Filed: 11/14/2023ACC: 0001132716-23-000020
📋 What this filing means
OCONNOR, A DISTINCT BUSINESS UNIT OF UBS ASSET MANAGEMENT AMERICAS (LLC) filed this quarterly 13F‑HR report disclosing 522 equity positions with a total reported market value of $3.97B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
522
Positions
$3.97B
Total AUM (reported)
586.29M
Total Shares
Allocation by class
COM$2.08B52.4%
SHS$921.61M23.2%
CLASS$173.53M4.4%
NOTE1$130.98M3.3%
COMCL$78.33M2.0%
CLA$70.14M1.8%
SPONS$69.06M1.7%
Portfolio Concentration
Top 3$2.19B55.2%
4–10$252.00M6.3%
11–25$265.62M6.7%
Rest$1.26B31.7%
Top 3 weight
55.2%
Top 10 weight
61.6%
Voting Authority Distribution
Total shares with voting rights: 587.94M
Sole
Full voting authority
587.94M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole0
Shared0
Other522
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings522
Rows:
ACTIVISION
DFNDShares11.36M
TypeSH
Market value$1.06B
26.80%
Sole
11.36M
Shared
0.00
None
0.00
HORIZON TH
DFNDShares7.66M
TypeSH
Market value$886.68M
22.34%
Sole
7.66M
Shared
0.00
None
0.00
NATIONAL I
DFNDShares4.04M
TypeSH
Market value$241.07M
6.07%
Sole
4.04M
Shared
0.00
None
0.00
SPIRIT AIR
DFNDShares91.50M
TypePRN
Market value$76.52M
1.93%
Sole
91.50M
Shared
0.00
None
0.00
OCCIDENTAL
DFNDShares1M
TypeSH
Market value$42.99M
1.08%
Sole
1M
Shared
0.00
None
0.00
PELOTON IN
DFNDShares42.50M
TypePRN
Market value$32.19M
0.81%
Sole
42.50M
Shared
0.00
None
0.00
DISH NETWO
DFNDShares40M
TypePRN
Market value$26.98M
0.68%
Sole
40M
Shared
0.00
None
0.00
SCREAMING
DFNDShares2.49M
TypeSH
Market value$26.07M
0.66%
Sole
2.49M
Shared
0.00
None
0.00
LENDINGTRE
DFNDShares30M
TypePRN
Market value$23.70M
0.60%
Sole
30M
Shared
0.00
None
0.00
GORES HOLD
DFNDShares2.27M
TypeSH
Market value$23.54M
0.59%
Sole
2.27M
Shared
0.00
None
0.00
RYANAIR HO
DFNDShares241.03K
TypeSH
Market value$23.43M
0.59%
Sole
241.03K
Shared
0.00
None
0.00
BANDWIDTH
DFNDShares35M
TypePRN
Market value$22.66M
0.57%
Sole
35M
Shared
0.00
None
0.00
MATTEL INC
DFNDShares919.03K
TypeSH
Market value$20.25M
0.51%
Sole
919.03K
Shared
0.00
None
0.00
NEW PROVID
DFNDShares1.86M
TypeSH
Market value$20.13M
0.51%
Sole
1.86M
Shared
0.00
None
0.00
PETIQ INC
DFNDShares20M
TypePRN
Market value$19.51M
0.49%
Sole
20M
Shared
0.00
None
0.00
ACORDA THE
DFNDShares30M
TypePRN
Market value$19.20M
0.48%
Sole
30M
Shared
0.00
None
0.00
REXFORD IN
DFNDShares355.24K
TypeSH
Market value$17.53M
0.44%
Sole
355.24K
Shared
0.00
None
0.00
FUBOTV INC
DFNDShares25M
TypePRN
Market value$16.50M
0.42%
Sole
25M
Shared
0.00
None
0.00
REVANCE TH
DFNDShares20M
