Filed: 5/15/2024ACC: 0001132716-24-000022
📋 What this filing means
OCONNOR, A DISTINCT BUSINESS UNIT OF UBS ASSET MANAGEMENT AMERICAS (LLC) filed this quarterly 13F‑HR report disclosing 464 equity positions with a total reported market value of $1.40B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
464
Positions
$1.40B
Total AUM (reported)
418.36M
Total Shares
Allocation by class
COM$639.75M45.8%
CLASS$87.30M6.2%
CLA$75.93M5.4%
SPONS$71.74M5.1%
NOTE1$66.76M4.8%
SHS$56.67M4.1%
NOTE2$52.51M3.8%
Portfolio Concentration
Top 3$103.56M7.4%
4–10$153.31M11.0%
11–25$247.73M17.7%
Rest$893.56M63.9%
Top 3 weight
7.4%
Top 10 weight
18.4%
Voting Authority Distribution
Total shares with voting rights: 418.36M
Sole
Full voting authority
418.36M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole0
Shared0
Other464
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings464
Rows:
SPIRIT AIR
DFNDShares77.64M
TypePRN
Market value$37.27M
2.67%
Sole
77.64M
Shared
0.00
None
0.00
PELOTON IN
DFNDShares42.50M
TypePRN
Market value$36.13M
2.58%
Sole
42.50M
Shared
0.00
None
0.00
RYANAIR HO
DFNDShares207.24K
TypeSH
Market value$30.17M
2.16%
Sole
207.24K
Shared
0.00
None
0.00
REVANCE TH
DFNDShares40M
TypePRN
Market value$29.50M
2.11%
Sole
40M
Shared
0.00
None
0.00
OCCIDENTAL
DFNDShares355.27K
TypeSH
Market value$23.09M
1.65%
Sole
355.27K
Shared
0.00
None
0.00
OKTA INC
DFNDShares200K
TypeSH
Market value$20.92M
1.50%
Sole
200K
Shared
0.00
None
0.00
NVIDIA COR
DFNDShares22.90K
TypeSH
Market value$20.69M
1.48%
Sole
22.90K
Shared
0.00
None
0.00
NEW PROVID
DFNDShares1.86M
TypeSH
Market value$20.02M
1.43%
Sole
1.86M
Shared
0.00
None
0.00
ACORDA THE
DFNDShares30M
TypePRN
Market value$19.83M
1.42%
Sole
30M
Shared
0.00
None
0.00
MATTEL INC
DFNDShares1.14M
TypeSH
Market value$19.26M
1.38%
Sole
1.14M
Shared
0.00
None
0.00
BANDWIDTH
DFNDShares26.50M
TypePRN
Market value$19.08M
1.36%
Sole
26.50M
Shared
0.00
None
0.00
SCREAMING
DFNDShares1.72M
TypeSH
Market value$18.40M
1.32%
Sole
1.72M
Shared
0.00
None
0.00
NORFOLK SO
DFNDShares69.50K
TypeSH
Market value$17.71M
1.27%
Sole
69.50K
Shared
0.00
None
0.00
PENTAIR PL
DFNDShares200.80K
TypeSH
Market value$17.16M
1.23%
Sole
200.80K
Shared
0.00
None
0.00
BROADCOM I
DFNDShares12.87K
TypeSH
Market value$17.06M
1.22%
Sole
12.87K
Shared
0.00
None
0.00
AUTOLIV IN
DFNDShares141.43K
TypeSH
Market value$17.03M
1.22%
Sole
141.43K
Shared
0.00
None
0.00
SHERWIN WI
DFNDShares48.50K
TypeSH
Market value$16.85M
1.20%
Sole
48.50K
Shared
0.00
None
0.00
TRAVERE TH
DFNDShares25.50M
TypePRN
Market value$16.39M
1.17%
Sole
25.50M
Shared
0.00
None
0.00
TRIP COM G
