Filed: 2/14/2024ACC: 0001132716-24-000016
📋 What this filing means
OCONNOR, A DISTINCT BUSINESS UNIT OF UBS ASSET MANAGEMENT AMERICAS (LLC) filed this quarterly 13F‑HR report disclosing 470 equity positions with a total reported market value of $1.39B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
470
Positions
$1.39B
Total AUM (reported)
501.71M
Total Shares
Allocation by class
COM$531.32M38.2%
COMNE$146.78M10.6%
NOTE1$115.65M8.3%
CLASS$110.95M8.0%
CLA$55.37M4.0%
SPONS$55.33M4.0%
NOTE2$48.01M3.5%
Portfolio Concentration
Top 3$214.07M15.4%
4–10$158.73M11.4%
11–25$210.88M15.2%
Rest$806.74M58.0%
Top 3 weight
15.4%
Top 10 weight
26.8%
Voting Authority Distribution
Total shares with voting rights: 502.62M
Sole
Full voting authority
502.62M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole0
Shared0
Other470
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings470
Rows:
SPIRIT RLT
DFNDShares2.74M
TypeSH
Market value$119.69M
8.61%
Sole
2.74M
Shared
0.00
None
0.00
SPIRIT AIR
DFNDShares87.64M
TypePRN
Market value$61.34M
4.41%
Sole
87.64M
Shared
0.00
None
0.00
PELOTON IN
DFNDShares42.50M
TypePRN
Market value$33.04M
2.38%
Sole
42.50M
Shared
0.00
None
0.00
RYANAIR HO
DFNDShares217.34K
TypeSH
Market value$28.98M
2.08%
Sole
217.34K
Shared
0.00
None
0.00
DISH NETWO
DFNDShares40M
TypePRN
Market value$24.89M
1.79%
Sole
40M
Shared
0.00
None
0.00
REVANCE TH
DFNDShares31.50M
TypePRN
Market value$24.03M
1.73%
Sole
31.50M
Shared
0.00
None
0.00
ACORDA THE
DFNDShares30M
TypePRN
Market value$21.60M
1.55%
Sole
30M
Shared
0.00
None
0.00
BANDWIDTH
DFNDShares33M
TypePRN
Market value$20.95M
1.51%
Sole
33M
Shared
0.00
None
0.00
NEW PROVID
DFNDShares1.86M
TypeSH
Market value$19.81M
1.42%
Sole
1.86M
Shared
0.00
None
0.00
MATTEL INC
DFNDShares1.14M
TypeSH
Market value$18.46M
1.33%
Sole
1.14M
Shared
0.00
None
0.00
FUBOTV INC
DFNDShares25M
TypePRN
Market value$18.31M
1.32%
Sole
25M
Shared
0.00
None
0.00
SCREAMING
DFNDShares1.72M
TypeSH
Market value$18.23M
1.31%
Sole
1.72M
Shared
0.00
None
0.00
GORES HOLD
DFNDShares1.56M
TypeSH
Market value$16.41M
1.18%
Sole
1.56M
Shared
0.00
None
0.00
AUTOLIV IN
DFNDShares145.22K
TypeSH
Market value$16.00M
1.15%
Sole
145.22K
Shared
0.00
None
0.00
PETIQ INC
DFNDShares15M
TypePRN
Market value$15.07M
1.08%
Sole
15M
Shared
0.00
None
0.00
OCCIDENTAL
DFNDShares251.61K
TypeSH
Market value$15.02M
1.08%
Sole
251.61K
Shared
0.00
None
0.00
TRAVERE TH
DFNDShares22.50M
TypePRN
Market value$14.97M
1.08%
Sole
22.50M
Shared
0.00
None
0.00
QORVO INC
DFNDShares125K
TypeSH
Market value$14.08M
1.01%
Sole
125K
Shared
0.00
None
0.00
FREEPORT-M
DFNDShares306.39K
TypeSH
