Filed: 11/14/2022ACC: 0001677044-22-000035
📋 What this filing means
OSAIC HOLDINGS, INC. filed this quarterly 13F‑HR report disclosing 7624 equity positions with a total reported market value of $43.75M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
7624
Positions
$43.75M
Total AUM (reported)
811.10M
Total Shares
Allocation by class
COM$11.76M26.9%
CORE S&P500 ETF$1.76M4.0%
SHORT TRM BOND$723.2K1.7%
CL A$571.7K1.3%
S&P 500 ETF SHS$563.0K1.3%
TOTAL STK MKT$519.3K1.2%
UNIT SER 1$503.7K1.2%
Portfolio Concentration
Top 3$3.67M8.4%
4–10$3.53M8.1%
11–25$4.88M11.2%
Rest$31.67M72.4%
Top 3 weight
8.4%
Top 10 weight
16.5%
Voting Authority Distribution
Total shares with voting rights: 811.10M
Sole
Full voting authority
92.89M
shares
% of voting shares11.5%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
718.22M
shares
% of voting shares88.5%
Investment Discretion (by position count)
Sole0
Shared0
Other7624
Dominant voting typeNone · 88.5% of voting shares
Institutional Holdings7624
Rows:
ISHARES TR
DFNDShares4.90M
TypeSH
Market value$1.76M
4.02%
Sole
615.19K
Shared
0.00
None
4.29M
APPLE INC
DFNDShares8.59M
TypeSH
Market value$1.19M
2.71%
Sole
492.21K
Shared
0.00
None
8.10M
VANGUARD BD INDEX FDS
DFNDShares9.66M
TypeSH
Market value$723.2K
1.65%
Sole
1.35M
Shared
0.00
None
8.32M
MICROSOFT CORP
DFNDShares2.49M
TypeSH
Market value$580.0K
1.33%
Sole
186.19K
Shared
0.00
None
2.30M
VANGUARD INDEX FDS
DFNDShares1.71M
TypeSH
Market value$563.0K
1.29%
Sole
172K
Shared
0.00
None
1.54M
VANGUARD INDEX FDS
DFNDShares4.51M
TypeSH
Market value$519.3K
1.19%
Sole
1.93M
Shared
0.00
None
2.58M
INVESCO QQQ TR
DFNDShares2.39M
TypeSH
Market value$503.7K
1.15%
Sole
633.44K
Shared
0.00
None
1.75M
ISHARES TR
DFNDShares5.80M
TypeSH
Market value$460.7K
1.05%
Sole
432.10K
Shared
0.00
None
5.37M
AMAZON COM INC
DFNDShares4.04M
TypeSH
Market value$456.9K
1.04%
Sole
261.67K
Shared
0.00
None
3.78M
SPDR SER TR
DFNDShares4.86M
TypeSH
Market value$445.1K
1.02%
Sole
207.83K
Shared
0.00
None
4.65M
VANGUARD TAX-MANAGED FDS
DFNDShares12.20M
TypeSH
Market value$443.7K
1.01%
Sole
1.45M
Shared
0.00
None
10.75M
SPDR S&P 500 ETF TR
DFNDShares1.32M
TypeSH
Market value$381.2K
0.87%
Sole
278.11K
Shared
0.00
None
1.04M
VANGUARD INDEX FDS
DFNDShares3.03M
TypeSH
Market value$374.0K
0.85%
Sole
214.44K
Shared
0.00
None
2.81M
VANGUARD BD INDEX FDS
DFNDShares5.24M
TypeSH
Market value$373.5K
0.85%
Sole
254.84K
Shared
0.00
None
4.98M
ISHARES TR
DFNDShares8.14M
TypeSH
Market value$362.4K
0.83%
Sole
677.80K
Shared
0.00
None
7.47M
SCHWAB STRATEGIC TR
DFNDShares5.77M
TypeSH
Market value$337.4K
0.77%
Sole
3.51M
Shared
0.00
None
2.26M
SCHWAB STRATEGIC TR
DFNDShares6.02M
TypeSH
Market value$335.8K
0.77%
Sole
3.40M
Shared
0.00
None
2.62M
ISHARES TR
DFNDShares13.84M
TypeSH
Market value$314.9K
0.72%
Sole
1.98M
Shared
0.00
None
11.85M
ISHARES TR
DFNDShares3.21M
TypeSH
Market value$308.9K
0.71%
Sole
173.97K
Shared
0.00
None
3.03M
ISHARES TR
DFNDShares4.61M
TypeSH
Market value$304.8K
