Filed: 5/15/2023ACC: 0001132716-23-000007
📋 What this filing means
OCONNOR, A DISTINCT BUSINESS UNIT OF UBS ASSET MANAGEMENT AMERICAS (LLC) filed this quarterly 13F‑HR report disclosing 593 equity positions with a total reported market value of $2.28B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
593
Positions
$2.28B
Total AUM (reported)
889.59M
Total Shares
Allocation by class
COM$632.39M27.8%
CLASS$383.65M16.9%
NOTE3$133.65M5.9%
COMCL$130.63M5.7%
NOTE1$110.77M4.9%
CLACO$102.09M4.5%
NOTE2$99.81M4.4%
Portfolio Concentration
Top 3$195.02M8.6%
4–10$259.21M11.4%
11–25$329.54M14.5%
Rest$1.49B65.6%
Top 3 weight
8.6%
Top 10 weight
20.0%
Voting Authority Distribution
Total shares with voting rights: 894.14M
Sole
Full voting authority
894.14M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole0
Shared0
Other593
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings593
Rows:
PROVENTI
DFNDShares2.92M
TypeSH
Market value$70.49M
3.10%
Sole
2.92M
Shared
0.00
None
0.00
OAK STR
DFNDShares63.80M
TypePRN
Market value$62.92M
2.77%
Sole
63.80M
Shared
0.00
None
0.00
SPIRIT A
DFNDShares75.36M
TypePRN
Market value$61.61M
2.71%
Sole
75.36M
Shared
0.00
None
0.00
OCCIDENT
DFNDShares1.30M
TypeSH
Market value$53.05M
2.33%
Sole
1.30M
Shared
0.00
None
0.00
PELOTON
DFNDShares67.50M
TypePRN
Market value$50.96M
2.24%
Sole
67.50M
Shared
0.00
None
0.00
WAYFAIR
DFNDShares50M
TypePRN
Market value$36.50M
1.60%
Sole
50M
Shared
0.00
None
0.00
ISHARES
DFNDShares280K
TypeSH
Market value$30.69M
1.35%
Sole
280K
Shared
0.00
None
0.00
CONYERS
DFNDShares2.93M
TypeSH
Market value$29.70M
1.31%
Sole
2.93M
Shared
0.00
None
0.00
AMRYT PH
DFNDShares2M
TypeSH
Market value$29.16M
1.28%
Sole
2M
Shared
0.00
None
0.00
MICROSTR
DFNDShares55M
TypePRN
Market value$29.15M
1.28%
Sole
55M
Shared
0.00
None
0.00
DISH NET
DFNDShares50M
TypePRN
Market value$26.59M
1.17%
Sole
50M
Shared
0.00
None
0.00
SCREAMIN
DFNDShares2.55M
TypeSH
Market value$25.87M
1.14%
Sole
2.55M
Shared
0.00
None
0.00
OAK STR
DFNDShares6.54M
TypeSH
Market value$25.29M
1.11%
Sole
6.54M
Shared
0.00
None
0.00
RYANAIR
DFNDShares264.90K
TypeSH
Market value$24.98M
1.10%
Sole
264.90K
Shared
0.00
None
0.00
GORES HO
DFNDShares2.32M
TypeSH
Market value$23.35M
1.03%
Sole
2.32M
Shared
0.00
None
0.00
NEW PROV
DFNDShares2.23M
TypeSH
Market value$23.09M
1.01%
Sole
2.23M
Shared
0.00
None
0.00
AFFIRM H
DFNDShares35M
TypePRN
Market value$22.57M
0.99%
Sole
35M
Shared
0.00
None
0.00
DRAFTKIN
DFNDShares32M
TypePRN
Market value$22.24M
0.98%
Sole
32M
Shared
0.00
None
0.00
