Filed: 11/14/2022ACC: 0001132716-22-000019
📋 What this filing means
OCONNOR, A DISTINCT BUSINESS UNIT OF UBS ASSET MANAGEMENT AMERICAS (LLC) filed this quarterly 13F‑HR report disclosing 936 equity positions with a total reported market value of $5.27B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
936
Positions
$5.27B
Total AUM (reported)
1.16B
Total Shares
Allocation by class
COM$2.00B37.9%
CLASS$675.31M12.8%
COMCL$550.57M10.5%
SHSCL$269.43M5.1%
NOTE0$241.28M4.6%
CLACO$164.64M3.1%
SHSEU$151.75M2.9%
Portfolio Concentration
Top 3$883.84M16.8%
4–10$618.26M11.7%
11–25$448.74M8.5%
Rest$3.32B63.0%
Top 3 weight
16.8%
Top 10 weight
28.5%
Voting Authority Distribution
Total shares with voting rights: 1.16B
Sole
Full voting authority
1.16B
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole0
Shared0
Other936
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings936
Rows:
BIOHAVEN
DFNDShares3.78M
TypeSH
Market value$572.10M
10.86%
Sole
3.78M
Shared
0.00
None
0.00
CHANGE H
DFNDShares5.75M
TypeSH
Market value$158.02M
3.00%
Sole
5.75M
Shared
0.00
None
0.00
PING IDE
DFNDShares5.48M
TypeSH
Market value$153.71M
2.92%
Sole
5.48M
Shared
0.00
None
0.00
GLOBAL B
DFNDShares2.24M
TypeSH
Market value$152.46M
2.89%
Sole
2.24M
Shared
0.00
None
0.00
NIELSEN
DFNDShares5.47M
TypeSH
Market value$151.75M
2.88%
Sole
5.47M
Shared
0.00
None
0.00
DUKE REA
DFNDShares2.50M
TypeSH
Market value$120.58M
2.29%
Sole
2.50M
Shared
0.00
None
0.00
ZENDESK
DFNDShares53.60M
TypePRN
Market value$52.90M
1.00%
Sole
53.60M
Shared
0.00
None
0.00
SPIRIT A
DFNDShares60.86M
TypePRN
Market value$52.34M
0.99%
Sole
60.86M
Shared
0.00
None
0.00
OCCIDENT
DFNDShares1.16M
TypeSH
Market value$45.88M
0.87%
Sole
1.16M
Shared
0.00
None
0.00
AVALARA
DFNDShares43.58M
TypePRN
Market value$42.36M
0.80%
Sole
43.58M
Shared
0.00
None
0.00
PELOTON
DFNDShares60M
TypePRN
Market value$40.50M
0.77%
Sole
60M
Shared
0.00
None
0.00
COVETRUS
DFNDShares1.87M
TypeSH
Market value$39.05M
0.74%
Sole
1.87M
Shared
0.00
None
0.00
IRONSOUR
DFNDShares11.04M
TypeSH
Market value$37.97M
0.72%
Sole
11.04M
Shared
0.00
None
0.00
FAR PEAK
DFNDShares3.83M
TypeSH
Market value$37.85M
0.72%
Sole
3.83M
Shared
0.00
None
0.00
WAYFAIR
DFNDShares53M
TypePRN
Market value$36.57M
0.69%
Sole
53M
Shared
0.00
None
0.00
SPDR S&P
DFNDShares1.90M
TypeSH
Market value$34.35M
0.65%
Sole
1.90M
Shared
0.00
None
0.00
DISH NET
DFNDShares50M
TypePRN
Market value$33.24M
0.63%
Sole
50M
Shared
0.00
None
0.00
CONYERS
DFNDShares2.96M
TypeSH
Market value$28.79M
0.55%
Sole
2.96M
Shared
0.00
None
0.00
SCREAMIN
