC DELDFND | CL B NEW | 1.17M | SH | $362.65M 0.68% | 63.85K | 0.00 | 1.11M |
SCHWAB STRATEGIC TRDFND | US DIVIDEND EQ | 4.66M | SH | $341.31M 0.64% | 542.54K | 0.00 | 4.12M |
PACER FDS TRDFND | US CASH COWS 100 | 6.94M | SH | $326.16M 0.61% | 460.02K | 0.00 | 6.48M |
ISHARES INCDFND | CORE MSCI EMKT | 6.32M | SH | $308.45M 0.58% | 167.20K | 0.00 | 6.15M |
NVIDIA CORPORATIONDFND | COM | 1.10M | SH | $304.17M 0.57% | 77.49K | 0.00 | 1.02M |
ISHARES TRDFND | CORE MSCI EAFE | 4.49M | SH | $300.17M 0.56% | 105.73K | 0.00 | 4.38M |
VANGUARD CHARLOTTE FDSDFND | TOTAL INT BD ETF | 6.06M | SH | $290.51M 0.55% | 333.21K | 0.00 | 5.73M |
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