Filed: 2/10/2023ACC: 0001677044-23-000003
📋 What this filing means
OSAIC HOLDINGS, INC. filed this quarterly 13F‑HR report disclosing 7526 equity positions with a total reported market value of $49.38B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
7526
Positions
$49.38B
Total AUM (reported)
870.59M
Total Shares
Allocation by class
COM$13.29B26.9%
CORE S&P500 ETF$1.49B3.0%
SHORT TRM BOND$707.70M1.4%
CL A$642.66M1.3%
S&P 500 ETF SHS$612.39M1.2%
TOTAL STK MKT$554.30M1.1%
SHS$543.92M1.1%
Portfolio Concentration
Top 3$3.39B6.9%
4–10$3.76B7.6%
11–25$5.21B10.6%
Rest$37.02B75.0%
Top 3 weight
6.9%
Top 10 weight
14.5%
Voting Authority Distribution
Total shares with voting rights: 870.59M
Sole
Full voting authority
100.77M
shares
% of voting shares11.6%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
769.82M
shares
% of voting shares88.4%
Investment Discretion (by position count)
Sole67
Shared0
Other7459
Dominant voting typeNone · 88.4% of voting shares
Institutional Holdings7526
Rows:
ISHARES TR
DFNDShares3.87M
TypeSH
Market value$1.49B
3.01%
Sole
363.13K
Shared
0.00
None
3.50M
APPLE INC
DFNDShares9.22M
TypeSH
Market value$1.20B
2.43%
Sole
505.61K
Shared
0.00
None
8.72M
VANGUARD BD INDEX FDS
DFNDShares9.40M
TypeSH
Market value$707.70M
1.43%
Sole
1.29M
Shared
0.00
None
8.11M
MICROSOFT CORP
DFNDShares2.68M
TypeSH
Market value$643.14M
1.30%
Sole
182K
Shared
0.00
None
2.50M
VANGUARD INDEX FDS
DFNDShares1.74M
TypeSH
Market value$612.39M
1.24%
Sole
183.83K
Shared
0.00
None
1.56M
VANGUARD INDEX FDS
DFNDShares4.51M
TypeSH
Market value$554.30M
1.12%
Sole
1.89M
Shared
0.00
None
2.62M
INVESCO QQQ TR
DFNDShares2.46M
TypeSH
Market value$520.92M
1.05%
Sole
636K
Shared
0.00
None
1.82M
VANGUARD TAX-MANAGED FDS
DFNDShares12.32M
TypeSH
Market value$516.98M
1.05%
Sole
1.45M
Shared
0.00
None
10.86M
SPDR SER TR
DFNDShares12.12M
TypeSH
Market value$471.19M
0.95%
Sole
2.05M
Shared
0.00
None
10.06M
ISHARES TR
DFNDShares5.17M
TypeSH
Market value$437.88M
0.89%
Sole
349.19K
Shared
0.00
None
4.82M
SPDR S&P 500 ETF TR
DFNDShares1.39M
TypeSH
Market value$434.75M
0.88%
Sole
277.34K
Shared
0.00
None
1.11M
VANGUARD INDEX FDS
DFNDShares3.07M
TypeSH
Market value$431.68M
0.87%
Sole
211.84K
Shared
0.00
None
2.86M
ISHARES TR
DFNDShares9.59M
TypeSH
Market value$430.99M
0.87%
Sole
772.08K
Shared
0.00
None
8.82M
VANGUARD BD INDEX FDS
DFNDShares5.33M
TypeSH
Market value$383.29M
0.78%
Sole
173.80K
Shared
0.00
None
5.16M
SCHWAB STRATEGIC TR
DFNDShares5.77M
TypeSH
Market value$380.63M
0.77%
Sole
3.41M
Shared
0.00
None
2.36M
AMAZON COM INC
DFNDShares4.45M
TypeSH
Market value$373.39M
0.76%
Sole
255.12K
Shared
0.00
None
4.19M
SCHWAB STRATEGIC TR
DFNDShares6.41M
TypeSH
Market value$356.03M
0.72%
Sole
3.36M
Shared
0.00
None
3.04M
BERKSHIRE HATHAWAY INC DEL
DFNDShares1.15M
TypeSH
Market value$355.15M
0.72%
Sole
56.12K
Shared
0.00
None
1.09M
ISHARES TR
DFNDShares3.52M
TypeSH
Market value$341.36M
0.69%
Sole
204.83K
Shared
0.00
None
3.31M
SCHWAB STRATEGIC TR
DFNDShares4.42M
TypeSH
