OPPENHEIMER & CLOSE, LLC

PrivateCIK: 1591377

Location

NEW YORK, NY

Positions

$158.61M

Total AUM (reported)

6.56M

Total Shares

Allocation by class

COM$117.98M74.4%

COM NEW$9.34M5.9%

COM CL A$6.22M3.9%

GOLD SHS$6.16M3.9%

COM SER N$6.02M3.8%

CL B NEW$5.27M3.3%

COM SHS$3.90M2.5%

Portfolio Concentration

Top 3$25.95M16.4%

4–10$41.69M26.3%

11–25$63.19M39.8%

Rest$27.78M17.5%

Top 3 weight

16.4%

Top 10 weight

42.6%

Voting Authority Distribution

Total shares with voting rights: 6.56M

Sole

Full voting authority

5.20M

% of voting shares79.3%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

1.36M

% of voting shares20.7%

Investment Discretion (by position count)

Sole56

Shared0

Other0

Dominant voting typeSole · 79.3% of voting shares

Institutional Holdings56

Rows:

SEACOR MARINE HLDGS INC

SOLE

COM

Shares1.38M

TypeSH

Market value$9.89M

6.24%

Sole

780.74K

Shared

0.00

None

600.63K

AGNICO EAGLE MINES LTD

SOLE

COM

Shares46K

TypeSH

Market value$9.34M

5.89%

Sole

22.43K

Shared

0.00

None

23.57K

HURCO CO

SOLE

COM

Shares457.18K

TypeSH

Market value$6.73M

4.24%

Sole

309.77K

Shared

0.00

None

147.41K

TAYLOR DEVICES INC

SOLE

COM

Shares113.59K

TypeSH

Market value$6.47M

4.08%

Sole

113.59K

Shared

0.00

None

0.00

ALAMOS GOLD INC

SOLE

COM CL A

Shares140.16K

TypeSH

Market value$6.22M

3.92%

Sole

127.90K

Shared

0.00

None

12.27K

SPDR GOLD TR

SOLE

GOLD SHS

Shares14.32K

TypeSH

Market value$6.16M

3.88%

Sole

200.00

Shared

0.00

None

14.12K

U HAUL HOLDING COMPANY

SOLE

COM SER N

Shares134.69K

TypeSH

Market value$6.02M

3.79%

Sole

32.75K

Shared

0.00

None

101.94K

CORNING INC

SOLE

COM

Shares41.74K

TypeSH

Market value$5.67M

3.58%

Sole

7.06K

Shared

0.00

None

34.68K

BUILD-A-BEAR WORKSHOP INC

SOLE

COM

Shares149.58K

TypeSH

Market value$5.60M

3.53%

Sole

149.58K

Shared

0.00

None

0.00

NEWMONT CORP

SOLE

COM

Shares51.19K

TypeSH

Market value$5.54M

3.49%

Sole

49.10K

Shared

0.00

None

2.09K

CHEVRON CORPORATION

SOLE

COM

Shares26.77K

TypeSH

Market value$5.54M

3.49%

Sole

6.63K

Shared

0.00

None

20.14K

BRT APARTMENTS CORP

SOLE

COM

Shares405.91K

TypeSH

Market value$5.41M

3.41%

Sole

224.60K

Shared

0.00

None

181.31K

HECLA MINING COMPANY

SOLE

COM

Shares284.35K

TypeSH

Market value$5.30M

3.34%

Sole

254.94K

Shared

0.00

None

29.41K

BERKSHIRE HATHAWAY INC DEL

SOLE

CL B NEW

Shares11K

TypeSH

Market value$5.27M

3.32%

Sole

3.17K

Shared

0.00

None

7.83K

COEUR MNG INC

SOLE

COM NEW

Shares271.81K

TypeSH

Market value$5.10M

3.22%

Sole

254.19K

Shared

0.00

None

17.62K

CISCO SYS INC

SOLE

COM

Shares64.03K

TypeSH

Market value$4.97M

3.13%

Sole

6.87K

Shared

0.00

None

57.16K

CNB FINL CORP PA

SOLE

COM