TypePRN
Market value$16.18M
0.41%
Sole
20M
Shared
0.00
None
0.00
TRAVERE TH
DFNDShares25M
TypePRN
Market value$16.14M
0.41%
Sole
25M
Shared
0.00
None
0.00
NVR INC
DFNDShares2.64K
TypeSH
Market value$15.75M
0.40%
Sole
2.64K
Shared
0.00
None
0.00
AMAZON COM
DFNDShares122.53K
TypeSH
Market value$15.58M
0.39%
Sole
122.53K
Shared
0.00
None
0.00
APPLIED OP
DFNDShares15M
TypePRN
Market value$14.99M
0.38%
Sole
15M
Shared
0.00
None
0.00
INGERSOLL
DFNDShares222.82K
TypeSH
Market value$14.20M
0.36%
Sole
222.82K
Shared
0.00
None
0.00
SBA COMMUN
DFNDShares67.80K
TypeSH
Market value$13.57M
0.34%
Sole
67.80K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ACTIVISIONDFND | COM | 11.36M | SH | $1.06B 26.80% | 11.36M | 0.00 | 0.00 |
HORIZON THDFND | SHS | 7.66M | SH | $886.68M 22.34% | 7.66M | 0.00 | 0.00 |
NATIONAL IDFND | COM | 4.04M | SH | $241.07M 6.07% | 4.04M | 0.00 | 0.00 |
SPIRIT AIRDFND | NOTE1 | 91.50M | PRN | $76.52M 1.93% | 91.50M | 0.00 | 0.00 |
OCCIDENTALDFND | *WEXP | 1M | SH | $42.99M 1.08% | 1M | 0.00 | 0.00 |
PELOTON INDFND | NOTE2 | 42.50M | PRN | $32.19M 0.81% | 42.50M | 0.00 | 0.00 |
DISH NETWODFND | NOTE1 | 40M | PRN | $26.98M 0.68% | 40M | 0.00 | 0.00 |
SCREAMINGDFND | CLASS | 2.49M | SH | $26.07M 0.66% | 2.49M | 0.00 | 0.00 |
LENDINGTREDFND | NOTE0 | 30M | PRN | $23.70M 0.60% | 30M | 0.00 | 0.00 |
GORES HOLDDFND | CLASS | 2.27M | SH | $23.54M 0.59% | 2.27M | 0.00 | 0.00 |
RYANAIR HODFND | SPONS | 241.03K | SH | $23.43M 0.59% | 241.03K | 0.00 | 0.00 |
BANDWIDTHDFND | NOTE0 | 35M | PRN | $22.66M 0.57% | 35M | 0.00 | 0.00 |
MATTEL INCDFND | COM | 919.03K | SH | $20.25M 0.51% | 919.03K | 0.00 | 0.00 |
NEW PROVIDDFND | CLASS | 1.86M | SH | $20.13M 0.51% | 1.86M | 0.00 | 0.00 |
PETIQ INCDFND | NOTE4 | 20M | PRN | $19.51M 0.49% | 20M | 0.00 | 0.00 |
ACORDA THEDFND | NOTE6 | 30M | PRN | $19.20M 0.48% | 30M | 0.00 | 0.00 |
REXFORD INDFND | COM | 355.24K | SH | $17.53M 0.44% | 355.24K | 0.00 | 0.00 |
FUBOTV INCDFND | NOTE3 | 25M | PRN | $16.50M 0.42% | 25M | 0.00 | 0.00 |
REVANCE THDFND | NOTE1 | 20M | PRN | $16.18M 0.41% | 20M | 0.00 | 0.00 |
TRAVERE THDFND | NOTE2 | 25M | PRN | $16.14M 0.41% | 25M | 0.00 | 0.00 |
NVR INCDFND | COM | 2.64K | SH | $15.75M 0.40% | 2.64K | 0.00 | 0.00 |
AMAZON COMDFND | COM | 122.53K | SH | $15.58M 0.39% | 122.53K | 0.00 | 0.00 |
APPLIED OPDFND | NOTE5 | 15M | PRN | $14.99M 0.38% | 15M | 0.00 | 0.00 |
INGERSOLLDFND | COM | 222.82K | SH | $14.20M 0.36% | 222.82K | 0.00 | 0.00 |
SBA COMMUNDFND | CLA | 67.80K | SH | $13.57M 0.34% | 67.80K | 0.00 | 0.00 |
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