Market value$333.59M
0.68%
Sole
447.64K
Shared
0.00
None
3.97M
VANGUARD INDEX FDS
DFNDShares1.43M
TypeSH
Market value$305.68M
0.62%
Sole
120.89K
Shared
0.00
None
1.31M
VANGUARD CHARLOTTE FDS
DFNDShares6.09M
TypeSH
Market value$283.30M
0.57%
Sole
744.41K
Shared
0.00
None
5.35M
SPDR SER TR
DFNDShares3.03M
TypeSH
Market value$277.40M
0.56%
Sole
193.36K
Shared
0.00
None
2.84M
ISHARES TR
DFNDShares4.31M
TypeSH
Market value$265.64M
0.54%
Sole
196.03K
Shared
0.00
None
4.11M
PACER FDS TR
DFNDShares5.58M
TypeSH
Market value$258.10M
0.52%
Sole
348.93K
Shared
0.00
None
5.23M
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES TRDFND | CORE S&P500 ETF | 3.87M | SH | $1.49B 3.01% | 363.13K | 0.00 | 3.50M |
APPLE INCDFND | COM | 9.22M | SH | $1.20B 2.43% | 505.61K | 0.00 | 8.72M |
VANGUARD BD INDEX FDSDFND | SHORT TRM BOND | 9.40M | SH | $707.70M 1.43% | 1.29M | 0.00 | 8.11M |
MICROSOFT CORPDFND | COM | 2.68M | SH | $643.14M 1.30% | 182K | 0.00 | 2.50M |
VANGUARD INDEX FDSDFND | S&P 500 ETF SHS | 1.74M | SH | $612.39M 1.24% | 183.83K | 0.00 | 1.56M |
VANGUARD INDEX FDSDFND | TOTAL STK MKT | 4.51M | SH | $554.30M 1.12% | 1.89M | 0.00 | 2.62M |
INVESCO QQQ TRDFND | UNIT SER 1 | 2.46M | SH | $520.92M 1.05% | 636K | 0.00 | 1.82M |
VANGUARD TAX-MANAGED FDSDFND | VAN FTSE DEV MKT | 12.32M | SH | $516.98M 1.05% | 1.45M | 0.00 | 10.86M |
SPDR SER TRDFND | PRTFLO S&P500 VL | 12.12M | SH | $471.19M 0.95% | 2.05M | 0.00 | 10.06M |
ISHARES TRDFND | ESG AWR MSCI USA | 5.17M | SH | $437.88M 0.89% | 349.19K | 0.00 | 4.82M |
SPDR S&P 500 ETF TRDFND | TR UNIT | 1.39M | SH | $434.75M 0.88% | 277.34K | 0.00 | 1.11M |
VANGUARD INDEX FDSDFND | VALUE ETF | 3.07M | SH | $431.68M 0.87% | 211.84K | 0.00 | 2.86M |
ISHARES TRDFND | CORE TOTAL USD | 9.59M | SH | $430.99M 0.87% | 772.08K | 0.00 | 8.82M |
VANGUARD BD INDEX FDSDFND | TOTAL BND MRKT | 5.33M | SH | $383.29M 0.78% | 173.80K | 0.00 | 5.16M |
SCHWAB STRATEGIC TRDFND | US LCAP VA ETF | 5.77M | SH | $380.63M 0.77% | 3.41M | 0.00 | 2.36M |
AMAZON COM INCDFND | COM | 4.45M | SH | $373.39M 0.76% | 255.12K | 0.00 | 4.19M |
SCHWAB STRATEGIC TRDFND | US LCAP GR ETF | 6.41M | SH | $356.03M 0.72% | 3.36M | 0.00 | 3.04M |
BERKSHIRE HATHAWAY INC DELDFND | CL B NEW | 1.15M | SH | $355.15M 0.72% | 56.12K | 0.00 | 1.09M |
ISHARES TRDFND | CORE US AGGBD ET | 3.52M | SH | $341.36M 0.69% | 204.83K | 0.00 | 3.31M |
SCHWAB STRATEGIC TRDFND | US DIVIDEND EQ | 4.42M | SH | $333.59M 0.68% | 447.64K | 0.00 | 3.97M |
VANGUARD INDEX FDSDFND | GROWTH ETF | 1.43M | SH | $305.68M 0.62% | 120.89K | 0.00 | 1.31M |
VANGUARD CHARLOTTE FDSDFND | TOTAL INT BD ETF | 6.09M | SH | $283.30M 0.57% | 744.41K | 0.00 | 5.35M |
SPDR SER TRDFND | BLOOMBERG 1-3 MO | 3.03M | SH | $277.40M 0.56% | 193.36K | 0.00 | 2.84M |
ISHARES TRDFND | CORE MSCI EAFE | 4.31M | SH | $265.64M 0.54% | 196.03K | 0.00 | 4.11M |
PACER FDS TRDFND | US CASH COWS 100 | 5.58M | SH | $258.10M 0.52% | 348.93K | 0.00 | 5.23M |
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