OPPENHEIMER & CLOSE, LLC

PrivateCIK: 1591377

Location

NEW YORK, NY

Positions

$158.50M

Total AUM (reported)

6.71M

Total Shares

Allocation by class

COM$116.69M73.6%

COM NEW$9.65M6.1%

COM SER N$7.91M5.0%

CL B NEW$5.58M3.5%

GOLD SHS$5.27M3.3%

COM CL A$4.75M3.0%

COM SHS$4.45M2.8%

Portfolio Concentration

Top 3$29.16M18.4%

4–10$43.90M27.7%

11–25$60.02M37.9%

Rest$25.42M16.0%

Top 3 weight

18.4%

Top 10 weight

46.1%

Voting Authority Distribution

Total shares with voting rights: 6.71M

Sole

Full voting authority

5.44M

% of voting shares81.1%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

1.27M

% of voting shares18.9%

Investment Discretion (by position count)

Sole57

Shared0

Other0

Dominant voting typeSole · 81.1% of voting shares

Institutional Holdings57

Rows:

SEACOR MARINE HLDGS INC

SOLE

COM

Shares1.38M

TypeSH

Market value$10.59M

6.68%

Sole

780.74K

Shared

0.00

None

603.05K

HURCO CO

SOLE

COM

Shares460.21K

TypeSH

Market value$10.54M

6.65%

Sole

309.77K

Shared

0.00

None

150.44K

AGNICO EAGLE MINES LTD

SOLE

COM

Shares51.84K

TypeSH

Market value$8.04M

5.07%

Sole

28.27K

Shared

0.00

None

23.57K

U HAUL HOLDING COMPANY

SOLE

COM SER N

Shares137.03K

TypeSH

Market value$7.91M

4.99%

Sole

34.78K

Shared

0.00

None

102.25K

TAYLOR DEVICES INC

SOLE

COM

Shares113.59K

TypeSH

Market value$6.67M

4.21%

Sole

113.59K

Shared

0.00

None

0.00

BRT APARTMENTS CORP

SOLE

COM

Shares402.62K

TypeSH

Market value$6.19M

3.90%

Sole

221K

Shared

0.00

None

181.62K

INSTEEL INDS INC

SOLE

COM

Shares200.18K

TypeSH

Market value$6.05M

3.81%

Sole

138.46K

Shared

0.00

None

61.72K

PEAPACK-GLADSTONE FINL CORP

SOLE

COM

Shares124.94K

TypeSH

Market value$5.91M

3.73%

Sole

124.94K

Shared

0.00

None

0.00

CNB FINL CORP PA

SOLE

COM

Shares166.25K

TypeSH

Market value$5.60M

3.54%

Sole

166.25K

Shared

0.00

None

0.00

BERKSHIRE HATHAWAY INC DEL

SOLE

CL B NEW

Shares11.15K

TypeSH

Market value$5.58M

3.52%

Sole

3.37K

Shared

0.00

None

7.78K

SPDR GOLD TR

SOLE

GOLD SHS

Shares14.32K

TypeSH

Market value$5.27M

3.33%

Sole

200.00

Shared

0.00

None

14.12K

HECLA MINING COMPANY

SOLE

COM

Shares331.28K

TypeSH

Market value$5.11M

3.22%

Sole

301.88K

Shared

0.00

None

29.41K

NEWMONT CORP

SOLE

COM

Shares51.59K

TypeSH

Market value$4.82M

3.04%

Sole

49.50K

Shared

0.00

None

2.09K

ALAMOS GOLD INC

SOLE

COM CL A

Shares156.54K

TypeSH

Market value$4.75M

2.99%

Sole

144.28K

Shared

0.00

None

12.27K

COEUR MNG INC

SOLE

COM NEW

Shares286.48K

TypeSH

Market value$4.68M

2.95%

Sole

268.86K

Shared

0.00

None

17.62K

BUILD-A-BEAR WORKSHOP INC

SOLE

COM

Shares152.58K

TypeSH

Market value$4.67M

2.95%

Sole

152.58K

Shared

0.00

None

0.00

BARRICK MNG CORP

SOLE

COM SHS

