OCONNOR, A DISTINCT BUSINESS UNIT OF UBS ASSET MANAGEMENT AMERICAS (LLC)

PrivateCIK: 1132716
Location

CHICAGO, IL

217
Positions
$857.84M
Total AUM (reported)
208.53M
Total Shares

Allocation by class

TOTAL AUM$857.84M217 positions
COM$319.07M37.2%
COMNE$111.68M13.0%
NOTE0$93.67M10.9%
SHSCL$48.02M5.6%
ORDSH$47.77M5.6%
CLA$31.81M3.7%
NOTE2$27.08M3.2%

Portfolio Concentration

Top 323.1%4–1016.8%11–2520.1%Rest39.9%TOP 1039.9%0%100%
Top 3$198.35M23.1%
4–10$144.20M16.8%
11–25$172.73M20.1%
Rest$342.56M39.9%

Top 3 weight

23.1%

Top 10 weight

39.9%

Voting Authority Distribution

Total shares with voting rights: 208.53M

Sole

Full voting authority

208.53M

shares

% of voting shares100.0%
Shared

Joint voting authority

0.00

shares

% of voting shares0.0%
None

No voting authority

0.00

shares

% of voting shares0.0%

Investment Discretion (by position count)

Sole0
Shared0
Other217
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings217
Rows:

EXACT SCIE

DFND
NOTE0
Shares90M
TypePRN
Market value$93.67M
10.92%
Sole
90M
Shared
0.00
None
0.00

CIDARA THE

DFND
COMNE
Shares315.47K
TypeSH
Market value$69.69M
8.12%
Sole
315.47K
Shared
0.00
None
0.00

SYNOVUS FI

DFND
COMNE
Shares699.18K
TypeSH
Market value$34.99M
4.08%
Sole
699.18K
Shared
0.00
None
0.00

BROADCOM I

DFND
COM
Shares118.90K
TypeSH
Market value$27.31M
3.18%
Sole
118.90K
Shared
0.00
None
0.00

PELOTON IN

DFND
NOTE2
Shares27.35M
TypePRN
Market value$27.08M
3.16%
Sole
27.35M
Shared
0.00
None
0.00

MATTEL INC

DFND
COM
Shares973.83K
TypeSH
Market value$19.32M
2.25%
Sole
973.83K
Shared
0.00
None
0.00

SNOWFLAKE

DFND
NOTE1
Shares12.30M
TypePRN
Market value$19.03M
2.22%
Sole
12.30M
Shared
0.00
None
0.00

DRAFTKINGS

DFND
NOTE3
Shares20M
TypePRN
Market value$18.33M
2.14%
Sole
20M
Shared
0.00
None
0.00

NVIDIA COR

DFND
COM
Shares97.12K
TypeSH
Market value$18.11M
2.11%
Sole
97.12K
Shared
0.00
None
0.00

AMERICAN E

DFND
COM
Shares130.25K
TypeSH
Market value$15.02M
1.75%
Sole
130.25K
Shared
0.00
None
0.00

CENTERPOIN

DFND
COM
Shares381.50K
TypeSH
Market value$14.63M
1.71%
Sole
381.50K
Shared
0.00
None
0.00

ALLIANT EN

DFND
COM
Shares224.21K
TypeSH
Market value$14.58M
1.70%
Sole
224.21K
Shared
0.00
None
0.00

AMICUS THE

DFND
COM
Shares1M
TypeSH
Market value$14.24M
1.66%
Sole
1M
Shared
0.00
None
0.00

CRH PLC

DFND
ORD
Shares109.64K
TypeSH
Market value$13.68M
1.60%
Sole
109.64K
Shared
0.00
None
0.00

PARKER-HAN

DFND
COM
Shares15.46K
TypeSH
Market value$13.59M
1.58%
Sole
15.46K
Shared
0.00
None
0.00

WASTE MGMT

DFND
COM
Shares61.67K
TypeSH
Market value$13.55M
1.58%
Sole
61.67K
Shared
0.00
None
0.00

ISHARES TR

DFND
RUSSE
Shares52K
TypeSH
Market value$12.80M
1.49%
Sole
52K
Shared
0.00
None
0.00

BOEING CO

DFND
COM
Shares51.53K
TypeSH
Market value$11.19M
1.30%
Sole
51.53K
Shared
0.00
None
0.00

CROCS INC

DFND
COM
Shares205K
TypeSH
Market value$11.03M
1.29%
Sole
205K
Shared
0.00
None
0.00

FIRSTENERG

DFND
NOTE4
Shares10M
TypePRN
Market value$10.23M
1.19%
Sole
10M
Shared
0.00
None
0.00

TALEN ENER

DFND
COM
Shares26.23K
TypeSH
Market value$9.83M
1.15%
Sole
26.23K
Shared
0.00
None
0.00

NEXTERA EN

DFND
COM
Shares109.30K
TypeSH
Market value$8.77M
1.02%
Sole
109.30K
Shared
0.00
None
0.00

B2GOLD COR

DFND
COM
Shares1.84M
TypeSH
Market value$8.31M
0.97%
Sole
1.84M
Shared
0.00
None
0.00

PALO ALTO

DFND
COM
Shares45K
TypeSH
Market value$8.29M
0.97%
Sole
45K
Shared
0.00
None
0.00

SOUTHERN C

DFND
NOTE4
Shares7.50M
TypePRN
Market value$8.01M
0.93%
Sole
7.50M
Shared
0.00
None
0.00
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