DFNDShares2.57M
TypeSH
Market value$24.91M
0.47%
Sole
2.57M
Shared
0.00
None
0.00
REXFORD
DFNDShares456.62K
TypeSH
Market value$23.74M
0.45%
Sole
456.62K
Shared
0.00
None
0.00
GORES HO
DFNDShares2.34M
TypeSH
Market value$22.65M
0.43%
Sole
2.34M
Shared
0.00
None
0.00
ACORDA T
DFNDShares30M
TypePRN
Market value$22.52M
0.43%
Sole
30M
Shared
0.00
None
0.00
NEW PROV
DFNDShares2.23M
TypeSH
Market value$22.35M
0.42%
Sole
2.23M
Shared
0.00
None
0.00
EVO PMTS
DFNDShares669.87K
TypeSH
Market value$22.31M
0.42%
Sole
669.87K
Shared
0.00
None
0.00
PARATEK
DFNDShares25M
TypePRN
Market value$21.93M
0.42%
Sole
25M
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
BIOHAVENDFND | COM | 3.78M | SH | $572.10M 10.86% | 3.78M | 0.00 | 0.00 |
CHANGE HDFND | COM | 5.75M | SH | $158.02M 3.00% | 5.75M | 0.00 | 0.00 |
PING IDEDFND | COM | 5.48M | SH | $153.71M 2.92% | 5.48M | 0.00 | 0.00 |
GLOBAL BDFND | COM | 2.24M | SH | $152.46M 2.89% | 2.24M | 0.00 | 0.00 |
NIELSENDFND | SHSEU | 5.47M | SH | $151.75M 2.88% | 5.47M | 0.00 | 0.00 |
DUKE READFND | COMNE | 2.50M | SH | $120.58M 2.29% | 2.50M | 0.00 | 0.00 |
ZENDESKDFND | NOTE0 | 53.60M | PRN | $52.90M 1.00% | 53.60M | 0.00 | 0.00 |
SPIRIT ADFND | NOTE1 | 60.86M | PRN | $52.34M 0.99% | 60.86M | 0.00 | 0.00 |
OCCIDENTDFND | *WEXP | 1.16M | SH | $45.88M 0.87% | 1.16M | 0.00 | 0.00 |
AVALARADFND | NOTE0 | 43.58M | PRN | $42.36M 0.80% | 43.58M | 0.00 | 0.00 |
PELOTONDFND | NOTE2 | 60M | PRN | $40.50M 0.77% | 60M | 0.00 | 0.00 |
COVETRUSDFND | COM | 1.87M | SH | $39.05M 0.74% | 1.87M | 0.00 | 0.00 |
IRONSOURDFND | CLAOR | 11.04M | SH | $37.97M 0.72% | 11.04M | 0.00 | 0.00 |
FAR PEAKDFND | SHSCL | 3.83M | SH | $37.85M 0.72% | 3.83M | 0.00 | 0.00 |
WAYFAIRDFND | NOTE0 | 53M | PRN | $36.57M 0.69% | 53M | 0.00 | 0.00 |
SPDR S&PDFND | COM | 1.90M | SH | $34.35M 0.65% | 1.90M | 0.00 | 0.00 |
DISH NETDFND | NOTE1 | 50M | PRN | $33.24M 0.63% | 50M | 0.00 | 0.00 |
CONYERSDFND | CLASS | 2.96M | SH | $28.79M 0.55% | 2.96M | 0.00 | 0.00 |
SCREAMINDFND | CLASS | 2.57M | SH | $24.91M 0.47% | 2.57M | 0.00 | 0.00 |
REXFORDDFND | COM | 456.62K | SH | $23.74M 0.45% | 456.62K | 0.00 | 0.00 |
GORES HODFND | CLASS | 2.34M | SH | $22.65M 0.43% | 2.34M | 0.00 | 0.00 |
ACORDA TDFND | NOTE6 | 30M | PRN | $22.52M 0.43% | 30M | 0.00 | 0.00 |
NEW PROVDFND | CLASS | 2.23M | SH | $22.35M 0.42% | 2.23M | 0.00 | 0.00 |
EVO PMTSDFND | CLACO | 669.87K | SH | $22.31M 0.42% | 669.87K | 0.00 | 0.00 |
PARATEKDFND | NOTE4 | 25M | PRN | $21.93M 0.42% | 25M | 0.00 | 0.00 |
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