NEW YORK, NY
| Filer | Form | Target | Filed | Activity | |
|---|---|---|---|---|---|
LYDON THOMAS F JRCIK · 1249279 | 4 Trade | GUGGENHEIM STRATEGIC OPPORTUNITIES FUNDCIK · 1380936 | Apr 30, 2026 Apr 30, 2026 | 1txn | |
NYBERG RONALDCIK · 1251343 | 4 Trade | GUGGENHEIM ACTIVE ALLOCATION FUNDCIK · 1864208 | Dec 19, 2025 Dec 19, 2025 | 1txn | |
NYBERG RONALDCIK · 1251343 | 4 Trade | GUGGENHEIM STRATEGIC OPPORTUNITIES FUNDCIK · 1380936 | Dec 19, 2025 Dec 19, 2025 | 1txn | |
NYBERG RONALDCIK · 1251343 | 4 Trade | GUGGENHEIM ACTIVE ALLOCATION FUNDCIK · 1864208 | May 8, 2025 May 8, 2025 | 1txn | |
STUEBE NANCY E.CIK · 1835510 | 4 Trade | ADVENT CONVERTIBLE & INCOME FUNDCIK · 1219120 | May 1, 2025 May 1, 2025 | 1txn | |
TOUPIN RONALD E JRCIK · 1254593 | 4 Trade | GUGGENHEIM ACTIVE ALLOCATION FUNDCIK · 1864208 | Apr 1, 2025 Apr 1, 2025 | 1txn | |
STUEBE NANCY E.CIK · 1835510 | 4 Trade | ADVENT CONVERTIBLE & INCOME FUNDCIK · 1219120 | Feb 14, 2025 Feb 14, 2025 | 1txn | |
SEIZERT GERALD LCIK · 1251344 | 4 Trade | ADVENT CONVERTIBLE & INCOME FUNDCIK · 1219120 | Oct 21, 2024 Oct 21, 2024 | 7txn | |
STUEBE NANCY E.CIK · 1835510 | 4 Trade | ADVENT CONVERTIBLE & INCOME FUNDCIK · 1219120 | Oct 21, 2024 Oct 21, 2024 | 1txn | |
NYBERG RONALDCIK · 1251343 | 4 Trade | ADVENT CONVERTIBLE & INCOME FUNDCIK · 1219120 | Oct 21, 2024 Oct 21, 2024 | 1txn | |
MAITLAND TRACY VCIK · 1251345 | 4 Trade | ADVENT CONVERTIBLE & INCOME FUNDCIK · 1219120 | Oct 21, 2024 Oct 21, 2024 | 3txn | |
BARNES RANDALL CCIK · 1298064 | 4 Trade | ADVENT CONVERTIBLE & INCOME FUNDCIK · 1219120 | Oct 21, 2024 Oct 21, 2024 | 1txn | |
BLACK DANIELCIK · 1342021 | 4 Trade | ADVENT CONVERTIBLE & INCOME FUNDCIK · 1219120 | Oct 18, 2024 Oct 18, 2024 | 1txn | |
HUANG TONYCIK · 1631552 | 4 Trade | ADVENT CONVERTIBLE & INCOME FUNDCIK · 1219120 | Oct 18, 2024 Oct 18, 2024 | 1txn | |
STUEBE NANCY E.CIK · 1835510 | 4 Trade | ADVENT CONVERTIBLE & INCOME FUNDCIK · 1219120 | May 2, 2024 May 2, 2024 | 1txn | |
TOUPIN RONALD E JRCIK · 1254593 | 4 Trade | GUGGENHEIM ACTIVE ALLOCATION FUNDCIK · 1864208 | Apr 1, 2024 Apr 1, 2024 | 1txn | |
STUEBE NANCY E.CIK · 1835510 | 4 Trade | ADVENT CONVERTIBLE & INCOME FUNDCIK · 1219120 | Feb 2, 2024 Feb 2, 2024 | 1txn | |
TOUPIN RONALD E JRCIK · 1254593 | 4 Trade | GUGGENHEIM ACTIVE ALLOCATION FUNDCIK · 1864208 | Dec 29, 2023 Dec 29, 2023 | 1txn | |
MAITLAND TRACY VCIK · 1251345 | 4 Trade | ADVENT CONVERTIBLE & INCOME FUNDCIK · 1219120 | Dec 22, 2023 Dec 22, 2023 | 1txn | |
TOUPIN RONALD E JRCIK · 1254593 | 4 Trade | GUGGENHEIM ACTIVE ALLOCATION FUNDCIK · 1864208 | Nov 30, 2023 Nov 30, 2023 | 1txn | |
STUEBE NANCY E.CIK · 1835510 | 4 Trade | ADVENT CONVERTIBLE & INCOME FUNDCIK · 1219120 | Nov 8, 2023 Nov 8, 2023 | 1txn | |
TOUPIN RONALD E JRCIK · 1254593 | 4 Trade | GUGGENHEIM ACTIVE ALLOCATION FUNDCIK · 1864208 | Oct 31, 2023 Oct 31, 2023 | 1txn | |
TOUPIN RONALD E JRCIK · 1254593 | 4 Trade | GUGGENHEIM ACTIVE ALLOCATION FUNDCIK · 1864208 | Sep 29, 2023 Sep 29, 2023 | 1txn | |
TOUPIN RONALD E JRCIK · 1254593 | 4 Trade | GUGGENHEIM ACTIVE ALLOCATION FUNDCIK · 1864208 | Sep 1, 2023 Sep 1, 2023 | 1txn | |
STUEBE NANCY E.CIK · 1835510 | 4 Trade | ADVENT CONVERTIBLE & INCOME FUNDCIK · 1219120 | Aug 2, 2023 Aug 2, 2023 | 1txn |