CHICAGO, IL
Total Insiders
58
Active leadership & owners
Board Directors
0
Governing body
Corporate Officers
24
Executive management
10%+ Owners
4
Major shareholders
Active Insiders
58
Currently serving
Former Insiders
0
Past roles
| Name & Role | Position | Tenure | Holdings |
|---|---|---|---|
TD GROUP US HOLDINGS LLC 10% Owner | — | Since Jun 2022 | — |
TORONTO DOMINION BANK 10% Owner | — | Since Jun 2022 | — |
TORONTO DOMINION HOLDINGS USA INC 10% Owner | — | Since Jun 2022 | — |
TORONTO DOMINION INVESTMENTS, INC. 10% Owner | — | Since Jun 2022 | — |
ANTOSIEWICZ CEDRIC H Officer | Chief Administrative Officer | Since Aug 2020 | — |
BLACK BRETT Officer | Chief Compliance Officer | Since Jun 2022 | — |
CARDELLA MARC Officer | VP and Controller | Since Dec 2024 | — |
CASTRO JOSEPH Officer | EVP, Chief Risk & Compliance | Since Oct 2025 | — |
JONES NATHANIEL T. Officer | Vice President and Treasurer | Since Aug 2020 | — |
KELLY WALTER M Officer | Chief Compliance Officer & VP | Since Aug 2020 | — |