CHICAGO, IL
NUVEEN MULTI-ASSET INCOME FUNDNMAI— Latest position per institution from SEC 13F filings
15
Institutional holders
6.36M
Total shares held
65.14M
Estimated value
318.08K
Avg. position size
PATHSTONE HOLDINGS, LLC
CIK 2011612
Shares
1.06M
Value
13.16M
Filed
Mar 31, 2026
MORGAN STANLEY
CIK 895421
Shares
987.70K
Value
12.25M
Filed
Mar 31, 2026
UBS GROUP AG
CIK 1610520
Shares
671.35K
Value
8.32M
Filed
Mar 31, 2026
PENSERRA CAPITAL MANAGEMENT LLC
CIK 1593324
Shares
540.29K
Value
6.70K
Filed
Mar 31, 2026
LPL FINANCIAL LLC
CIK 1403438
Shares
423.92K
Value
5.26M
Filed
Mar 31, 2026
SIT INVESTMENT ASSOCIATES INC
CIK 769317
Shares
405.55K
Value
4.88K
Filed
Dec 31, 2024
HERON BAY CAPITAL MANAGEMENT
CIK 1842149
Shares
287.76K
Value
3.57M
Filed
Mar 31, 2026
CLOUGH CAPITAL PARTNERS L P
CIK 1276144
Shares
251.15K
Value
3.09M
Filed
Dec 31, 2023
ROYAL BANK OF CANADA
CIK 1000275
Shares
240.19K
Value
2.98M
Filed
Mar 31, 2026
ADVISORS ASSET MANAGEMENT, INC.
CIK 1297376
Shares
235.04K
Value
2.91M
Filed
Mar 31, 2026
STIFEL FINANCIAL CORP
CIK 720672
Shares
217.08K
Value
2.69M
Filed
Mar 31, 2026
RELATIVE VALUE PARTNERS GROUP, LLC
CIK 1649910
Shares
169.01K
Value
1.98K
Filed
Sep 30, 2022
CETERA INVESTMENT ADVISERS
CIK 1666741
Shares
138.81K
Value
1.72M
Filed
Mar 31, 2026
D.A. DAVIDSON & CO.
CIK 1080107
Shares
131.23K
Value
1.63M
Filed
Mar 31, 2026
ALPINE GLOBAL MANAGEMENT, LLC
CIK 1581655
Shares
121K
Value
1.49M
Filed
Jun 30, 2024
ABSOLUTE INVESTMENT ADVISERS, LLC
CIK 1316187
Shares
116.79K
Value
1.54M
Filed
Dec 31, 2025
FIRST TRUST ADVISORS LP
CIK 1125816
Shares
112.82K
Value
1.40M
Filed
Mar 31, 2026
BANK OF AMERICA CORP /DE/
CIK 70858
Shares
87.16K
Value
1.08M
Filed
Mar 31, 2026
RAYMOND JAMES FINANCIAL INC
CIK 720005
Shares
83.91K
Value
1.04M
Filed
Mar 31, 2026
OSAIC HOLDINGS, INC.
CIK 1677044
Shares
79.84K
Value
990.03K
Filed
Mar 31, 2026
| # | Institution | CIK | Shares | Est. Value | Period |
|---|---|---|---|---|---|
| 1 | PATHSTONE HOLDINGS, LLC | 2011612 | 1.06M | 13.16M | Mar 31, 2026 |
| 2 | MORGAN STANLEY | 895421 | 987.70K | 12.25M | Mar 31, 2026 |
| 3 | UBS GROUP AG | 1610520 | 671.35K | 8.32M | Mar 31, 2026 |
| 4 | PENSERRA CAPITAL MANAGEMENT LLC | 1593324 | 540.29K | 6.70K | Mar 31, 2026 |
| 5 | LPL FINANCIAL LLC | 1403438 | 423.92K | 5.26M | Mar 31, 2026 |
| 6 | SIT INVESTMENT ASSOCIATES INC | 769317 | 405.55K | 4.88K | Dec 31, 2024 |
| 7 | HERON BAY CAPITAL MANAGEMENT | 1842149 | 287.76K | 3.57M | Mar 31, 2026 |
| 8 | CLOUGH CAPITAL PARTNERS L P | 1276144 | 251.15K | 3.09M | Dec 31, 2023 |
| 9 | ROYAL BANK OF CANADA | 1000275 | 240.19K | 2.98M | Mar 31, 2026 |
| 10 | ADVISORS ASSET MANAGEMENT, INC. | 1297376 | 235.04K | 2.91M | Mar 31, 2026 |
| 11 | STIFEL FINANCIAL CORP | 720672 | 217.08K | 2.69M | Mar 31, 2026 |
| 12 | RELATIVE VALUE PARTNERS GROUP, LLC | 1649910 | 169.01K | 1.98K | Sep 30, 2022 |
| 13 | CETERA INVESTMENT ADVISERS | 1666741 | 138.81K | 1.72M | Mar 31, 2026 |
| 14 | D.A. DAVIDSON & CO. | 1080107 | 131.23K | 1.63M | Mar 31, 2026 |
| 15 | ALPINE GLOBAL MANAGEMENT, LLC | 1581655 | 121K | 1.49M | Jun 30, 2024 |
| 16 | ABSOLUTE INVESTMENT ADVISERS, LLC | 1316187 | 116.79K | 1.54M | Dec 31, 2025 |
| 17 | FIRST TRUST ADVISORS LP | 1125816 | 112.82K | 1.40M | Mar 31, 2026 |
| 18 | BANK OF AMERICA CORP /DE/ | 70858 | 87.16K | 1.08M | Mar 31, 2026 |
| 19 | RAYMOND JAMES FINANCIAL INC | 720005 | 83.91K | 1.04M | Mar 31, 2026 |
| 20 | OSAIC HOLDINGS, INC. | 1677044 | 79.84K | 990.03K | Mar 31, 2026 |
Data sourced from SEC Form 13F institutional holdings reports. Positions reflect the most recent filing per institution.