Filed: 2/14/2023ACC: 0001132716-23-000004
📋 What this filing means
OCONNOR, A DISTINCT BUSINESS UNIT OF UBS ASSET MANAGEMENT AMERICAS (LLC) filed this quarterly 13F‑HR report disclosing 737 equity positions with a total reported market value of $3.39B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
737
Positions
$3.39B
Total AUM (reported)
1.01B
Total Shares
Allocation by class
COM$1.20B35.4%
CLASS$588.97M17.4%
COMCL$204.60M6.0%
SHSCL$202.68M6.0%
CLACO$160.53M4.7%
NOTE0$134.26M4.0%
NOTE1$132.78M3.9%
Portfolio Concentration
Top 3$528.91M15.6%
4–10$297.08M8.8%
11–25$353.61M10.4%
Rest$2.21B65.2%
Top 3 weight
15.6%
Top 10 weight
24.4%
Voting Authority Distribution
Total shares with voting rights: 1.01B
Sole
Full voting authority
1.01B
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole0
Shared0
Other737
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings737
Rows:
STORE CA
DFNDShares12.93M
TypeSH
Market value$414.41M
12.23%
Sole
12.93M
Shared
0.00
None
0.00
ALTRA IN
DFNDShares1.08M
TypeSH
Market value$64.62M
1.91%
Sole
1.08M
Shared
0.00
None
0.00
EVO PMTS
DFNDShares1.47M
TypeSH
Market value$49.88M
1.47%
Sole
1.47M
Shared
0.00
None
0.00
SPIRIT A
DFNDShares60.86M
TypePRN
Market value$49.14M
1.45%
Sole
60.86M
Shared
0.00
None
0.00
OCCIDENT
DFNDShares1.19M
TypeSH
Market value$48.94M
1.44%
Sole
1.19M
Shared
0.00
None
0.00
ROGERS C
DFNDShares374.89K
TypeSH
Market value$44.74M
1.32%
Sole
374.89K
Shared
0.00
None
0.00
PELOTON
DFNDShares62.50M
TypePRN
Market value$44.38M
1.31%
Sole
62.50M
Shared
0.00
None
0.00
FAR PEAK
DFNDShares3.82M
TypeSH
Market value$38.36M
1.13%
Sole
3.82M
Shared
0.00
None
0.00
SIERRA W
DFNDShares1.27M
TypeSH
Market value$36.94M
1.09%
Sole
1.27M
Shared
0.00
None
0.00
WAYFAIR
DFNDShares53M
TypePRN
Market value$34.58M
1.02%
Sole
53M
Shared
0.00
None
0.00
DISH NET
DFNDShares50M
TypePRN
Market value$32.13M
0.95%
Sole
50M
Shared
0.00
None
0.00
CONYERS
DFNDShares2.93M
TypeSH
Market value$29.00M
0.86%
Sole
2.93M
Shared
0.00
None
0.00
REVANCE
DFNDShares29.36M
TypePRN
Market value$27.16M
0.80%
Sole
29.36M
Shared
0.00
None
0.00
SCREAMIN
DFNDShares2.55M
TypeSH
Market value$25.34M
0.75%
Sole
2.55M
Shared
0.00
None
0.00
FASTLY I
DFNDShares35M
TypePRN
Market value$25.20M
0.74%
Sole
35M
Shared
0.00
None
0.00
GORES HO
DFNDShares2.32M
TypeSH
Market value$22.98M
0.68%
Sole
2.32M
Shared
0.00
None
0.00
DRAFTKIN
DFNDShares37M
TypePRN
Market value$22.94M
0.68%
Sole
37M
Shared
0.00
None
0.00
NEW PROV
DFNDShares2.23M
TypeSH
Market value$22.74M
0.67%
Sole
2.23M
Shared
0.00
None
0.00
PARATEK
