Filed: 11/14/2025ACC: 0001132716-25-000032
📋 What this filing means
OCONNOR, A DISTINCT BUSINESS UNIT OF UBS ASSET MANAGEMENT AMERICAS (LLC) filed this quarterly 13F‑HR report disclosing 170 equity positions with a total reported market value of $927.54M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
170
Positions
$927.54M
Total AUM (reported)
213.14M
Total Shares
Allocation by class
COM$399.35M43.1%
SPONS$163.00M17.6%
NOTE3$50.45M5.4%
NOTE4$45.99M5.0%
COMCL$45.49M4.9%
NOTE1$44.18M4.8%
SHS$25.65M2.8%
Portfolio Concentration
Top 3$193.26M20.8%
4–10$159.78M17.2%
11–25$209.39M22.6%
Rest$365.10M39.4%
Top 3 weight
20.8%
Top 10 weight
38.1%
Voting Authority Distribution
Total shares with voting rights: 213.14M
Sole
Full voting authority
213.14M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole0
Shared0
Other170
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings170
Rows:
VERONA PHA
DFNDShares1.11M
TypeSH
Market value$118.05M
12.73%
Sole
1.11M
Shared
0.00
None
0.00
MR COOPER
DFNDShares206.23K
TypeSH
Market value$43.47M
4.69%
Sole
206.23K
Shared
0.00
None
0.00
NVIDIA COR
DFNDShares170.13K
TypeSH
Market value$31.74M
3.42%
Sole
170.13K
Shared
0.00
None
0.00
SNOWFLAKE
DFNDShares20M
TypePRN
Market value$30.39M
3.28%
Sole
20M
Shared
0.00
None
0.00
SPIRIT AER
DFNDShares709.79K
TypeSH
Market value$27.40M
2.95%
Sole
709.79K
Shared
0.00
None
0.00
PELOTON IN
DFNDShares22.19M
TypePRN
Market value$21.75M
2.34%
Sole
22.19M
Shared
0.00
None
0.00
HALOZYME T
DFNDShares18M
TypePRN
Market value$20.66M
2.23%
Sole
18M
Shared
0.00
None
0.00
ALLIANT EN
DFNDShares302.98K
TypeSH
Market value$20.42M
2.20%
Sole
302.98K
Shared
0.00
None
0.00
DRAFTKINGS
DFNDShares21.84M
TypePRN
Market value$19.68M
2.12%
Sole
21.84M
Shared
0.00
None
0.00
SOUTHERN C
DFNDShares17.50M
TypePRN
Market value$19.48M
2.10%
Sole
17.50M
Shared
0.00
None
0.00
ENTERGY CO
DFNDShares208.33K
TypeSH
Market value$19.41M
2.09%
Sole
208.33K
Shared
0.00
None
0.00
SOUTHERN C
DFNDShares201.92K
TypeSH
Market value$19.14M
2.06%
Sole
201.92K
Shared
0.00
None
0.00
PACKAGING
DFNDShares75.74K
TypeSH
Market value$16.51M
1.78%
Sole
75.74K
Shared
0.00
None
0.00
DUKE ENERG
DFNDShares15M
TypePRN
Market value$16.12M
1.74%
Sole
15M
Shared
0.00
None
0.00
AMERICAN W
DFNDShares16M
TypePRN
Market value$16.05M
1.73%
Sole
16M
Shared
0.00
None
0.00
MATTEL INC
DFNDShares1.24M
TypeSH
Market value$15.67M
1.69%
Sole
1.24M
Shared
0.00
None
0.00
MERCADOLIB
DFNDShares6.57K
TypeSH
Market value$15.35M
1.66%
Sole
6.57K
Shared
0.00
None
0.00
CENTERPOIN
DFNDShares387.67K
TypeSH
Market value$15.04M
1.62%
Sole
387.67K
Shared
0.00
None
0.00
WASTE CONN
DFNDShares64.10K
TypeSH
Market value$11.27M
1.21%
Sole
64.10K
Shared
0.00
None
0.00
CROCS INC
DFNDShares289K
TypeSH
Market value$11.15M
1.20%
Sole
289K
Shared
0.00
None
0.00
LIVE NATIO
DFNDShares93K
TypeSH
Market value$10.99M
1.18%
Sole
93K
Shared
0.00
None
0.00
ITAU UNIBA
DFNDShares1.49M
TypeSH
Market value$10.97M
1.18%
Sole
1.49M
Shared
0.00
None
0.00
SPOTIFY US
DFNDShares7.97M
TypePRN
Market value$10.92M
1.18%
Sole
7.97M
Shared
0.00
None
0.00
EMBRAER S.
