O'CONNOR ALTERNATIVE INVESTMENTS LLC

PrivateCIK: 2081629
Location

NEW YORK, NY

128
Positions
$1.17B
Total AUM (reported)
168.02M
Total Shares

Allocation by class

TOTAL AUM$1.17B128 positions
COM$505.55M43.3%
CLA$277.38M23.8%
NOTE1$47.94M4.1%
ORDSH$46.29M4.0%
SHSCL$44.49M3.8%
NOTE4$27.66M2.4%
ADS$25.32M2.2%

Portfolio Concentration

Top 346.6%4–1027.3%11–2512.9%Rest13.2%TOP 1073.9%0%100%
Top 3$543.55M46.6%
4–10$318.67M27.3%
11–25$150.60M12.9%
Rest$154.34M13.2%

Top 3 weight

46.6%

Top 10 weight

73.9%

Voting Authority Distribution

Total shares with voting rights: 168.02M

Sole

Full voting authority

168.02M

shares

% of voting shares100.0%
Shared

Joint voting authority

0.00

shares

% of voting shares0.0%
None

No voting authority

0.00

shares

% of voting shares0.0%

Investment Discretion (by position count)

Sole0
Shared0
Other128
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings128
Rows:

HOLOGIC IN

DFND
COM
Shares3.12M
TypeSH
Market value$235.70M
20.19%
Sole
3.12M
Shared
0.00
None
0.00

AIR LEASE

DFND
CLA
Shares2.86M
TypeSH
Market value$185.73M
15.91%
Sole
2.86M
Shared
0.00
None
0.00

AMICUS THE

DFND
COM
Shares8.44M
TypeSH
Market value$122.11M
10.46%
Sole
8.44M
Shared
0.00
None
0.00

SEALED AIR

DFND
COM
Shares2.21M
TypeSH
Market value$93.12M
7.98%
Sole
2.21M
Shared
0.00
None
0.00

ONESTREAM

DFND
CLA
Shares3.19M
TypeSH
Market value$76.48M
6.55%
Sole
3.19M
Shared
0.00
None
0.00

DAY ONE BI

DFND
COM
Shares1.87M
TypeSH
Market value$40.04M
3.43%
Sole
1.87M
Shared
0.00
None
0.00

SNOWFLAKE

DFND
NOTE1
Shares25M
TypePRN
Market value$30.79M
2.64%
Sole
25M
Shared
0.00
None
0.00

DUKE ENERG

DFND
NOTE4
Shares25M
TypePRN
Market value$27.66M
2.37%
Sole
25M
Shared
0.00
None
0.00

CARNIVAL P

DFND
ADS
Shares982.64K
TypeSH
Market value$25.32M
2.17%
Sole
982.64K
Shared
0.00
None
0.00

CLOUDFLARE

DFND
NOTE8
Shares21.50M
TypePRN
Market value$25.25M
2.16%
Sole
21.50M
Shared
0.00
None
0.00

LIVE NATIO

DFND
NOTE3
Shares15M
TypePRN
Market value$22.89M
1.96%
Sole
15M
Shared
0.00
None
0.00

ON SEMICON

DFND
NOTE0
Shares20M
TypePRN
Market value$19.68M
1.69%
Sole
20M
Shared
0.00
None
0.00

AKAMAI TEC

DFND
NOTE1
Shares15M
TypePRN
Market value$17.15M
1.47%
Sole
15M
Shared
0.00
None
0.00

KLARNA GRO

DFND
SHS
Shares1.13M
TypeSH
Market value$14.75M
1.26%
Sole
1.13M
Shared
0.00
None
0.00

ALPHABET I

DFND
CAPST
Shares50.25K
TypeSH
Market value$14.41M
1.24%
Sole
50.25K
Shared
0.00
None
0.00

VANECK ETF

DFND
SEMIC
Shares27.50K
TypeSH
Market value$10.54M
0.90%
Sole
27.50K
Shared
0.00
None
0.00

ATRIUM THE

DFND
COM
Shares578.01K
TypeSH
Market value$7.73M
0.66%
Sole
578.01K
Shared
0.00
None
0.00

FOX CORP

DFND
CLBCO
Shares137.78K
TypeSH
Market value$7.32M
0.63%
Sole
137.78K
Shared
0.00
None
0.00

JENA ACQUI

DFND
USDCL
Shares700K
TypeSH
Market value$7.15M
0.61%
Sole
700K
Shared
0.00
None
0.00

EGH ACQUIS

DFND
SHSCL
Shares500K
TypeSH
Market value$5.11M
0.44%
Sole
500K
Shared
0.00
None
0.00

KENSINGTON

DFND
UNIT9
Shares500K
TypeSH
Market value$5.02M
0.43%
Sole
500K
Shared
0.00
None
0.00

ONEIM ACQU

DFND
ORDSH
Shares500K
TypeSH
Market value$4.98M
0.43%
Sole
500K
Shared
0.00
None
0.00

GORES HLDG

DFND
SHSCL
Shares474.94K
TypeSH
Market value$4.85M
0.42%
Sole
474.94K
Shared
0.00
None
0.00

CANTOR EQU

DFND
SHSCL
Shares450K
TypeSH
Market value$4.54M
0.39%
Sole
450K
Shared
0.00
None
0.00

ZILLOW GRO

DFND
CLCCA
Shares107.93K
TypeSH
Market value$4.47M
0.38%
Sole
107.93K
Shared
0.00
None
0.00
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