DFNDShares365K
TypeSH
Market value$16.02M
1.15%
Sole
365K
Shared
0.00
None
0.00
FUBOTV INC
DFNDShares25M
TypePRN
Market value$16.00M
1.14%
Sole
25M
Shared
0.00
None
0.00
HUBBELL IN
DFNDShares38.30K
TypeSH
Market value$15.90M
1.14%
Sole
38.30K
Shared
0.00
None
0.00
FREEPORT-M
DFNDShares321.39K
TypeSH
Market value$15.11M
1.08%
Sole
321.39K
Shared
0.00
None
0.00
CONFLUENT
DFNDShares495K
TypeSH
Market value$15.11M
1.08%
Sole
495K
Shared
0.00
None
0.00
ELASTIC N
DFNDShares150K
TypeSH
Market value$15.04M
1.08%
Sole
150K
Shared
0.00
None
0.00
PETIQ INC
DFNDShares15M
TypePRN
Market value$14.89M
1.06%
Sole
15M
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPIRIT AIRDFND | NOTE1 | 77.64M | PRN | $37.27M 2.67% | 77.64M | 0.00 | 0.00 |
PELOTON INDFND | NOTE2 | 42.50M | PRN | $36.13M 2.58% | 42.50M | 0.00 | 0.00 |
RYANAIR HODFND | SPONS | 207.24K | SH | $30.17M 2.16% | 207.24K | 0.00 | 0.00 |
REVANCE THDFND | NOTE1 | 40M | PRN | $29.50M 2.11% | 40M | 0.00 | 0.00 |
OCCIDENTALDFND | COM | 355.27K | SH | $23.09M 1.65% | 355.27K | 0.00 | 0.00 |
OKTA INCDFND | CLA | 200K | SH | $20.92M 1.50% | 200K | 0.00 | 0.00 |
NVIDIA CORDFND | COM | 22.90K | SH | $20.69M 1.48% | 22.90K | 0.00 | 0.00 |
NEW PROVIDDFND | CLASS | 1.86M | SH | $20.02M 1.43% | 1.86M | 0.00 | 0.00 |
ACORDA THEDFND | NOTE6 | 30M | PRN | $19.83M 1.42% | 30M | 0.00 | 0.00 |
MATTEL INCDFND | COM | 1.14M | SH | $19.26M 1.38% | 1.14M | 0.00 | 0.00 |
BANDWIDTHDFND | NOTE0 | 26.50M | PRN | $19.08M 1.36% | 26.50M | 0.00 | 0.00 |
SCREAMINGDFND | CLASS | 1.72M | SH | $18.40M 1.32% | 1.72M | 0.00 | 0.00 |
NORFOLK SODFND | COM | 69.50K | SH | $17.71M 1.27% | 69.50K | 0.00 | 0.00 |
PENTAIR PLDFND | SHS | 200.80K | SH | $17.16M 1.23% | 200.80K | 0.00 | 0.00 |
BROADCOM IDFND | COM | 12.87K | SH | $17.06M 1.22% | 12.87K | 0.00 | 0.00 |
AUTOLIV INDFND | COM | 141.43K | SH | $17.03M 1.22% | 141.43K | 0.00 | 0.00 |
SHERWIN WIDFND | COM | 48.50K | SH | $16.85M 1.20% | 48.50K | 0.00 | 0.00 |
TRAVERE THDFND | NOTE2 | 25.50M | PRN | $16.39M 1.17% | 25.50M | 0.00 | 0.00 |
TRIP COM GDFND | ADS | 365K | SH | $16.02M 1.15% | 365K | 0.00 | 0.00 |
FUBOTV INCDFND | NOTE3 | 25M | PRN | $16.00M 1.14% | 25M | 0.00 | 0.00 |
HUBBELL INDFND | COM | 38.30K | SH | $15.90M 1.14% | 38.30K | 0.00 | 0.00 |
FREEPORT-MDFND | CLB | 321.39K | SH | $15.11M 1.08% | 321.39K | 0.00 | 0.00 |
CONFLUENTDFND | CLASS | 495K | SH | $15.11M 1.08% | 495K | 0.00 | 0.00 |
ELASTIC NDFND | ORDSH | 150K | SH | $15.04M 1.08% | 150K | 0.00 | 0.00 |
PETIQ INCDFND | NOTE4 | 15M | PRN | $14.89M 1.06% | 15M | 0.00 | 0.00 |
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