Shares121.16K

TypeSH

Market value$4.45M

2.81%

Sole

115.51K

Shared

0.00

None

5.64K

CHEVRON CORPORATION

SOLE

COM

Shares26.84K

TypeSH

Market value$4.45M

2.81%

Sole

6.63K

Shared

0.00

None

20.20K

ASCENT INDUSTRIES CO

SOLE

COM

Shares233.09K

TypeSH

Market value$3.50M

2.21%

Sole

233.09K

Shared

0.00

None

0.00

FRP HLDGS INC

SOLE

COM

Shares136.45K

TypeSH

Market value$3.41M

2.15%

Sole

136.43K

Shared

0.00

None

20.00

LAKE SHORE BANCORP INC

SOLE

COM

Shares180K

TypeSH

Market value$3.21M

2.02%

Sole

180K

Shared

0.00

None

0.00

CENTRAL PLAINS BANCSHARES IN

SOLE

COM

Shares165.01K

TypeSH

Market value$3.14M

1.98%

Sole

165.01K

Shared

0.00

None

0.00

TEJON RANCH CO

SOLE

COM

Shares164.77K

TypeSH

Market value$3.08M

1.94%

Sole

164.77K

Shared

0.00

None

0.00

BV FINL INC

SOLE

COM NEW

Shares134.53K

TypeSH

Market value$2.85M

1.80%

Sole

134.53K

Shared

0.00

None

0.00

HOMETRUST BANCSHARES INC

SOLE

COM

Shares52.71K

TypeSH

Market value$2.63M

1.66%

Sole

52.71K

Shared

0.00

None

0.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
SEACOR MARINE HLDGS INCSOLE	COM	1.38M	SH	$10.59M 6.68%	780.74K	603.05K
HURCO COSOLE	COM	460.21K	SH	$10.54M 6.65%	309.77K	150.44K
AGNICO EAGLE MINES LTDSOLE	COM	51.84K	SH	$8.04M 5.07%	28.27K	23.57K
U HAUL HOLDING COMPANYSOLE	COM SER N	137.03K	SH	$7.91M 4.99%	34.78K	102.25K
TAYLOR DEVICES INCSOLE	COM	113.59K	SH	$6.67M 4.21%	113.59K	0.00
BRT APARTMENTS CORPSOLE	COM	402.62K	SH	$6.19M 3.90%	221K	181.62K
INSTEEL INDS INCSOLE	COM	200.18K	SH	$6.05M 3.81%	138.46K	61.72K
PEAPACK-GLADSTONE FINL CORPSOLE	COM	124.94K	SH	$5.91M 3.73%	124.94K	0.00
CNB FINL CORP PASOLE	COM	166.25K	SH	$5.60M 3.54%	166.25K	0.00
BERKSHIRE HATHAWAY INC DELSOLE	CL B NEW	11.15K	SH	$5.58M 3.52%	3.37K	7.78K
SPDR GOLD TRSOLE	GOLD SHS	14.32K	SH	$5.27M 3.33%	200.00	14.12K
HECLA MINING COMPANYSOLE	COM	331.28K	SH	$5.11M 3.22%	301.88K	29.41K
NEWMONT CORPSOLE	COM	51.59K	SH	$4.82M 3.04%	49.50K	2.09K
ALAMOS GOLD INCSOLE	COM CL A	156.54K	SH	$4.75M 2.99%	144.28K	12.27K
COEUR MNG INCSOLE	COM NEW	286.48K	SH	$4.68M 2.95%	268.86K	17.62K
BUILD-A-BEAR WORKSHOP INCSOLE	COM	152.58K	SH	$4.67M 2.95%	152.58K	0.00
BARRICK MNG CORPSOLE	COM SHS	121.16K	SH	$4.45M 2.81%	115.51K	5.64K
CHEVRON CORPORATIONSOLE	COM	26.84K	SH	$4.45M 2.81%	6.63K	20.20K
ASCENT INDUSTRIES COSOLE	COM	233.09K	SH	$3.50M 2.21%	233.09K	0.00
FRP HLDGS INCSOLE	COM	136.45K	SH	$3.41M 2.15%	136.43K	20.00
LAKE SHORE BANCORP INCSOLE	COM	180K	SH	$3.21M 2.02%	180K	0.00
CENTRAL PLAINS BANCSHARES INSOLE	COM	165.01K	SH	$3.14M 1.98%	165.01K	0.00
TEJON RANCH COSOLE	COM	164.77K	SH	$3.08M 1.94%	164.77K	0.00
BV FINL INCSOLE	COM NEW	134.53K	SH	$2.85M 1.80%	134.53K	0.00
HOMETRUST BANCSHARES INCSOLE	COM	52.71K	SH	$2.63M 1.66%	52.71K	0.00

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