OBERTO DAVID J.

PrivateCIK: 1710865

Location

NEW YORK, NY

OBERTO DAVID J.

→VIRTUS CONVERTIBLE & INCOME FUND

Oct 6, 2023·Oct 6, 2023

1 txn

OBERTO DAVID J.

→VIRTUS CONVERTIBLE & INCOME 2024 TARGET TERM FUND

Oct 6, 2023·Oct 6, 2023

1 txn

OBERTO DAVID J.

→VIRTUS DIVERSIFIED INCOME & CONVERTIBLE FUND

Oct 5, 2023·Oct 5, 2023

1 txn

ZINO BRIAN T

→VIRTUS CONVERTIBLE & INCOME FUND II

Mar 29, 2022·Mar 29, 2022

1 txn

OBERTO DAVID J.

→VIRTUS CONVERTIBLE & INCOME FUND

Mar 3, 2022·Mar 3, 2022

1 txn

OBERTO DAVID J.

→VIRTUS DIVERSIFIED INCOME & CONVERTIBLE FUND

Mar 3, 2022·Mar 3, 2022

1 txn

WALTON R KEITH

→VIRTUS DIVERSIFIED INCOME & CONVERTIBLE FUND

Feb 3, 2022·Feb 3, 2022

1 txn

ZINO BRIAN T

→VIRTUS EQUITY & CONVERTIBLE INCOME FUND

Jan 3, 2022·Jan 3, 2022

1 txn

ZINO BRIAN T

→VIRTUS CONVERTIBLE & INCOME FUND

Jan 3, 2022·Jan 3, 2022

1 txn

ZINO BRIAN T

→VIRTUS ARTIFICIAL INTELLIGENCE & TECHNOLOGY OPPORTUNITIES FUND

Jan 3, 2022·Jan 3, 2022

1 txn

ZINO BRIAN T

→VIRTUS DIVERSIFIED INCOME & CONVERTIBLE FUND

Jan 3, 2022·Jan 3, 2022

1 txn

DRUMMOND F FORD

→VIRTUS DIVERSIFIED INCOME & CONVERTIBLE FUND

Dec 17, 2020·Dec 17, 2020

1 txn

FORSYTH DOUGLAS

→VIRTUS EQUITY & CONVERTIBLE INCOME FUND

Aug 13, 2020·Aug 13, 2020

9 txn

CHEN JAMES C. K.

→VIRTUS ARTIFICIAL INTELLIGENCE & TECHNOLOGY OPPORTUNITIES FUND

Jun 15, 2020·Jun 15, 2020

4 txn

EU DOUGLAS

→VIRTUS DIVERSIFIED INCOME & CONVERTIBLE FUND

Mar 23, 2020·Mar 23, 2020

1 txn

JUE STEPHEN B

→VIRTUS ARTIFICIAL INTELLIGENCE & TECHNOLOGY OPPORTUNITIES FUND

Mar 20, 2020·Mar 20, 2020

2 txn

KASS JUSTIN

→VIRTUS ARTIFICIAL INTELLIGENCE & TECHNOLOGY OPPORTUNITIES FUND

Mar 13, 2020·Mar 13, 2020

1 txn

CHEN JAMES C. K.

→VIRTUS ARTIFICIAL INTELLIGENCE & TECHNOLOGY OPPORTUNITIES FUND

Mar 13, 2020·Mar 13, 2020

4 txn

JUE STEPHEN B

→VIRTUS ARTIFICIAL INTELLIGENCE & TECHNOLOGY OPPORTUNITIES FUND

Mar 12, 2020·Mar 12, 2020

1 txn

KASS JUSTIN

→VIRTUS ARTIFICIAL INTELLIGENCE & TECHNOLOGY OPPORTUNITIES FUND

Mar 10, 2020·Mar 10, 2020

5 txn

KASS JUSTIN

→VIRTUS CONVERTIBLE & INCOME 2024 TARGET TERM FUND

Mar 10, 2020·Mar 10, 2020

6 txn

JUE STEPHEN B

→VIRTUS ARTIFICIAL INTELLIGENCE & TECHNOLOGY OPPORTUNITIES FUND

Feb 28, 2020·Feb 28, 2020

1 txn

KASS JUSTIN

→VIRTUS ARTIFICIAL INTELLIGENCE & TECHNOLOGY OPPORTUNITIES FUND

Feb 28, 2020·Feb 28, 2020

1 txn

CHEN JAMES C. K.

