NOVEM GROUP

PrivateCIK: 1926783
Location

ROCHESTER, NY

424
Positions
$873.13M
Total AUM (reported)
14.15M
Total Shares

Allocation by class

TOTAL AUM$873.13M424 positions
COM$215.06M24.6%
STATE STREET SPD$69.38M7.9%
US LCAP GR ETF$33.77M3.9%
ENHAN SHRT MA AC$27.90M3.2%
FUNDAMENTAL LARG$23.31M2.7%
ACTIVE BD ETF$21.59M2.5%
HIGH DIV YLD$20.33M2.3%

Portfolio Concentration

Top 39.8%4–1015.8%11–2520.1%Rest54.3%TOP 1025.6%0%100%
Top 3$85.79M9.8%
4–10$137.97M15.8%
11–25$175.63M20.1%
Rest$473.75M54.3%

Top 3 weight

9.8%

Top 10 weight

25.6%

Voting Authority Distribution

Total shares with voting rights: 14.14M

Sole

Full voting authority

0.00

shares

% of voting shares0.0%
Shared

Joint voting authority

0.00

shares

% of voting shares0.0%
None

No voting authority

14.14M

shares

% of voting shares100.0%

Investment Discretion (by position count)

Sole269
Shared0
Other155
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings424
Rows:

SCHWAB STRATEGIC TR

DFND
US LCAP GR ETF
Shares1.16M
TypeSH
Market value$33.77M
3.87%
Sole
0.00
Shared
0.00
None
1.16M

PIMCO ETF TR

SOLE
ENHAN SHRT MA AC
Shares277.44K
TypeSH
Market value$27.90M
3.20%
Sole
0.00
Shared
0.00
None
277.44K

SPDR SERIES TRUST

DFND
STATE STREET SPD
Shares315.04K
TypeSH
Market value$24.11M
2.76%
Sole
0.00
Shared
0.00
None
315.04K

FIDELITY COVINGTON TRUST

SOLE
FUNDAMENTAL LARG
Shares454.57K
TypeSH
Market value$23.31M
2.67%
Sole
0.00
Shared
0.00
None
454.57K

PIMCO ETF TR

DFND
ACTIVE BD ETF
Shares233.99K
TypeSH
Market value$21.59M
2.47%
Sole
0.00
Shared
0.00
None
233.99K

VANGUARD WHITEHALL FDS

DFND
HIGH DIV YLD
Shares137.29K
TypeSH
Market value$20.33M
2.33%
Sole
0.00
Shared
0.00
None
137.29K

SPDR SERIES TRUST

SOLE
STATE STREET SPD
Shares339.25K
TypeSH
Market value$19.19M
2.20%
Sole
0.00
Shared
0.00
None
339.25K

SCHWAB STRATEGIC TR

DFND
SHT TM US TRES
Shares790.57K
TypeSH
Market value$19.19M
2.20%
Sole
0.00
Shared
0.00
None
790.57K

ISHARES TR

SOLE
FALN ANGLS USD
Shares659.18K
TypeSH
Market value$17.61M
2.02%
Sole
0.00
Shared
0.00
None
659.18K

VANGUARD INDEX FDS

SOLE
VALUE ETF
Shares85.28K
TypeSH
Market value$16.73M
1.92%
Sole
0.00
Shared
0.00
None
85.28K

VANGUARD INDEX FDS

SOLE
GROWTH ETF
Shares37.93K
TypeSH
Market value$16.57M
1.90%
Sole
0.00
Shared
0.00
None
37.93K

APPLE INC

DFND
COM
Shares58.16K
TypeSH
Market value$14.76M
1.69%
Sole
0.00
Shared
0.00
None
58.16K

PIMCO ETF TR

SOLE
INV GRD CRP BD
Shares150.81K
TypeSH
Market value$14.60M
1.67%
Sole
0.00
Shared
0.00
None
150.81K

ISHARES TR

SOLE
CORE S&P500 ETF
Shares19.97K
TypeSH
Market value$13.04M
1.49%
Sole
0.00
Shared
0.00
None
19.97K

ISHARES TR

SOLE
IBONDS DEC 29
Shares551.51K
TypeSH
Market value$12.83M
1.47%
Sole
0.00
Shared
0.00
None
551.51K

ISHARES TR

SOLE
IBDS DEC28 ETF
Shares498.96K
TypeSH
Market value$12.64M
1.45%
Sole
0.00
Shared
0.00
None
498.96K

ISHARES TR

SOLE
IBONDS 27 ETF
Shares520.48K
TypeSH
Market value$12.62M
1.44%
Sole
0.00
Shared
0.00
None
520.48K

VANGUARD SPECIALIZED FUNDS

SOLE
DIV APP ETF
Shares58.56K
TypeSH
Market value$12.59M
1.44%
Sole
0.00
Shared
0.00
None
58.56K

J P MORGAN EXCHANGE TRADED F

SOLE
EQUITY FOCUS ETF
Shares162.25K
TypeSH
Market value$11.65M
1.33%
Sole
0.00
Shared
0.00
None
162.25K

VANGUARD SCOTTSDALE FDS

SOLE
SHORT TERM TREAS
Shares189.69K
TypeSH
Market value$11.10M
1.27%
Sole
0.00
Shared
0.00
None
189.69K

PGIM ETF TR

SOLE
TOTAL RETURN BON
Shares265.40K
TypeSH
Market value$11.02M
1.26%
Sole
0.00
Shared
0.00
None
265.40K

CAPITAL GROUP DIVIDEND VALUE

SOLE
SHS CREATION UNI
Shares205.36K
TypeSH
Market value$8.74M
1.00%
Sole
0.00
Shared
0.00
None
205.36K

WALMART INC

DFND
COM
Shares65.13K
TypeSH
Market value$8.09M
0.93%
Sole
0.00
Shared
0.00
None
65.13K

CONOCOPHILLIPS

DFND
COM
Shares58.88K
TypeSH
Market value$7.77M
0.89%
Sole
0.00
Shared
0.00
None
58.88K

SPDR INDEX SHS FDS

SOLE
STATE STREET SPD
Shares166.69K
TypeSH
Market value$7.61M
0.87%
Sole
0.00
Shared
0.00
None
166.69K
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