Market value$13.04M
0.94%
Sole
306.39K
Shared
0.00
None
0.00
UNION PAC
DFNDShares51.59K
TypeSH
Market value$12.67M
0.91%
Sole
51.59K
Shared
0.00
None
0.00
BAIDU INC
DFNDShares105K
TypeSH
Market value$12.50M
0.90%
Sole
105K
Shared
0.00
None
0.00
NORFOLK SO
DFNDShares48.90K
TypeSH
Market value$11.56M
0.83%
Sole
48.90K
Shared
0.00
None
0.00
OCCIDENTAL
DFNDShares300K
TypeSH
Market value$11.35M
0.82%
Sole
300K
Shared
0.00
None
0.00
LENDINGTRE
DFNDShares13.50M
TypePRN
Market value$11.17M
0.80%
Sole
13.50M
Shared
0.00
None
0.00
GENERAL EL
DFNDShares82.20K
TypeSH
Market value$10.49M
0.75%
Sole
82.20K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPIRIT RLTDFND | COMNE | 2.74M | SH | $119.69M 8.61% | 2.74M | 0.00 | 0.00 |
SPIRIT AIRDFND | NOTE1 | 87.64M | PRN | $61.34M 4.41% | 87.64M | 0.00 | 0.00 |
PELOTON INDFND | NOTE2 | 42.50M | PRN | $33.04M 2.38% | 42.50M | 0.00 | 0.00 |
RYANAIR HODFND | SPONS | 217.34K | SH | $28.98M 2.08% | 217.34K | 0.00 | 0.00 |
DISH NETWODFND | NOTE1 | 40M | PRN | $24.89M 1.79% | 40M | 0.00 | 0.00 |
REVANCE THDFND | NOTE1 | 31.50M | PRN | $24.03M 1.73% | 31.50M | 0.00 | 0.00 |
ACORDA THEDFND | NOTE6 | 30M | PRN | $21.60M 1.55% | 30M | 0.00 | 0.00 |
BANDWIDTHDFND | NOTE0 | 33M | PRN | $20.95M 1.51% | 33M | 0.00 | 0.00 |
NEW PROVIDDFND | CLASS | 1.86M | SH | $19.81M 1.42% | 1.86M | 0.00 | 0.00 |
MATTEL INCDFND | COM | 1.14M | SH | $18.46M 1.33% | 1.14M | 0.00 | 0.00 |
FUBOTV INCDFND | NOTE3 | 25M | PRN | $18.31M 1.32% | 25M | 0.00 | 0.00 |
SCREAMINGDFND | CLASS | 1.72M | SH | $18.23M 1.31% | 1.72M | 0.00 | 0.00 |
GORES HOLDDFND | CLASS | 1.56M | SH | $16.41M 1.18% | 1.56M | 0.00 | 0.00 |
AUTOLIV INDFND | COM | 145.22K | SH | $16.00M 1.15% | 145.22K | 0.00 | 0.00 |
PETIQ INCDFND | NOTE4 | 15M | PRN | $15.07M 1.08% | 15M | 0.00 | 0.00 |
OCCIDENTALDFND | COM | 251.61K | SH | $15.02M 1.08% | 251.61K | 0.00 | 0.00 |
TRAVERE THDFND | NOTE2 | 22.50M | PRN | $14.97M 1.08% | 22.50M | 0.00 | 0.00 |
QORVO INCDFND | COM | 125K | SH | $14.08M 1.01% | 125K | 0.00 | 0.00 |
FREEPORT-MDFND | CLB | 306.39K | SH | $13.04M 0.94% | 306.39K | 0.00 | 0.00 |
UNION PACDFND | COM | 51.59K | SH | $12.67M 0.91% | 51.59K | 0.00 | 0.00 |
BAIDU INCDFND | SPONA | 105K | SH | $12.50M 0.90% | 105K | 0.00 | 0.00 |
NORFOLK SODFND | COM | 48.90K | SH | $11.56M 0.83% | 48.90K | 0.00 | 0.00 |
OCCIDENTALDFND | *WEXP | 300K | SH | $11.35M 0.82% | 300K | 0.00 | 0.00 |
LENDINGTREDFND | NOTE0 | 13.50M | PRN | $11.17M 0.80% | 13.50M | 0.00 | 0.00 |
GENERAL ELDFND | COMNE | 82.20K | SH | $10.49M 0.75% | 82.20K | 0.00 | 0.00 |
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