→VIRTUS ARTIFICIAL INTELLIGENCE & TECHNOLOGY OPPORTUNITIES FUND

Feb 28, 2020·Feb 28, 2020

7 txn

MACLEOD JAMES S

→VIRTUS ARTIFICIAL INTELLIGENCE & TECHNOLOGY OPPORTUNITIES FUND

Dec 26, 2019·Dec 26, 2019

1 txn

Page 1 of 4 · 79 total

Filer	Form	Target	Filed	Activity
OBERTO DAVID J.CIK · 1710865	4 Trade	VIRTUS CONVERTIBLE & INCOME FUNDCIK · 1214935	Oct 6, 2023 Oct 6, 2023	1txn
OBERTO DAVID J.CIK · 1710865	4 Trade	VIRTUS CONVERTIBLE & INCOME 2024 TARGET TERM FUNDCIK · 1701809	Oct 6, 2023 Oct 6, 2023	1txn
OBERTO DAVID J.CIK · 1710865	4 Trade	VIRTUS DIVERSIFIED INCOME & CONVERTIBLE FUNDCIK · 1636289	Oct 5, 2023 Oct 5, 2023	1txn
ZINO BRIAN TCIK · 1239059	4 Trade	VIRTUS CONVERTIBLE & INCOME FUND IICIK · 1227857	Mar 29, 2022 Mar 29, 2022	1txn
OBERTO DAVID J.CIK · 1710865	3 Initial	VIRTUS CONVERTIBLE & INCOME FUNDCIK · 1214935	Mar 3, 2022 Mar 3, 2022	1txn
OBERTO DAVID J.CIK · 1710865	3 Initial	VIRTUS DIVERSIFIED INCOME & CONVERTIBLE FUNDCIK · 1636289	Mar 3, 2022 Mar 3, 2022	1txn
WALTON R KEITHCIK · 1281287	4 Trade	VIRTUS DIVERSIFIED INCOME & CONVERTIBLE FUNDCIK · 1636289	Feb 3, 2022 Feb 3, 2022	1txn
ZINO BRIAN TCIK · 1239059	3 Initial	VIRTUS EQUITY & CONVERTIBLE INCOME FUNDCIK · 1383441	Jan 3, 2022 Jan 3, 2022	1txn
ZINO BRIAN TCIK · 1239059	3 Initial	VIRTUS CONVERTIBLE & INCOME FUNDCIK · 1214935	Jan 3, 2022 Jan 3, 2022	1txn
ZINO BRIAN TCIK · 1239059	3 Initial	VIRTUS ARTIFICIAL INTELLIGENCE & TECHNOLOGY OPPORTUNITIES FUNDCIK · 1778114	Jan 3, 2022 Jan 3, 2022	1txn
ZINO BRIAN TCIK · 1239059	3 Initial	VIRTUS DIVERSIFIED INCOME & CONVERTIBLE FUNDCIK · 1636289	Jan 3, 2022 Jan 3, 2022	1txn
DRUMMOND F FORDCIK · 1512301	4 Trade	VIRTUS DIVERSIFIED INCOME & CONVERTIBLE FUNDCIK · 1636289	Dec 17, 2020 Dec 17, 2020	1txn
FORSYTH DOUGLASCIK · 1240801	4 Trade	VIRTUS EQUITY & CONVERTIBLE INCOME FUNDCIK · 1383441	Aug 13, 2020 Aug 13, 2020	9txn
CHEN JAMES C. K.CIK · 1785237	4 Trade	VIRTUS ARTIFICIAL INTELLIGENCE & TECHNOLOGY OPPORTUNITIES FUNDCIK · 1778114	Jun 15, 2020 Jun 15, 2020	4txn
EU DOUGLASCIK · 1663195	4 Trade	VIRTUS DIVERSIFIED INCOME & CONVERTIBLE FUNDCIK · 1636289	Mar 23, 2020 Mar 23, 2020	1txn
JUE STEPHEN BCIK · 1785549	4 Trade	VIRTUS ARTIFICIAL INTELLIGENCE & TECHNOLOGY OPPORTUNITIES FUNDCIK · 1778114	Mar 20, 2020 Mar 20, 2020	2txn
KASS JUSTINCIK · 1240810	4 Trade	VIRTUS ARTIFICIAL INTELLIGENCE & TECHNOLOGY OPPORTUNITIES FUNDCIK · 1778114	Mar 13, 2020 Mar 13, 2020	1txn
CHEN JAMES C. K.CIK · 1785237	4 Trade	VIRTUS ARTIFICIAL INTELLIGENCE & TECHNOLOGY OPPORTUNITIES FUNDCIK · 1778114	Mar 13, 2020 Mar 13, 2020	4txn
JUE STEPHEN BCIK · 1785549	4 Trade	VIRTUS ARTIFICIAL INTELLIGENCE & TECHNOLOGY OPPORTUNITIES FUNDCIK · 1778114	Mar 12, 2020 Mar 12, 2020	1txn
KASS JUSTINCIK · 1240810	4 Trade	VIRTUS ARTIFICIAL INTELLIGENCE & TECHNOLOGY OPPORTUNITIES FUNDCIK · 1778114	Mar 10, 2020 Mar 10, 2020	5txn
KASS JUSTINCIK · 1240810	4 Trade	VIRTUS CONVERTIBLE & INCOME 2024 TARGET TERM FUNDCIK · 1701809	Mar 10, 2020 Mar 10, 2020	6txn
JUE STEPHEN BCIK · 1785549	4 Trade	VIRTUS ARTIFICIAL INTELLIGENCE & TECHNOLOGY OPPORTUNITIES FUNDCIK · 1778114	Feb 28, 2020 Feb 28, 2020	1txn
KASS JUSTINCIK · 1240810	4 Trade	VIRTUS ARTIFICIAL INTELLIGENCE & TECHNOLOGY OPPORTUNITIES FUNDCIK · 1778114	Feb 28, 2020 Feb 28, 2020	1txn
CHEN JAMES C. K.CIK · 1785237	4 Trade	VIRTUS ARTIFICIAL INTELLIGENCE & TECHNOLOGY OPPORTUNITIES FUNDCIK · 1778114	Feb 28, 2020 Feb 28, 2020	7txn
MACLEOD JAMES SCIK · 1041973	4 Trade	VIRTUS ARTIFICIAL INTELLIGENCE & TECHNOLOGY OPPORTUNITIES FUNDCIK · 1778114	Dec 26, 2019 Dec 26, 2019	1txn

Page 1 of 4 · 79 total