GENERATI
DFNDShares1.98M
TypeSH
Market value$20.41M
0.90%
Sole
1.98M
Shared
0.00
None
0.00
HOME PLA
DFNDShares1.98M
TypeSH
Market value$20.04M
0.88%
Sole
1.98M
Shared
0.00
None
0.00
TRAVERE
DFNDShares20M
TypePRN
Market value$19.70M
0.87%
Sole
20M
Shared
0.00
None
0.00
BANDWIDT
DFNDShares30M
TypePRN
Market value$19.43M
0.85%
Sole
30M
Shared
0.00
None
0.00
PARATEK
DFNDShares25M
TypePRN
Market value$19.43M
0.85%
Sole
25M
Shared
0.00
None
0.00
ACORDA T
DFNDShares30M
TypePRN
Market value$18.92M
0.83%
Sole
30M
Shared
0.00
None
0.00
NEWHOLD
DFNDShares1.73M
TypeSH
Market value$17.62M
0.77%
Sole
1.73M
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
PROVENTIDFND | COM | 2.92M | SH | $70.49M 3.10% | 2.92M | 0.00 | 0.00 |
OAK STRDFND | NOTE3 | 63.80M | PRN | $62.92M 2.77% | 63.80M | 0.00 | 0.00 |
SPIRIT ADFND | NOTE1 | 75.36M | PRN | $61.61M 2.71% | 75.36M | 0.00 | 0.00 |
OCCIDENTDFND | *WEXP | 1.30M | SH | $53.05M 2.33% | 1.30M | 0.00 | 0.00 |
PELOTONDFND | NOTE2 | 67.50M | PRN | $50.96M 2.24% | 67.50M | 0.00 | 0.00 |
WAYFAIRDFND | NOTE0 | 50M | PRN | $36.50M 1.60% | 50M | 0.00 | 0.00 |
ISHARESDFND | IBOXX | 280K | SH | $30.69M 1.35% | 280K | 0.00 | 0.00 |
CONYERSDFND | CLASS | 2.93M | SH | $29.70M 1.31% | 2.93M | 0.00 | 0.00 |
AMRYT PHDFND | SPONS | 2M | SH | $29.16M 1.28% | 2M | 0.00 | 0.00 |
MICROSTRDFND | NOTE2 | 55M | PRN | $29.15M 1.28% | 55M | 0.00 | 0.00 |
DISH NETDFND | NOTE1 | 50M | PRN | $26.59M 1.17% | 50M | 0.00 | 0.00 |
SCREAMINDFND | CLASS | 2.55M | SH | $25.87M 1.14% | 2.55M | 0.00 | 0.00 |
OAK STRDFND | COM | 6.54M | SH | $25.29M 1.11% | 6.54M | 0.00 | 0.00 |
RYANAIRDFND | SPONS | 264.90K | SH | $24.98M 1.10% | 264.90K | 0.00 | 0.00 |
GORES HODFND | CLASS | 2.32M | SH | $23.35M 1.03% | 2.32M | 0.00 | 0.00 |
NEW PROVDFND | CLASS | 2.23M | SH | $23.09M 1.01% | 2.23M | 0.00 | 0.00 |
AFFIRM HDFND | NOTE1 | 35M | PRN | $22.57M 0.99% | 35M | 0.00 | 0.00 |
DRAFTKINDFND | NOTE3 | 32M | PRN | $22.24M 0.98% | 32M | 0.00 | 0.00 |
GENERATIDFND | CLAOR | 1.98M | SH | $20.41M 0.90% | 1.98M | 0.00 | 0.00 |
HOME PLADFND | CLACO | 1.98M | SH | $20.04M 0.88% | 1.98M | 0.00 | 0.00 |
TRAVEREDFND | NOTE2 | 20M | PRN | $19.70M 0.87% | 20M | 0.00 | 0.00 |
BANDWIDTDFND | NOTE0 | 30M | PRN | $19.43M 0.85% | 30M | 0.00 | 0.00 |
PARATEKDFND | NOTE4 | 25M | PRN | $19.43M 0.85% | 25M | 0.00 | 0.00 |
ACORDA TDFND | NOTE6 | 30M | PRN | $18.92M 0.83% | 30M | 0.00 | 0.00 |
NEWHOLDDFND | COMCL | 1.73M | SH | $17.62M 0.77% | 1.73M | 0.00 | 0.00 |
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