0.70%
Sole
464.06K
Shared
0.00
None
4.15M
VANGUARD CHARLOTTE FDS
DFNDShares6.34M
TypeSH
Market value$296.6K
0.68%
Sole
814.52K
Shared
0.00
None
5.52M
BERKSHIRE HATHAWAY INC DEL
DFNDShares1.10M
TypeSH
Market value$294.6K
0.67%
Sole
53.53K
Shared
0.00
None
1.05M
VANGUARD INDEX FDS
DFNDShares1.20M
TypeSH
Market value$257.0K
0.59%
Sole
124.38K
Shared
0.00
None
1.08M
ISHARES TR
DFNDShares3.18M
TypeSH
Market value$252.6K
0.58%
Sole
246.57K
Shared
0.00
None
2.93M
SCHWAB STRATEGIC TR
DFNDShares3.68M
TypeSH
Market value$244.8K
0.56%
Sole
391.54K
Shared
0.00
None
3.29M
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES TRDFND | CORE S&P500 ETF | 4.90M | SH | $1.76M 4.02% | 615.19K | 0.00 | 4.29M |
APPLE INCDFND | COM | 8.59M | SH | $1.19M 2.71% | 492.21K | 0.00 | 8.10M |
VANGUARD BD INDEX FDSDFND | SHORT TRM BOND | 9.66M | SH | $723.2K 1.65% | 1.35M | 0.00 | 8.32M |
MICROSOFT CORPDFND | COM | 2.49M | SH | $580.0K 1.33% | 186.19K | 0.00 | 2.30M |
VANGUARD INDEX FDSDFND | S&P 500 ETF SHS | 1.71M | SH | $563.0K 1.29% | 172K | 0.00 | 1.54M |
VANGUARD INDEX FDSDFND | TOTAL STK MKT | 4.51M | SH | $519.3K 1.19% | 1.93M | 0.00 | 2.58M |
INVESCO QQQ TRDFND | UNIT SER 1 | 2.39M | SH | $503.7K 1.15% | 633.44K | 0.00 | 1.75M |
ISHARES TRDFND | ESG AWR MSCI USA | 5.80M | SH | $460.7K 1.05% | 432.10K | 0.00 | 5.37M |
AMAZON COM INCDFND | COM | 4.04M | SH | $456.9K 1.04% | 261.67K | 0.00 | 3.78M |
SPDR SER TRDFND | BLOOMBERG 1-3 MO | 4.86M | SH | $445.1K 1.02% | 207.83K | 0.00 | 4.65M |
VANGUARD TAX-MANAGED FDSDFND | VAN FTSE DEV MKT | 12.20M | SH | $443.7K 1.01% | 1.45M | 0.00 | 10.75M |
SPDR S&P 500 ETF TRDFND | TR UNIT | 1.32M | SH | $381.2K 0.87% | 278.11K | 0.00 | 1.04M |
VANGUARD INDEX FDSDFND | VALUE ETF | 3.03M | SH | $374.0K 0.85% | 214.44K | 0.00 | 2.81M |
VANGUARD BD INDEX FDSDFND | TOTAL BND MRKT | 5.24M | SH | $373.5K 0.85% | 254.84K | 0.00 | 4.98M |
ISHARES TRDFND | CORE TOTAL USD | 8.14M | SH | $362.4K 0.83% | 677.80K | 0.00 | 7.47M |
SCHWAB STRATEGIC TRDFND | US LCAP VA ETF | 5.77M | SH | $337.4K 0.77% | 3.51M | 0.00 | 2.26M |
SCHWAB STRATEGIC TRDFND | US LCAP GR ETF | 6.02M | SH | $335.8K 0.77% | 3.40M | 0.00 | 2.62M |
ISHARES TRDFND | US TREAS BD ETF | 13.84M | SH | $314.9K 0.72% | 1.98M | 0.00 | 11.85M |
ISHARES TRDFND | CORE US AGGBD ET | 3.21M | SH | $308.9K 0.71% | 173.97K | 0.00 | 3.03M |
ISHARES TRDFND | MSCI USA MIN VOL | 4.61M | SH | $304.8K 0.70% | 464.06K | 0.00 | 4.15M |
VANGUARD CHARLOTTE FDSDFND | TOTAL INT BD ETF | 6.34M | SH | $296.6K 0.68% | 814.52K | 0.00 | 5.52M |
BERKSHIRE HATHAWAY INC DELDFND | CL B NEW | 1.10M | SH | $294.6K 0.67% | 53.53K | 0.00 | 1.05M |
VANGUARD INDEX FDSDFND | GROWTH ETF | 1.20M | SH | $257.0K 0.59% | 124.38K | 0.00 | 1.08M |
ISHARES TRDFND | CORE S&P TTL STK | 3.18M | SH | $252.6K 0.58% | 246.57K | 0.00 | 2.93M |
SCHWAB STRATEGIC TRDFND | US DIVIDEND EQ | 3.68M | SH | $244.8K 0.56% | 391.54K | 0.00 | 3.29M |
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