Shares166.25K

TypeSH

Market value$4.81M

3.04%

Sole

166.25K

Shared

0.00

None

0.00

INSTEEL INDS INC

SOLE

COM

Shares142.58K

TypeSH

Market value$4.79M

3.02%

Sole

82.46K

Shared

0.00

None

60.12K

PEAPACK-GLADSTONE FINL CORP

SOLE

COM

Shares124.94K

TypeSH

Market value$4.40M

2.77%

Sole

124.94K

Shared

0.00

None

0.00

BARRICK MNG CORP

SOLE

COM SHS

Shares95.73K

TypeSH

Market value$3.90M

2.46%

Sole

90.09K

Shared

0.00

None

5.64K

TEJON RANCH CO

SOLE

COM

Shares164.77K

TypeSH

Market value$3.10M

1.96%

Sole

164.77K

Shared

0.00

None

0.00

CENTRAL PLAINS BANCSHARES IN

SOLE

COM

Shares165.01K

TypeSH

Market value$2.82M

1.78%

Sole

165.01K

Shared

0.00

None

0.00

LAKE SHORE BANCORP INC

SOLE

COM

Shares180K

TypeSH

Market value$2.73M

1.72%

Sole

180K

Shared

0.00

None

0.00

BV FINL INC

SOLE

COM NEW

Shares134.53K

TypeSH

Market value$2.57M

1.62%

Sole

134.53K

Shared

0.00

None

0.00

FRP HLDGS INC

SOLE

COM

Shares112.29K

TypeSH

Market value$2.46M

1.55%

Sole

112.27K

Shared

0.00

None

20.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
SEACOR MARINE HLDGS INCSOLE	COM	1.38M	SH	$9.89M 6.24%	780.74K	600.63K
AGNICO EAGLE MINES LTDSOLE	COM	46K	SH	$9.34M 5.89%	22.43K	23.57K
HURCO COSOLE	COM	457.18K	SH	$6.73M 4.24%	309.77K	147.41K
TAYLOR DEVICES INCSOLE	COM	113.59K	SH	$6.47M 4.08%	113.59K	0.00
ALAMOS GOLD INCSOLE	COM CL A	140.16K	SH	$6.22M 3.92%	127.90K	12.27K
SPDR GOLD TRSOLE	GOLD SHS	14.32K	SH	$6.16M 3.88%	200.00	14.12K
U HAUL HOLDING COMPANYSOLE	COM SER N	134.69K	SH	$6.02M 3.79%	32.75K	101.94K
CORNING INCSOLE	COM	41.74K	SH	$5.67M 3.58%	7.06K	34.68K
BUILD-A-BEAR WORKSHOP INCSOLE	COM	149.58K	SH	$5.60M 3.53%	149.58K	0.00
NEWMONT CORPSOLE	COM	51.19K	SH	$5.54M 3.49%	49.10K	2.09K
CHEVRON CORPORATIONSOLE	COM	26.77K	SH	$5.54M 3.49%	6.63K	20.14K
BRT APARTMENTS CORPSOLE	COM	405.91K	SH	$5.41M 3.41%	224.60K	181.31K
HECLA MINING COMPANYSOLE	COM	284.35K	SH	$5.30M 3.34%	254.94K	29.41K
BERKSHIRE HATHAWAY INC DELSOLE	CL B NEW	11K	SH	$5.27M 3.32%	3.17K	7.83K
COEUR MNG INCSOLE	COM NEW	271.81K	SH	$5.10M 3.22%	254.19K	17.62K
CISCO SYS INCSOLE	COM	64.03K	SH	$4.97M 3.13%	6.87K	57.16K
CNB FINL CORP PASOLE	COM	166.25K	SH	$4.81M 3.04%	166.25K	0.00
INSTEEL INDS INCSOLE	COM	142.58K	SH	$4.79M 3.02%	82.46K	60.12K
PEAPACK-GLADSTONE FINL CORPSOLE	COM	124.94K	SH	$4.40M 2.77%	124.94K	0.00
BARRICK MNG CORPSOLE	COM SHS	95.73K	SH	$3.90M 2.46%	90.09K	5.64K
TEJON RANCH COSOLE	COM	164.77K	SH	$3.10M 1.96%	164.77K	0.00
CENTRAL PLAINS BANCSHARES INSOLE	COM	165.01K	SH	$2.82M 1.78%	165.01K	0.00
LAKE SHORE BANCORP INCSOLE	COM	180K	SH	$2.73M 1.72%	180K	0.00
BV FINL INCSOLE	COM NEW	134.53K	SH	$2.57M 1.62%	134.53K	0.00
FRP HLDGS INCSOLE	COM	112.29K	SH	$2.46M 1.55%	112.27K	20.00

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