Filed: 8/14/2023ACC: 0001132716-23-000016
📋 What this filing means
OCONNOR, A DISTINCT BUSINESS UNIT OF UBS ASSET MANAGEMENT AMERICAS (LLC) filed this quarterly 13F‑HR report disclosing 551 equity positions with a total reported market value of $2.71B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
551
Positions
$2.71B
Total AUM (reported)
699.38M
Total Shares
Allocation by class
COM$1.24B45.6%
CLASS$275.98M10.2%
CLA$212.52M7.8%
COMCL$104.68M3.9%
NOTE2$104.45M3.9%
NOTE1$103.40M3.8%
SHSCL$59.64M2.2%
Portfolio Concentration
Top 3$591.64M21.8%
4–10$337.01M12.4%
11–25$340.92M12.6%
Rest$1.44B53.2%
Top 3 weight
21.8%
Top 10 weight
34.2%
Voting Authority Distribution
Total shares with voting rights: 715.82M
Sole
Full voting authority
715.82M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole0
Shared0
Other551
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings551
Rows:
IVERIC BIO
DFNDShares5.85M
TypeSH
Market value$230.14M
8.48%
Sole
5.85M
Shared
0.00
None
0.00
PDC ENERGY
DFNDShares3.10M
TypeSH
Market value$220.64M
8.13%
Sole
3.10M
Shared
0.00
None
0.00
SYNEOS HEA
DFNDShares3.34M
TypeSH
Market value$140.86M
5.19%
Sole
3.34M
Shared
0.00
None
0.00
LIFE STORA
DFNDShares734.31K
TypeSH
Market value$97.63M
3.60%
Sole
734.31K
Shared
0.00
None
0.00
SPIRIT AIR
DFNDShares67.31M
TypePRN
Market value$54.83M
2.02%
Sole
83.75M
Shared
0.00
None
0.00
PELOTON IN
DFNDShares67.50M
TypePRN
Market value$51.30M
1.89%
Sole
67.50M
Shared
0.00
None
0.00
OCCIDENTAL
DFNDShares1M
TypeSH
Market value$36.88M
1.36%
Sole
1M
Shared
0.00
None
0.00
MICROSTRAT
DFNDShares50M
TypePRN
Market value$32.75M
1.21%
Sole
50M
Shared
0.00
None
0.00
ISHARES TR
DFNDShares300K
TypeSH
Market value$32.44M
1.20%
Sole
300K
Shared
0.00
None
0.00
VECTIVBIO
DFNDShares1.85M
TypeSH
Market value$31.17M
1.15%
Sole
1.85M
Shared
0.00
None
0.00
CONYERS PA
DFNDShares2.87M
TypeSH
Market value$29.30M
1.08%
Sole
2.87M
Shared
0.00
None
0.00
RYANAIR HO
DFNDShares246.78K
TypeSH
Market value$27.29M
1.01%
Sole
246.78K
Shared
0.00
None
0.00
DISH NETWO
DFNDShares50M
TypePRN
Market value$26.52M
0.98%
Sole
50M
Shared
0.00
None
0.00
SCREAMING
DFNDShares2.49M
TypeSH
Market value$25.75M
0.95%
Sole
2.49M
Shared
0.00
None
0.00
PARATEK PH
DFNDShares25M
TypePRN
Market value$24.38M
0.90%
Sole
25M
Shared
0.00
None
0.00
GORES HOLD
DFNDShares2.27M
TypeSH
Market value$23.22M
0.86%
Sole
2.27M
Shared
0.00
None
0.00
LENDINGTRE
DFNDShares30M
TypePRN
Market value$23.10M
0.85%
Sole
30M
Shared
0.00
None
0.00
BANDWIDTH
DFNDShares35M
TypePRN
Market value$22.23M
0.82%
Sole
35M
Shared
0.00
None
0.00
AFFIRM HLD
DFNDShares30M