DFNDShares172.12K
TypeSH
Market value$10.40M
1.12%
Sole
172.12K
Shared
0.00
None
0.00
FIRSTENERG
DFNDShares10M
TypePRN
Market value$10.40M
1.12%
Sole
10M
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
VERONA PHADFND | SPONS | 1.11M | SH | $118.05M 12.73% | 1.11M | 0.00 | 0.00 |
MR COOPERDFND | COM | 206.23K | SH | $43.47M 4.69% | 206.23K | 0.00 | 0.00 |
NVIDIA CORDFND | COM | 170.13K | SH | $31.74M 3.42% | 170.13K | 0.00 | 0.00 |
SNOWFLAKEDFND | NOTE1 | 20M | PRN | $30.39M 3.28% | 20M | 0.00 | 0.00 |
SPIRIT AERDFND | COMCL | 709.79K | SH | $27.40M 2.95% | 709.79K | 0.00 | 0.00 |
PELOTON INDFND | NOTE2 | 22.19M | PRN | $21.75M 2.34% | 22.19M | 0.00 | 0.00 |
HALOZYME TDFND | NOTE0 | 18M | PRN | $20.66M 2.23% | 18M | 0.00 | 0.00 |
ALLIANT ENDFND | COM | 302.98K | SH | $20.42M 2.20% | 302.98K | 0.00 | 0.00 |
DRAFTKINGSDFND | NOTE3 | 21.84M | PRN | $19.68M 2.12% | 21.84M | 0.00 | 0.00 |
SOUTHERN CDFND | NOTE4 | 17.50M | PRN | $19.48M 2.10% | 17.50M | 0.00 | 0.00 |
ENTERGY CODFND | COM | 208.33K | SH | $19.41M 2.09% | 208.33K | 0.00 | 0.00 |
SOUTHERN CDFND | COM | 201.92K | SH | $19.14M 2.06% | 201.92K | 0.00 | 0.00 |
PACKAGINGDFND | COM | 75.74K | SH | $16.51M 1.78% | 75.74K | 0.00 | 0.00 |
DUKE ENERGDFND | NOTE4 | 15M | PRN | $16.12M 1.74% | 15M | 0.00 | 0.00 |
AMERICAN WDFND | NOTE3 | 16M | PRN | $16.05M 1.73% | 16M | 0.00 | 0.00 |
MATTEL INCDFND | COM | 1.24M | SH | $15.67M 1.69% | 1.24M | 0.00 | 0.00 |
MERCADOLIBDFND | COM | 6.57K | SH | $15.35M 1.66% | 6.57K | 0.00 | 0.00 |
CENTERPOINDFND | COM | 387.67K | SH | $15.04M 1.62% | 387.67K | 0.00 | 0.00 |
WASTE CONNDFND | COM | 64.10K | SH | $11.27M 1.21% | 64.10K | 0.00 | 0.00 |
CROCS INCDFND | COM | 289K | SH | $11.15M 1.20% | 289K | 0.00 | 0.00 |
LIVE NATIODFND | COM | 93K | SH | $10.99M 1.18% | 93K | 0.00 | 0.00 |
ITAU UNIBADFND | SPONA | 1.49M | SH | $10.97M 1.18% | 1.49M | 0.00 | 0.00 |
SPOTIFY USDFND | NOTE3 | 7.97M | PRN | $10.92M 1.18% | 7.97M | 0.00 | 0.00 |
EMBRAER S.DFND | SPONS | 172.12K | SH | $10.40M 1.12% | 172.12K | 0.00 | 0.00 |
FIRSTENERGDFND | NOTE4 | 10M | PRN | $10.40M 1.12% | 10M | 0.00 | 0.00 |
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