DFNDShares25M
TypePRN
Market value$21.96M
0.65%
Sole
25M
Shared
0.00
None
0.00
BANDWIDT
DFNDShares35M
TypePRN
Market value$21.61M
0.64%
Sole
35M
Shared
0.00
None
0.00
WISDOMTR
DFNDShares20.25M
TypePRN
Market value$21.06M
0.62%
Sole
20.25M
Shared
0.00
None
0.00
ACORDA T
DFNDShares30M
TypePRN
Market value$20.96M
0.62%
Sole
30M
Shared
0.00
None
0.00
AMERICAN
DFNDShares18M
TypeSH
Market value$20.44M
0.60%
Sole
18M
Shared
0.00
None
0.00
GENERATI
DFNDShares1.98M
TypeSH
Market value$20.04M
0.59%
Sole
1.98M
Shared
0.00
None
0.00
HOME PLA
DFNDShares1.98M
TypeSH
Market value$20.04M
0.59%
Sole
1.98M
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
STORE CADFND | COM | 12.93M | SH | $414.41M 12.23% | 12.93M | 0.00 | 0.00 |
ALTRA INDFND | COM | 1.08M | SH | $64.62M 1.91% | 1.08M | 0.00 | 0.00 |
EVO PMTSDFND | CLACO | 1.47M | SH | $49.88M 1.47% | 1.47M | 0.00 | 0.00 |
SPIRIT ADFND | NOTE1 | 60.86M | PRN | $49.14M 1.45% | 60.86M | 0.00 | 0.00 |
OCCIDENTDFND | *WEXP | 1.19M | SH | $48.94M 1.44% | 1.19M | 0.00 | 0.00 |
ROGERS CDFND | COM | 374.89K | SH | $44.74M 1.32% | 374.89K | 0.00 | 0.00 |
PELOTONDFND | NOTE2 | 62.50M | PRN | $44.38M 1.31% | 62.50M | 0.00 | 0.00 |
FAR PEAKDFND | SHSCL | 3.82M | SH | $38.36M 1.13% | 3.82M | 0.00 | 0.00 |
SIERRA WDFND | COM | 1.27M | SH | $36.94M 1.09% | 1.27M | 0.00 | 0.00 |
WAYFAIRDFND | NOTE0 | 53M | PRN | $34.58M 1.02% | 53M | 0.00 | 0.00 |
DISH NETDFND | NOTE1 | 50M | PRN | $32.13M 0.95% | 50M | 0.00 | 0.00 |
CONYERSDFND | CLASS | 2.93M | SH | $29.00M 0.86% | 2.93M | 0.00 | 0.00 |
REVANCEDFND | NOTE1 | 29.36M | PRN | $27.16M 0.80% | 29.36M | 0.00 | 0.00 |
SCREAMINDFND | CLASS | 2.55M | SH | $25.34M 0.75% | 2.55M | 0.00 | 0.00 |
FASTLY IDFND | NOTE3 | 35M | PRN | $25.20M 0.74% | 35M | 0.00 | 0.00 |
GORES HODFND | CLASS | 2.32M | SH | $22.98M 0.68% | 2.32M | 0.00 | 0.00 |
DRAFTKINDFND | NOTE3 | 37M | PRN | $22.94M 0.68% | 37M | 0.00 | 0.00 |
NEW PROVDFND | CLASS | 2.23M | SH | $22.74M 0.67% | 2.23M | 0.00 | 0.00 |
PARATEKDFND | NOTE4 | 25M | PRN | $21.96M 0.65% | 25M | 0.00 | 0.00 |
BANDWIDTDFND | NOTE0 | 35M | PRN | $21.61M 0.64% | 35M | 0.00 | 0.00 |
WISDOMTRDFND | NOTE4 | 20.25M | PRN | $21.06M 0.62% | 20.25M | 0.00 | 0.00 |
ACORDA TDFND | NOTE6 | 30M | PRN | $20.96M 0.62% | 30M | 0.00 | 0.00 |
AMERICANDFND | COM | 18M | SH | $20.44M 0.60% | 18M | 0.00 | 0.00 |
GENERATIDFND | CLAOR | 1.98M | SH | $20.04M 0.59% | 1.98M | 0.00 | 0.00 |
HOME PLADFND | CLACO | 1.98M | SH | $20.04M 0.59% | 1.98M | 0.00 | 0.00 |
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