NORTHEAST FINANCIAL GROUP, INC.

PrivateCIK: 1965773
Location

ALLENTOWN, PA

76
Positions
$403.97M
Total AUM (reported)
10.33M
Total Shares

Allocation by class

TOTAL AUM$403.97M76 positions
US LRG CAP ETF$54.91M13.6%
TR UNIT$25.65M6.3%
US MID-CAP ETF$25.01M6.2%
STATE STREET SPD$22.13M5.5%
US LCAP GR ETF$21.92M5.4%
INTL EQTY ETF$20.10M5.0%
COM$19.29M4.8%

Portfolio Concentration

Top 326.1%4–1027.2%11–2532.8%Rest13.9%TOP 1053.4%0%100%
Top 3$105.57M26.1%
4–10$110.06M27.2%
11–25$132.37M32.8%
Rest$55.97M13.9%

Top 3 weight

26.1%

Top 10 weight

53.4%

Voting Authority Distribution

Total shares with voting rights: 10.33M

Sole

Full voting authority

10.33M

shares

% of voting shares100.0%
Shared

Joint voting authority

0.00

shares

% of voting shares0.0%
None

No voting authority

0.00

shares

% of voting shares0.0%

Investment Discretion (by position count)

Sole0
Shared0
Other76
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings76
Rows:

SCHWAB STRATEGIC TR

DFND
US LRG CAP ETF
Shares2.14M
TypeSH
Market value$54.91M
13.59%
Sole
2.14M
Shared
0.00
None
0.00

STATE STR SPDR S&P 500 ETF T

DFND
TR UNIT
Shares39.43K
TypeSH
Market value$25.65M
6.35%
Sole
39.43K
Shared
0.00
None
0.00

SCHWAB STRATEGIC TR

DFND
US MID-CAP ETF
Shares807.73K
TypeSH
Market value$25.01M
6.19%
Sole
807.73K
Shared
0.00
None
0.00

SCHWAB STRATEGIC TR

DFND
US LCAP GR ETF
Shares752.37K
TypeSH
Market value$21.92M
5.43%
Sole
752.37K
Shared
0.00
None
0.00

SCHWAB STRATEGIC TR

DFND
INTL EQTY ETF
Shares811.82K
TypeSH
Market value$20.10M
4.97%
Sole
811.82K
Shared
0.00
None
0.00

SCHWAB STRATEGIC TR

DFND
US LCAP VA ETF
Shares549.66K
TypeSH
Market value$16.77M
4.15%
Sole
549.66K
Shared
0.00
None
0.00

ISHARES TR

DFND
BROAD USD HIGH
Shares373.06K
TypeSH
Market value$13.75M
3.40%
Sole
373.06K
Shared
0.00
None
0.00

ISHARES TR

DFND
NATIONAL MUN ETF
Shares121.90K
TypeSH
Market value$12.94M
3.20%
Sole
121.90K
Shared
0.00
None
0.00

SCHWAB STRATEGIC TR

DFND
SHT TM US TRES
Shares522.60K
TypeSH
Market value$12.69M
3.14%
Sole
522.60K
Shared
0.00
None
0.00

VANGUARD INDEX FDS

DFND
REAL ESTATE ETF
Shares133.90K
TypeSH
Market value$11.89M
2.94%
Sole
133.90K
Shared
0.00
None
0.00

VANGUARD INTL EQUITY INDEX F

DFND
FTSE EMR MKT ETF
Shares217.18K
TypeSH
Market value$11.74M
2.91%
Sole
217.18K
Shared
0.00
None
0.00

ISHARES TR

DFND
RUSSELL 2000 ETF
Shares43.85K
TypeSH
Market value$10.88M
2.69%
Sole
43.85K
Shared
0.00
None
0.00

VANGUARD SCOTTSDALE FDS

DFND
LG-TERM COR BD
Shares143.71K
TypeSH
Market value$10.75M
2.66%
Sole
143.71K
Shared
0.00
None
0.00

JANUS DETROIT STR TR

DFND
HENDRSON AAA CL
Shares200.65K
TypeSH
Market value$10.11M
2.50%
Sole
200.65K
Shared
0.00
None
0.00

SCHWAB STRATEGIC TR

DFND
US TIPS ETF
Shares379.80K
TypeSH
Market value$10.11M
2.50%
Sole
379.80K
Shared
0.00
None
0.00

SPDR SERIES TRUST

DFND
STATE STREET SPD
Shares429.97K
TypeSH
Market value$10.03M
2.48%
Sole
429.97K
Shared
0.00
None
0.00

INVESCO ACTVELY MNGD ETC FD

DFND
OPTIMUM YIELD
Shares512.67K
TypeSH
Market value$8.88M
2.20%
Sole
512.67K
Shared
0.00
None
0.00

J P MORGAN EXCHANGE TRADED F

DFND
EQUITY PREMIUM
Shares150.18K
TypeSH
Market value$8.51M
2.11%
Sole
150.18K
Shared
0.00
None
0.00

SPDR SERIES TRUST

DFND
STATE STREET SPD
Shares310.56K
TypeSH
Market value$7.96M
1.97%
Sole
310.56K
Shared
0.00
None
0.00

SCHWAB STRATEGIC TR

DFND
US DIVIDEND EQ
Shares258.86K
TypeSH
Market value$7.95M
1.97%
Sole
258.86K
Shared
0.00
None
0.00

ISHARES TR

DFND
20 YR TR BD ETF
Shares87.92K
TypeSH
Market value$7.64M
1.89%
Sole
87.92K
Shared
0.00
None
0.00

NEOS ETF TRUST

DFND
NASDAQ 100 HIGH
Shares153.43K
TypeSH
Market value$7.63M
1.89%
Sole
153.43K
Shared
0.00
None
0.00

ISHARES TR

DFND
SHRT NAT MUN ETF
Shares66.91K
TypeSH
Market value$7.13M
1.76%
Sole
66.91K
Shared
0.00
None
0.00

SCHWAB STRATEGIC TR

DFND
US AGGREGATE B
Shares290.06K
TypeSH
Market value$6.74M
1.67%
Sole
290.06K
Shared
0.00
None
0.00

ISHARES TR

DFND
CORE US AGGBD ET
Shares63.63K
TypeSH
Market value$6.32M
1.56%
Sole
63.63K
Shared
0.00
None
0.00
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