TypePRN
Market value$22.05M
0.81%
Sole
30M
Shared
0.00
None
0.00
GENERATION
DFNDShares1.98M
TypeSH
Market value$20.83M
0.77%
Sole
1.98M
Shared
0.00
None
0.00
TRAVERE TH
DFNDShares25M
TypePRN
Market value$20.40M
0.75%
Sole
25M
Shared
0.00
None
0.00
NEW PROVID
DFNDShares1.86M
TypeSH
Market value$19.54M
0.72%
Sole
1.86M
Shared
0.00
None
0.00
ACORDA THE
DFNDShares30M
TypePRN
Market value$19.11M
0.70%
Sole
30M
Shared
0.00
None
0.00
REXFORD IN
DFNDShares363.43K
TypeSH
Market value$18.98M
0.70%
Sole
363.43K
Shared
0.00
None
0.00
SBA COMMUN
DFNDShares78.63K
TypeSH
Market value$18.22M
0.67%
Sole
78.63K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
IVERIC BIODFND | COM | 5.85M | SH | $230.14M 8.48% | 5.85M | 0.00 | 0.00 |
PDC ENERGYDFND | COM | 3.10M | SH | $220.64M 8.13% | 3.10M | 0.00 | 0.00 |
SYNEOS HEADFND | CLA | 3.34M | SH | $140.86M 5.19% | 3.34M | 0.00 | 0.00 |
LIFE STORADFND | COM | 734.31K | SH | $97.63M 3.60% | 734.31K | 0.00 | 0.00 |
SPIRIT AIRDFND | NOTE1 | 67.31M | PRN | $54.83M 2.02% | 83.75M | 0.00 | 0.00 |
PELOTON INDFND | NOTE2 | 67.50M | PRN | $51.30M 1.89% | 67.50M | 0.00 | 0.00 |
OCCIDENTALDFND | *WEXP | 1M | SH | $36.88M 1.36% | 1M | 0.00 | 0.00 |
MICROSTRATDFND | NOTE2 | 50M | PRN | $32.75M 1.21% | 50M | 0.00 | 0.00 |
ISHARES TRDFND | IBOXX | 300K | SH | $32.44M 1.20% | 300K | 0.00 | 0.00 |
VECTIVBIODFND | ORDSH | 1.85M | SH | $31.17M 1.15% | 1.85M | 0.00 | 0.00 |
CONYERS PADFND | CLASS | 2.87M | SH | $29.30M 1.08% | 2.87M | 0.00 | 0.00 |
RYANAIR HODFND | SPONS | 246.78K | SH | $27.29M 1.01% | 246.78K | 0.00 | 0.00 |
DISH NETWODFND | NOTE1 | 50M | PRN | $26.52M 0.98% | 50M | 0.00 | 0.00 |
SCREAMINGDFND | CLASS | 2.49M | SH | $25.75M 0.95% | 2.49M | 0.00 | 0.00 |
PARATEK PHDFND | NOTE4 | 25M | PRN | $24.38M 0.90% | 25M | 0.00 | 0.00 |
GORES HOLDDFND | CLASS | 2.27M | SH | $23.22M 0.86% | 2.27M | 0.00 | 0.00 |
LENDINGTREDFND | NOTE0 | 30M | PRN | $23.10M 0.85% | 30M | 0.00 | 0.00 |
BANDWIDTHDFND | NOTE0 | 35M | PRN | $22.23M 0.82% | 35M | 0.00 | 0.00 |
AFFIRM HLDDFND | NOTE1 | 30M | PRN | $22.05M 0.81% | 30M | 0.00 | 0.00 |
GENERATIONDFND | CLAOR | 1.98M | SH | $20.83M 0.77% | 1.98M | 0.00 | 0.00 |
TRAVERE THDFND | NOTE2 | 25M | PRN | $20.40M 0.75% | 25M | 0.00 | 0.00 |
NEW PROVIDDFND | CLASS | 1.86M | SH | $19.54M 0.72% | 1.86M | 0.00 | 0.00 |
ACORDA THEDFND | NOTE6 | 30M | PRN | $19.11M 0.70% | 30M | 0.00 | 0.00 |
REXFORD INDFND | COM | 363.43K | SH | $18.98M 0.70% | 363.43K | 0.00 | 0.00 |
SBA COMMUNDFND | CLA | 78.63K | SH | $18.22M 0.67% | 78.63K | 0.00 | 0.00 |
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